Demassa v. Nunez

770 F.2d 1505, 54 U.S.L.W. 2177
Court of Appeals for the Ninth Circuit·Decided September 13, 1985·No. Nos. 83-6271, 83-6363 and 83-6470·Published·Cited by 23 cases

Opinions

PER CURIAM:

Appellant Philip A. DeMassa’s petition for rehearing from this court’s decision in DeMassa v. Nunez, 747 F.2d 1283 (9th Cir.1984), is denied.

The petition for rehearing as to appellants Robert Kent Lahodny, Robert Marceron, Marie D. Carlile and Sonny Barger is granted and the cause is remanded to the district court to determine whether these plaintiffs are entitled to relief to vindicate personal rights separable and apart from the rights of Philip A. DeMassa. The district court erred by failing to recognize that these plaintiffs had rights apart from the Fourth Amendment rights of plaintiff DeMassa. “Fourth Amendment rights are personal rights which, like some other constitutional rights, may not be vicariously asserted.” United States v. Nadler, 698 F.2d 995, 998 (9th Cir.1983) (quoting Aider-man v. United States, 394 U.S. 165, 174, 89 S.Ct. 961, 966-67, 22 L.Ed.2d 176 (1969)). The district court effectively granted these plaintiffs partial relief by enjoining the government search while denying them relief in the form of a return of property without recognizing the legal basis for the disposition of their Fourth Amendment claims. These clients, who are strangers to any potential indictments may appeal this error in the district court’s decision to grant the injunction. See DiBella v. United States, 369 U.S. 121, 82 S.Ct. 654, 7 L.Ed.2d 614 (1962).

I.

We hold that clients of an attorney maintain a legitimate expectation of privacy in their client files.

These clients’ right to seek relief depends on whether the expectation of privacy in their attorney’s files involving their personal legal matters “is the kind of expectation that ‘society is prepared to recognize as “reasonable.” ’ ” Hudson v. Palmer, — U.S.-, 104 S.Ct. 3194, 3199, 82 L.Ed.2d 393 (1984) (quoting Katz v. United States, 389 U.S. 347, 361, 88 S.Ct. 507, 516, 19 L.Ed.2d 576 (1967) (Harlan, J., concurring)). See also New Jersey v. TLO, — U.S. -, 105 S.Ct. 733, 742, 83 L.Ed.2d 720 (1985). In Rakas v. Illinois, 439 U.S. 128, 99 S.Ct. 421, 58 L.Ed.2d 387 (1978), the Supreme Court held: “Legitimation of ex-pections of privacy by law must have a source outside of the Fourth Amendment, either by reference to concepts of real or personal property law or to understandings that are recognized and permitted by society.” 439 U.S. at 144 n. 12, 99 S.Ct. at 431 n. 12. The clients have such a source in federal and state statutes, in codes of professional responsibility, under common law, and in the United States Constitution.

It is axiomatic that the attorney-client privilege confers upon the client an expectation of privacy in his or her confidential communications with the attorney. Neither the State of California, where the search took place, Congress nor the federal courts dispute this hornbook rule. See, e.g., Upjohn Co. v. United States, 449 U.S. 383, 389, 101 S.Ct. 677, 682, 66 L.Ed.2d 584 (1981); Darrow v. Gunn, 594 F.2d 767, 774-75 (9th Cir.), cert. denied, 444 U.S. 849, 100 S.Ct. 99, 62 L.Ed.2d 64 (1979); United States v. Landof 591 F.2d 36, 38 (9th Cir.1978) (citing 8 Wigmore, Evidence, § 2292 (McNaughton Rev.1961)); United States v. Friedman, 445 F.2d 1076, 1085 (9th Cir.), cert. denied 404 U.S. 958, 92 S.Ct. 326, 30 L.Ed.2d 275 (1971); Cal.Evid. Code §§ 952, 954; Fed.R.Evid. 501 (incorporating common law principles of privilege). In fact, courts and legislatures explicitly espouse this axiom. Klitzman, Klitzman [1507] & Gallagher v. Krut, 744 F.2d 955, 960-61 (3d Cir.1984) (citing Model Rules of Professional Conduct Rule 1.6 (1983) and Model Code of Professional Responsibility DR 4-101 (1980)); United States v. Medows, 540 F.Supp. 490, 499 n. 35 (S.D.N.Y.1982) (“Of course, the Court recognizes that [the lawyer’s] clients have an interest in the privacy of their files.”); Law Offices of Bernard D. Morley v. MacFarlane, 647 P.2d 1215, 1222 (Colo.1982) (“there is an enhanced privacy interest underlying the attorney-client relationship which warrants a heightened degree of judicial protection and supervision when law offices are the subject of a search for client files or documents”); Privacy Protection Act, 42 U.S.C. §§ 2000aa-l 1(a)(3) (the Attorney General must recognize “special concern for privacy interests in cases in which a search or seizure for such documents could intrude upon a known confidential relationship such as that which may exist between ... lawyer and client”).

Constitutional guarantees also support the legitimacy of the clients’ expectation of privacy in this case. To the extent that the right to effective assistance of counsel in a separate criminal case is at stake, the Sixth Amendment provides an additional “source” and “understanding” of this expectation of privacy. See, e.g., United States v. Cronic, 466 U.S. 648, 104 S.Ct. 2039, 2044, 80 L.Ed.2d 657 (1984) (right to counsel necessarily encompasses the right to effective assistance of counsel); Argersinger v. Hamlin, 407 U.S. 25, 92 S.Ct. 2006, 32 L.Ed.2d 530 (1972); Gideon v. Wainwright, 372 U.S. 335, 83 S.Ct. 792, 9 L.Ed.2d 799 (1963) (Sixth Amendment right to counsel is fundamental to our adversary system of criminal justice). Because the Fifth Amendment’s protection against testimonial self-incrimination may be threatened by the act of disclosure of legal files, that constitutional guarantee also supports the clients’ legitimate expectations of privacy. See United States v. Terry, 759 F.2d 1418, 1420 (9th Cir.1985) (“an attorney’s production could implicate client in compelled testimonial incrimination”) (citing In re Grand Jury Subpoena Duces Tecum, 754 F.2d 918, 920 (11th Cir.1985)).

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Demassa v. Nunez, 770 F.2d 1505, 54 U.S.L.W. 2177 (9th Cir. 1985).

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Demassa v. Nunez
770 F.2d 1505 (Ninth Circuit, 1985)