DeLuna v. Treister

676 N.E.2d 973, 286 Ill. App. 3d 25, 222 Ill. Dec. 9
CourtAppellate Court of Illinois
DecidedNovember 27, 1996
Docket1—94—1397, 1—94—2719 cons.
StatusPublished
Cited by8 cases

This text of 676 N.E.2d 973 (DeLuna v. Treister) is published on Counsel Stack Legal Research, covering Appellate Court of Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
DeLuna v. Treister, 676 N.E.2d 973, 286 Ill. App. 3d 25, 222 Ill. Dec. 9 (Ill. Ct. App. 1996).

Opinions

JUSTICE SCARIANO

delivered the opinion of the court:

This is the second appeal of this matter, again via the dismissal of plaintiffs medical malpractice claim, albeit on a different basis this time.1 In 1987, the first action was dismissed by the circuit court on the ground that plaintiff had not complied with the requirements of section 2—622 of the Code of Civil Procedure (735 ILCS 5/2—622 (West 1992)) (hereinafter the Code). In that case, plaintiff maintained that section 2—622 was an unconstitutional delegation of judicial power to lay persons, specifically, to health professionals from whom plaintiffs were required to obtain certification of the merits of their medical malpractice claims as a precondition to proceeding with their action. On appeal, we agreed with plaintiff, and the order of the circuit court was reversed (DeLuna v. St. Elizabeth’s Hospital, 184 Ill. App. 3d 802, 540 N.E.2d 847 (1989)). We, in turn, were reversed by our supreme court (DeLuna v. St. Elizabeth’s Hospital, 147 Ill. 2d 57, 588 N.E.2d 1199 (1992) (DeLuna I)).

Plaintiff thereupon filed a new complaint, substantially identical to the first one, but now supported by the certification of a health professional as mandated by section 2—622 of the Code. Notably, this version of the complaint was filed as a new case, with a new case number. This time, the circuit court dismissed the action on the ground that it was barred by the doctrine of res judicata, the judge having concluded that the dismissal of the first case was an adjudication on the merits, citing Supreme Court Rule 273 (134 Ill. 2d R. 273). This appeal concerns the propriety of that decision.

I. Factual And Procedural Background

The facts of this case were fully described in the appeal of the first action (DeLuna v. St. Elizabeth’s Hospital, 184 Ill. App. 3d 802, 504 N.E.2d 847 (1989), rev’d, 147 Ill. 2d 57, 588 N.E.2d 1199). We confine our recitation to those facts necessary to an understanding of our disposition of this matter.

The decedent, Alicia DeLuna, was admitted to defendant St. Elizabeth’s Hospital in 1986, where defendant Dr. Michael Treister, her treating physician at the time, performed a laminectomy on her. It was alleged that he lacerated an artery during that procedure, that he negligently failed to recognize the injury, and that the resultant bleeding caused Mrs. DeLuna’s death. We deem it necessary to emphasize that because of the prior dismissal orders, neither the truth nor the merits of these allegations have ever been submitted to a fact finder for resolution.

As already noted, plaintiff filed suit against both defendants in 1986 (circuit court case number 86 L 8412), but failed to append to his complaint the requisite health professional’s certificate attesting to the merits of the malpractice claims presented. When that initial action was filed in the circuit court, the constitutional challenge to section 2—622 posed by plaintiff was pending before our supreme court in another case, McCastle v. Sheinkop, 121 Ill. 2d 188, 520 N.E.2d 293 (1987). Plaintiff made the conscious decision to assert the same challenge to the constitutionality of section 2—622 and chose not to attach the declarations to his complaint as required by the Code. As required by statute, the circuit court applied section 2—622 and dismissed the action as to both the hospital and Dr. Treister, though only the latter dismissal was entered "with prejudice.” Plaintiff appealed both dismissals, which were consolidated in this court, and further action thereon was stayed pending decision in McCastle.

The supreme court decided McCastle without having to reach the constitutional issue; consequently, the initial DeLuna appeal went forward. In this forum, plaintiff attacked both the constitutionality of section 2—622 and the propriety of the "with prejudice” language in the order dismissing his action against Dr. Treister. We ruled section 2—622 to be unconstitutional, thus finding it unnecessary to reach the second issue. DeLuna v. St. Elizabeth’s Hospital (1989), 184 Ill. App. 3d 802, 540 N.E.2d 847 (1989). Defendants appealed our decision, and the supreme court upheld the constitutionality of section 2—622. DeLuna I, 147 Ill. 2d 57, 588 N.E.2d 1199. The supreme court further rejected plaintiff’s repeated entreaties either to remand the case to permit plaintiff to attach the mandated certification to his complaint or to address the propriety of the "with prejudice” language in the dismissal of the action against Dr. Treister. DeLuna I, 147 Ill. 2d at 76.

Accordingly, plaintiff opted to refile the suit as a new case, circuit court case number 93 L 13826. Dr. Treister moved to dismiss, this time asserting that the previous dismissal "with prejudice” was an adjudication on the merits by operation of Supreme Court Rule 273 (134 Ill. 2d R. 273) and, thus, a res judicata bar to the new action.

Plaintiff unsuccessfully renewed his attack on the propriety of the "with prejudice” clause of the order dismissing the action as to Dr. Treister in DeLuna I, and when the circuit court dismissed the new action as to the doctor, plaintiff appealed. The hospital moved that it be dismissed as well, urging that inasmuch as its liability was derivative of that of the doctor, dismissal of the new action against him required that the hospital also be dismissed. See Towns v. Yellow Cab Co., 73 Ill. 2d 113, 382 N.E.2d 1217 (1978). The circuit court granted that request, plaintiff again appealed, and we again consolidated the cases in this forum.

II. Opinion

Reacting to the perceived crisis in medical malpractice claims, the legislature in 1985 adopted a comprehensive "reform” package which included the enactment of section 2—622. Bernier v. Burris, 113 Ill. 2d 219, 229, 497 N.E.2d 763 (1986). That law was designed to weed out frivolous suits at the filing stage by requiring plaintiffs to "precertify” their claims, showing the existence of expert support by affidavit. DeLuna I, 147 Ill. 2d at 65. The circuit court was vested with discretion to allow amendments to complaints and affidavits in order to insure that a mechanical application of this prophylactic rule would not cause any unjust result. McCastle, 121 Ill. 2d 188. In adjudicating this case, we must be mindful of the legislature’s intent in promulgating section 2—622 and give it effect, rather than thwart it.

On appeal, plaintiff raises three issues: (a) whether the dismissal of Dr. Treister in the first case was properly entered with prejudice; (b) whether that order, even if properly entered with prejudice, was an adjudication on the merits, thus establishing a res judicata bar; and (c) whether it was proper to dismiss the action as to the hospital, regardless of the propriety of the second dismissal of Dr. Treister. All three present questions of law rather than issues of fact; accordingly, our review is de novo.

At its heart, plaintiffs appeal concerns the inequity inherent in the dismissal of his complaint. Dr.

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Bluebook (online)
676 N.E.2d 973, 286 Ill. App. 3d 25, 222 Ill. Dec. 9, Counsel Stack Legal Research, https://law.counselstack.com/opinion/deluna-v-treister-illappct-1996.