Dement v. Kelly

97 A.D.3d 223, 947 N.Y.2d 72
Appellate Division of the Supreme Court of the State of New York·Decided June 19, 2012·Published·Cited by 8 cases

Opinions

OPINION OF THE COURT

Manzanet-Daniels, J.

Petitioner William Dement brings this CPLR article 78 proceeding to challenge respondents’ denial of his application for a World Trade Center (WTC) line-of-duty accident disability retirement (ADR) pension upon a determination that there is no causal connection between his disability and his actions as a first responder at the World Trade Center site.

Petitioner was a lieutenant with the New York Police Department (NYPD) on the date of the 9/11 attacks. On September 14, 2001, he performed a 12-hour tour of duty at the World Trade Center site. During September, October and November 2001, petitioner was assigned to the Fresh Kills landfill on Staten Island in connection with 9/11 recovery and investigative work. Petitioner alleges that starting in November 2001, he experienced labored breathing, persistent heavy coughing, chest congestion, nasal fluid and throat discharge.

In late 2002, petitioner applied for a disability pension, alleging that he had “difficulty in breathing,” caused by exposure to the WTC site and the landfill. He was found, at that time, not to be disabled. Petitioner’s conditions worsened following his retirement, and in 2007, he applied for a WTC-ADR disability pension under the WTC Law, which establishes a presumption that “if any condition or impairment of health is caused by a qualifying World Trade Center condition” as defined in the Retirement and Social Security Law, “it shall be presumptive evidence that it was incurred in the performance and discharge of duty and the natural and proximate result of an accident. . . unless the contrary be proved by competent evidence” (Administrative Code of City of NY § 13-252.1 [1] [a]).1 This presumption extends to WTC rescue workers who, like petitioner, have [226] retired on a disability pension and subsequently seek a reclassification.

In his initial application, petitioner alleged that he was disabled due to WTC cough, RADS (reactive airway dysfunction syndrome), asthma, gastroesophageal reflux disease (GERD), esophagitis, sinusitis, chronic rhinitis and severe sleep apnea. Petitioner alleged that these conditions resulted in, inter alia, chronic cough, difficulty breathing, severe stomach indigestion, and obstructive sleep apnea which prevented him from sleeping and resulted in excessive daytime sleepiness. Petitioner also filed an updated application for reclassification requesting that his service retirement pension be reclassified as an ADR pension pursuant to the WTC Law. In his application for reclassification, petitioner similarly alleged that he suffered from diseases of the respiratory and gastroesophageal tracts.

On or about August 10, 2007, the Medical Board recommended approval of the application for ordinary disability retirement (ODR) and disapproval of the application for ADR. The board determined that petitioner was disabled “due to his sleep deprivation secondary to his severe sleep apnea,” but found no medical evidence to substantiate the allegation that petitioner’s sleep apnea was related to environmental exposure. The board’s report did not discuss the contributory effect, if any, of petitioner’s nighttime gastric reflux to his sleep deprivation.

Petitioner was permitted under respondents’ procedural rules to adduce additional medical evidence and to have his case remanded to the Medical Board for re-evaluation. In support of his application, petitioner submitted additional medical records, including reports from Dr. James Baum diagnosing him with GERD as well as heavy metal poisoning, specifically lead and aluminum toxicity, for which petitioner underwent chelation therapy. Petitioner also submitted a report from Dr. Milagros Diaz Teves-Mani of the World Trade Center Medical Monitoring and Treatment Program diagnosing him as suffering from, inter alia, GERD, Barrett’s esophagus,2 and sleep apnea secondary to WTC exposure. During his physical examination, petitioner complained to the Medical Board doctors of acid reflux at night, shortness of breath and constant fatigue.

[227] On or about March 21, 2008, the Medical Board reaffirmed its prior decision recommending approval of petitioner’s application for ODR and disapproval of his application for disability under the WTC Law, finding that sleep apnea had not been shown to be a sequela of exposure at the World Trade Center. The final diagnosis was sleep deprivation secondary to sleep apnea.

On August 8, 2008, petitioner’s new attorney wrote to the executive director of the Board of Trustees seeking an upgrade of petitioner’s recommended pension from ODR to WTC-ADR. He submitted additional evidence demonstrating that petitioner’s sleep apnea was connected to WTC exposure and that several of his recognized WTC ailments, including respiratory and gastrointestinal tract illnesses and heavy metal poisoning, were disabling in and of themselves. Petitioner’s attorney submitted, inter alia, a May 1, 2008 report from Dr. Diaz Teves-Mani in which she opined that petitioner suffered from a number of ailments causally related to WTC exposure, including GERD and obstructive sleep apnea; an April 29, 2008 report from Karen B. Mulloy, D.O., Director of the Denver Health Center for Occupational Safety and Health, explaining the causal connection between petitioner’s various WTC illnesses and his sleep apnea and sleep deprivation; a June 17, 2008 report from Dr. Denise Janus in which she opined, inter alia, that petitioner’s ailments, including his sleep apnea, were the direct result of his exposure to toxins at the WTC site; a July 22, 2008 report from James E. Baum, DO, who was overseeing petitioner’s chelation therapy for heavy metal poisoning, in which he opined that heavy metals had played a “major role” in petitioner’s symptomology; and a May 29, 2008 report from Dr. Ben Hill Passmore, finding petitioner disabled based on the effects of heavy metal poisoning. These materials were supplemented by the August 8, 2008 report of Raymond Singer, Ph.D., who opined that petitioner suffered from neuropsychological deficits, including dysfunctions of cognition, memory, emotion and judgment, as a result of exposure to neurotoxic chemicals at the site.

On September 10, 2008, petitioner’s case was considered by the Board of Trustees and remanded to the Medical Board. Petitioner’s counsel wrote the Medical Board enclosing medical journal articles discussing a link between sleep apnea and GERD and asthma, including an article from the Journal of Gastroenterology called The relationship between gastroesophageal reflux disease and obstructive sleep apnea (OSA), which stated, in relevant part:

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Dement v. Kelly, 97 A.D.3d 223, 947 N.Y.2d 72 (N.Y. Ct. App. 2012).

97 A.D.3d 223 (Dement v. Kelly) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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