Democracy Rising PA v. Celluci

603 F. Supp. 2d 780, 2009 U.S. Dist. LEXIS 23714, 2009 WL 749901
CourtDistrict Court, M.D. Pennsylvania
DecidedMarch 20, 2009
DocketCivil Action 1:07-CV-0860
StatusPublished
Cited by24 cases

This text of 603 F. Supp. 2d 780 (Democracy Rising PA v. Celluci) is published on Counsel Stack Legal Research, covering District Court, M.D. Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Democracy Rising PA v. Celluci, 603 F. Supp. 2d 780, 2009 U.S. Dist. LEXIS 23714, 2009 WL 749901 (M.D. Pa. 2009).

Opinion

MEMORANDUM

CHRISTOPHER C. CONNER, District Judge.

This is a First Amendment challenge to Canon 7B(l)(c) of the Pennsylvania Code of Judicial Conduct, which regulates the campaign activity of candidates for judicial office. Plaintiffs Democracy Rising PA and Tim Potts (collectively “plaintiffs”) seek declaratory and injunctive relief to remedy prospective harms, and compensatory relief to rectify prior constitutional injuries allegedly caused by the canon. Defendants are members of the Pennsylvania Judicial Conduct Board 1 and the Pennsylvania Office of Disciplinary Counsel 2 (collectively “defendants”). Presently before the court is defendants’ motion to dismiss. (Doc. 42.) For the reasons that follow, defendants’ motion will be granted.

I. Statement of Facts 3

In Pennsylvania, candidates for judicial office are selected in the first instance through a partisan primary process, which is followed by a general election. {See *784 Doc. 41 ¶ 2.) Once elected, judges stand for periodic “retention,” wherein voters simply decide whether to retain the judge, or to remove him or her from office. (Id.) The campaign conduct of candidates for judicial office is governed by the Pennsylvania Code of Judicial Conduct (“the Code”), a body of regulations promulgated by the Pennsylvania Supreme Court. See Pa. Const, art. V, § 10. Canon 7B(l)(c) of the Code prohibits judicial candidates from “mak[ing] statements that commit the candidate with respect to cases, controversies or issues that are likely to come before the court.” Pa.Code of Judicial Conduct Canon 7B(l)(e) (2009). In the parlance of First Amendment election law, this clause is often referred to as a “commits clause.” 4

Defendants are responsible for ensuring that both judges and lawyer-candidates comply with the Code. The Pennsylvania Board of Judicial Conduct (“the Board”) receives and investigates complaints regarding the campaign activity of sitting judges seeking retention. 5 (See Doc. 41 ¶ 5.) If the Board determines that there is probable cause to pursue formal disciplinary action against a judge, it may file charges and prosecute the matter before the Pennsylvania Court of Judicial Discipline. (See id.) Lawyers seeking judicial office must also adhere to Canon 7 of the Code. (See id. ¶ 6); see also Pa. Rules of PROf’l Conduct R. 8.2(b) (2009). Failure to do so may result in prosecution by the Pennsylvania Office of Disciplinary Counsel (“ODC”) before the Disciplinary Board of the Supreme Court of Pennsylvania. (See Doc. 41 ¶7); see also Pa. Rules of DisCiplinary Enforcement R. 205, 207(b) (2009). It is in the context of this regulatory framework that the court approaches the facts underlying the instant dispute.

Democracy Rising PA (“Democracy Rising”) is a nonpartisan organization whose stated mission is to enhance the transpar *785 ency of Pennsylvania’s elected government. (Doc. 41 ¶ 19.) Tim Potts (“Potts”) is president of the organization. (Id. ¶ 20.) Between January and March of 2007, plaintiffs designed 6 and distributed a questionnaire to each candidate for judicial election and retention in the Commonwealth. (Id. ¶¶ 34-35.) The questionnaire contained over thirty inquiries designed to elicit each candidate’s “general views on reforming the state courts.” (Id. ¶¶ 38, 46.) Topics of interrogation included “(a) transparency in court governance; (b) acknowledgment of, and deference to, the role of the legislature; (c) regularity in judicial decision-making; and (d) strict enforcement of constitutional limits on the process of government.” (Id. ¶ 41.) Additionally, the questionnaire included the following disclaimer: “[Y]our answers to these general questions are not intended to bind your decision in any particular case where a specific set of facts may lead to a judgment different from the views you express here.” (Id. ¶ 39.) Plaintiffs nonetheless intended to publicize the candidates’ responses by posting them on Democracy Rising’s website. (Id. ¶ 8.)

When the questionnaires were distributed in 2007, Canon 7B(l)(c) prohibited judicial candidates from “mak[ing] statements that commit or appear to commit the candidate with respect to cases, controversies or issues that are likely to come before the court.” (Id. ¶ 3 (emphasis added)). Plaintiffs assert that several candidates “indicated a desire and willingness to answer [the] questionnaire but specifically stated they were prohibited from answering ... because of the [commits clause].” 7 (Id. *786 ¶ 47.) The written responses of six judicial candidates are proffered in support of this assertion. Relevant portions of these responses are excerpted below:

I believe that the Pennsylvania Code of Judicial Conduct prohibits a judicial candidate from answering specific questions which commit, or appear to commit, the candidate to a specific position with regard to these subjects, .or any subject matter whatsoever.... I believe the spirit of the Code of Judicial Conduct also prohibits a candidate from expressing an opinion which would lead to speculation, or the appearance, that the candidate has formed any opinion before engaging in the full judicial process.... Canon 7 of the Pennsylvania Code of Judicial Conduct prohibits a judicial candidate from making statements which commit or appear to commit a candidate to a position on an issue which may come before the Court. As such, there are certain questions on your questionnaire which I must decline to answer ....
I believe that Canon 7 of the Pennsylvania Code of Judicial Conduct prohibits a judicial candidate from making statements which commit or appear to commit a candidate to a position.... Any answer I may give to the specific questions posed may lead to speculation or the appearance that I have a pre-formed opinion on such matters. Therefore, I must respectfully decline to provide answers to the questionnaire submitted ....
I must respectfully decline to provide answers to the questionnaire you have submitted. This decision is based on Canon 7 of the Pennsylvania Code of Judicial Conduct, which generally outlines prohibitions for judges as well as candidates for judicial office. Specifically, part B(l)(c) states that a candidate for a judicial office “should not make pledges or promises of conduct in office other than the faithful and impartial performance of the duties of the office;” or “make statements that commit or appear to commit the candidate with respect to cases, controversies or issues that are likely to come before the court....”

Free access — add to your briefcase to read the full text and ask questions with AI

Related

RITTER v. PASSAVANT MEMORIAL HOMES
W.D. Pennsylvania, 2023
DeRaffele v. Jones
M.D. Pennsylvania, 2022
BLACKWELL v. TIERNEY
W.D. Pennsylvania, 2022
TK Holdings Inc.
D. Delaware, 2021
POWELL v. PNC BANK
E.D. Pennsylvania, 2019
Ogilvie v. Nationstar Mortgage LLC
533 B.R. 460 (M.D. Pennsylvania, 2015)
Weitzner v. Sanofi Pasteur, Inc.
7 F. Supp. 3d 460 (M.D. Pennsylvania, 2014)

Cite This Page — Counsel Stack

Bluebook (online)
603 F. Supp. 2d 780, 2009 U.S. Dist. LEXIS 23714, 2009 WL 749901, Counsel Stack Legal Research, https://law.counselstack.com/opinion/democracy-rising-pa-v-celluci-pamd-2009.