DiFolco v. Roberts

585 F. Supp. 139, 1984 U.S. Dist. LEXIS 18657
CourtDistrict Court, D. Rhode Island
DecidedMarch 14, 1984
DocketCiv. A. 82-0667 P
StatusPublished
Cited by1 cases

This text of 585 F. Supp. 139 (DiFolco v. Roberts) is published on Counsel Stack Legal Research, covering District Court, D. Rhode Island primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
DiFolco v. Roberts, 585 F. Supp. 139, 1984 U.S. Dist. LEXIS 18657 (D.R.I. 1984).

Opinion

MEMORANDUM AND ORDER

PETTINE, Senior District Judge.

The plaintiffs in this action are two City of Providence police officers who were the focus of a grand jury inquiry in September 1982. Although no indictments were returned against the officers, the grand jury did prepare a report which recommended that the plaintiffs be fired. As a result, the plaintiffs sued Dennis J. Roberts II, the Attorney General of Rhode Island, Maureen McKenna Goldberg, a state Assistant Attorney General, and Colonel Anthony J. Mancuso, the Chief of Police of the City of Providence, under 42 U.S.C. § 1983 and 28 U.S.C. § 2201 et seq., the Declaratory Judgment Act. Defendants Roberts and McKenna Goldberg have moved for judgment on the pleadings pursuant to Rule 12(c) of the Federal Rules of Civil Procedure.

The plaintiffs’ complaint alleges that on or about September 15,' 1982, the Grand Jury of Providence and Bristol Counties issued a written report concerning the plaintiffs. The report allegedly recommended that the plaintiffs be removed from their jobs because of their actions on the *141 night of July 25, 1982. 1 No criminal indictments were issued against either of the plaintiffs.

The plaintiffs contend that the grand jury’s “preparation and issuance of [the] report was accomplished with the guidance and direction” of defendants Roberts and McKenna Goldberg, and that the issuance of the report was unauthorized and unlawful. They further allege that Roberts and McKenna Goldberg “orchestrated” the dissemination of the report to persons outside the scope of Rule 6(e) of the Rhode Island Rules of Criminal Procedure. 2 The persons to whom the report was released allegedly included defendant Mancuso and the Providence Journal Bulletin newspaper. They claim that this violated the Rhode Island Rules of Criminal Procedure, the grand jurors’ oaths, and the plaintiffs’ rights under the fifth and fourteenth amendments to the United States Constitution and article forty of the Rhode Island Constitution, which governs grand juries and indictments.

Finally, the plaintiffs allege that as a result of receiving the report and because of some sort of collaboration with Roberts and McKenna Goldberg, defendant Mancu-so issued departmental charges and specifications against the plaintiffs. These charges and specifications allegedly may result in the plaintiffs losing their jobs. The plaintiffs contend that this alleged cooperation between the prosecutors and the police constitutes a violation of the federal constitutional Doctrine of Separation of Powers because “an agency of the executive branch [the Providence Police Department,] is utilizing an arm of the judicial branch [, the grand jury] for its own internal administrative purposes,” thereby abridging their fourteenth amendment due process rights. Moreover, the plaintiffs argue that this procedure violates their protection against being held to answer for “any criminal offense unless on presentment or indictment under the fifth amendment to the United States Constitution and article forty of the Rhode Island Constitution.

The plaintiffs request several forms of declaratory, monetary, and injunctive relief.

I. ABSOLUTE IMMUNITY

The defendants contend that they are entitled to absolute prosecutorial immunity for their actions. In Imbler v. Pachtman, 424 U.S. 409, 96 S.Ct. 984, 47 L.Ed.2d 128 (1976), the Supreme Court held that when prosecutors are engaged “within the scope of [their] duties in initiating and pursuing a criminal prosecution,” they are absolutely immune from damages under § 1983. Id. at 410, 96 S.Ct. at 985. The scope of duties to which Imbler granted absolute immunity is very narrow: “We hold only that in initiating a prosecution and in presenting *142 the state’s case, the prosecutor is immune from a civil suit for damages under § 1983.” Id. at 431, 96 S.Ct. at 995.

Although the presentation of evidence to a grand jury in hopes of securing an indictment clearly falls within the scope of “initiating a prosecution,” other sorts of activities, such as those at issue here, must be examined closely to determine whether they merit the grant of absolute immunity. See Gray v. Bell, 712 F.2d 490, 500-01 (D.C.Cir.1983). In Gray, the United States Court of Appeals for the District of Columbia Circuit recently described the factors which merit granting prosecutors an absolute, rather than merely a qualified, immunity for activities within their “prosecutorial” function:

First, it has been noted that a prosecutor is especially vulnerable to retaliatory litigation. A prosecutor almost daily brings to bear the enormous power of the state against individuals; the weight of that power and the general opprobrium of the criminal sanction combine to create a unique potential for vengeful counter-suits. Absolute immunity is thus justified “by the concern that [prosecutors] ... — required by law to make important decisions regarding the initiation, conduct, and merit of controversies which often excite ‘the deepest feelings’ of the parties — would be intimidated in the exercise of their discretion by the fear of retaliatory lawsuits brought by angry defendants.” Marrero v. City of Hialeah, 625 F.2d 499, 507 (5th Cir.1980), cert. denied, 450 U.S. 913, 101 S.Ct. 1353, 67 L.Ed.2d 2d 337 (1981).
Second, it has been recognized that built-in safeguards diminish the need for private redress against prosecutorial abuse. Inherent in the judicial process are checks that serve to restrain prosecutorial abuse, and any abuse that does occur is subject to various self-remedying mechanisms of the adversarial process. 712 F.2d at 497-98 (footnotes omitted).

A prosecutor is, ideally, the servant of the grand jury. If the grand jurors have the legal authority to issue a report such as the one in question, and the prosecutor did not have absolute immunity from liability for his actions in connection with it, the prosecutor would be placed in the unacceptable position of choosing between dereliction of his duty to assist them and civil liability for the report, a dilemma similar to that which he would face in initiating a prosecution if absolute immunity did not exist. However, if the grand jury has no authority to issue such a report, the prosecutor would not be faced with this quandary. If over his objections the grand jurors were to issue a report, he could refuse to assist them with it.

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Related

In Re A. Cardi Const. Co., Inc.
154 B.R. 403 (D. Rhode Island, 1993)

Cite This Page — Counsel Stack

Bluebook (online)
585 F. Supp. 139, 1984 U.S. Dist. LEXIS 18657, Counsel Stack Legal Research, https://law.counselstack.com/opinion/difolco-v-roberts-rid-1984.