Department of Commerce, Bureau of the Census v. Federal Labor Relations Authority

976 F.2d 882
Court of Appeals for the Fourth Circuit·Decided October 2, 1992·No. Nos. 91-2188, 91-2239·Published·Cited by 1 cases

Opinion

OPINION

PHILLIPS, Circuit Judge:

Edward Hanlon, formerly an employee of the Bureau of the Census (the Bureau), was discharged on the grounds, inter alia, that he had lodged an excessive number of administrative and judicial employment actions against the Bureau. Upon receiving an informal, written “record of infraction” from his superiors detailing the charges against him, but before he had received any notification of his proposed removal, Hanlon filed with the Federal Labor Relations Authority (FLRA) an unfair labor practice (ULP) charge against the Bureau, claiming that the record of infraction itself constituted an ULP in that it disciplined him for exercising his statutorily protected right to file employment actions. While Hanlon's ULP charge was pending before the General Counsel of the FLRA, the Bureau discharged him, again citing as grounds his frequent resort to adversarial administrative and judicial proceedings. Immediately upon receiving notice of his discharge, Hanlon filed a grievance challenging his removal. After Hanlon filed his grievance, the FLRA’s General Counsel issued an ULP complaint on his behalf, upon which an administrative law judge (ALJ) ultimately ruled in Hanlon’s favor. The Bureau appealed the AU’s decision to the FLRA, arguing that, because Hanlon’s ULP complaint and his grievance were based on essentially the same factual predicate and legal theory, the ULP charge was nothing more than an indivisible part of his ultimate challenge to his removal. The Bureau further contended that because the Merit Systems Protection Board (MSPB) has exclusive jurisdiction to entertain challenges to the removal of federal employees, the AU and FLRA were without jurisdiction to entertain Hanlon’s case, and their rulings were invalid. The FLRA rejected the Bureau’s argument, and sustained the jurisdiction and merits of the ALJ’s ruling. Because we agree with the Bureau that Hanlon’s initiation of a grievance procedure challenging his removal subsumed his earlier-filed ULP charge, we hold that Han-lon must bring his entire administrative claim under an “MSPB proceeding,” see discussion infra note 1, and we vacate the FLRA’s decision to the contrary.

I

Although Edward Hanlon’s job hangs in the balance, this dispute, as it is laid before us, is between the FLRA, which contends that it has authority to adjudicate Hanlon’s ULP challenge to his record of infraction and letter of proposed removal, and the Bureau, which contends that, because Han-lon ultimately challenges an “adverse employment action” — his discharge from employment — he is constrained to bring his entire challenge under the MSPB proce[885] dure. To understand the context of this appeal, we must briefly review the statutory scheme that underlies the parties’ contentions.

In 1978 Congress enacted the Civil Services Reform Act (CSRA) to replace the prior “patchwork” system of laws governing federal employment with “an integrated scheme of administrative and judicial review, designed to balance the legitimate interests of the various categories of federal employees with the needs of sound and efficient administration.” United States v. Fausto, 484 U.S. 439, 445, 108 S.Ct. 668, 672, 98 L.Ed.2d 830 (1988). Prior to CSRA, federal employees could bring employment actions in a variety of administrative and judicial forums, sometimes leading to confusing and contradictory results. Under the simplified scheme provided by Congress, employment matters that involve employees’ rights to engage in union-related activities generally may be brought before the FLRA as ULP charges, while matters involving hiring, firing, “failure to promote,” and the like, are delegated generally to the jurisdiction of the MSPB.

Under Chapter 71 of CSRA, it is an ULP for any federal government agency, inter alia, to “interfere with, restrain or coerce any employee in the exercise by the employee of any right” granted by the Chapter. 5 U.S.C.A. § 7116(a)(1) (1980). One such union-related right is to be free from discipline for filing “a complaint, affidavit, or petition_” § 7116(a)(4). A victim of an alleged ULP may petition the General Counsel of the FLRA, and, after investigation, the General Counsel may conduct hearings to resolve the employee’s complaint. §§ 7118, 7105(a)(2)(G). Once it determines that a governmental employer has committed an ULP, the FLRA is empowered to order broad remedial action forbidding the agency to engage in similar activity as to all of its employees. See § 7501(g)(3); National Treasury Employees Union v. Federal Labor Relations Authority, 910 F.2d 964, 967 (D.C.Cir.1990). Judicial review of FLRA decisions may be had in either the U.S. Court of Appeals for the circuit in which the aggrieved party resides or conducts business, or in the U.S. Court of Appeals for the District of Columbia. § 7123(a).

CSRA precludes the FLRA from adjudicating certain types of employment actions. Specifically, “issues which can properly be raised under an appeals procedure may not be raised [before the FLRA] as unfair labor practices.... ” § 7116(d) (first sentence). The “appeals procedure” relevant to this case is provided by the Merit Systems Protection Board (MSPB), which, under CSRA, is granted responsibility for adjudicating employees’ appeals from various types of “adverse personnel actions.” § 7513(d). The adverse personnel actions over which the MSPB has exclusive jurisdiction, include: “(1) a removal; (2) a suspension for more than fourteen days; (3) a reduction in grade; (4) a reduction in pay; and (5) a furlough of thirty days or less.” § 7512 (emphasis added).1 Decisions rendered under the MSPB procedure are reviewable only by the United States Court of Appeals for the Federal Circuit. § 7703(b)(1).

Edward Hanlon was employed as a statistician/demographer by the Bureau of the Census, an agency of the Department of Commerce, between 1978 and 1988. From 1985 to 1987 he was actively engaged in union organizational and representational activities of which the Bureau was aware. During his three and one half years as a union organizer Hanlon filed fifty-five ULP charges against the Bureau on his own behalf. Of those charges, four resulted in final FLRA decisions in his favor, and an undetermined number of charges were withdrawn after negotiation. The General [886] Counsel of the FLRA agreed to pursue a total of twelve of his claims, and expressly declined to pursue ten, apparently finding that they were without merit. During the same time period, Hanlon brought six lawsuits against his employer, and filed dozens of Freedom Of Information Act requests.

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Department of Commerce, Bureau of the Census v. Federal Labor Relations Authority, 976 F.2d 882 (4th Cir. 1992).

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