Dehaney v. New York City Transit Authority

180 Misc. 2d 695, 694 N.Y.S.2d 831, 1997 N.Y. Misc. LEXIS 721
CourtCivil Court of the City of New York
DecidedMarch 27, 1997
StatusPublished
Cited by2 cases

This text of 180 Misc. 2d 695 (Dehaney v. New York City Transit Authority) is published on Counsel Stack Legal Research, covering Civil Court of the City of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Dehaney v. New York City Transit Authority, 180 Misc. 2d 695, 694 N.Y.S.2d 831, 1997 N.Y. Misc. LEXIS 721 (N.Y. Super. Ct. 1997).

Opinion

OPINION OF THE COURT

Doris Ling-Cohan, J.

This is an action for damages for personal injuries allegedly sustained due to a falling wood slab from a passing subway train. Pursuant to CPLR 3126, plaintiffs move, inter alia, to strike defendant’s answer for failing to produce a witness for examination before trial in accordance with a preliminary conference order dated February 2, 1995. Defendant has cross-moved to compel plaintiffs to provide various authorizations for medical records and formal responses to its discovery demands.

This motion and cross motion present three issues for disposition: (1) whether the circumstances surrounding the defendant’s failure to appear at a court-ordered deposition warrant the striking of defendant’s answer; (2) whether plaintiffs were under a continuing obligation, pursuant to CPLR 3101 (h), to amend/supplement their responses to defendant’s prior discovery demand for medical and hospital records; and (3) whether it is proper for a plaintiff in a personal injury action to shield records from her treating physician based on a claim [697]*697that the material was prepared for litigation. The second issue is of apparent first impression.

Striking the Answer

In opposition to plaintiffs’ motion, defendant’s attorney has failed to supply the court with an excuse for its client’s failure to appear at the previously court-ordered examination before trial, scheduled to be held on May 4, 1995. Defendant also does not dispute plaintiffs’ contention raised in the moving papers that defendant failed to appear at the rescheduled deposition on August 10, 1995. However, in its opposition defendant does indicate a current willingness to comply.

Striking the answer of a party is an “extreme and drastic penalty” warranted only where the conduct is “clearly deliberate or contumacious”. (Henry Rosenfeld, Inc. v Bower & Gardner, 161 AD2d 374 [1st Dept 1990].) Even where there was an inexcusable and repeated failure to appear for a court-ordered deposition, striking the answer for failure to appear for a deposition has been held to be too drastic a remedy. (Davis v City of New York, 205 AD2d 442 [1st Dept 1994]; see also, Matter of Hunter Mech. Corp. v Salkind, 237 AD2d 180.) Nevertheless, defendant’s failure to follow the court’s preliminary conference order directing that the deposition be held cannot be ignored by this court. Although the court is not satisfied that defendant and its counsel’s actions in failing to comply with the preliminary conference order dated February 2, 1995 were so willful and contumacious as to warrant the extreme penalty of striking defendant’s answer, they do warrant the imposition of reasonable attorneys’ fees to compensate plaintiffs for the additional time and expense incurred in seeking the previously ordered relief. (See, Oppenheim & Macnow v Worth, 103 AD2d 687 [1st Dept 1984]; Heyward v Benyarko, 82 AD2d 751 [1st Dept 1981].) Plaintiffs’ request for attorneys’ fees is therefore granted. (See, Garfield v Done Fashion, 227 AD2d 128 [1st Dept 1996]; Marotta v Rood, 65 AD2d 807 [2d Dept 1978].) Furthermore, a conditional order striking the answer is warranted as set forth below. (See, Garfield v Done Fashion, supra, at 128.)

Accordingly, plaintiffs’ motion to strike defendant’s answer is granted to the extent it is ordered that defendant appear and submit for examination before trial by producing a witness or witnesses with knowledge of railroad operations, including operations of the No. 2, White Plains Road train at the time and site of the alleged accident, at a Special Term, Part II, of [698]*698this courthouse (room 118M) on Wednesday, June 4, 1997, at 10:00 a.m., or at another date and location agreed to pursuant to written stipulation between the parties. The party to be examined shall produce all relevant books, records, documents and reports for use in connection with such examination; it is further ordered that defendant pay plaintiffs $500 towards their attorney’s fees in accordance with CPLR 3126, within 45 days of service of a copy of this order; it is further ordered that plaintiffs’ time to file a notice of trial is extended through December 31, 1997.

Additionally, it appearing that defendant has failed to comply with the preliminary conference order dated February 2, 1995, upon defendant’s failure to comply as ordered above, it is ordered that defendant’s answer is stricken in accordance with CPLR 3126.

Additional Medical Authorizations/Records

Defendant cross-moves to compel plaintiffs to provide various medical authorizations to obtain medical records and formal responses to its discovery demands dated January 25, 1994. It is undisputed that defendant previously served upon plaintiffs a “Demand for Medical and Hospital Records” dated January 25, 1994, which includes a request for authorizations. It is also undisputed that prior to the deposition of plaintiff Michelle Dehaney, plaintiffs provided defendant with several authorizations to obtain various medical records. According to defendant, however, it is entitled to further medical records and authorizations because plaintiff Michelle Dehaney made references to Dr. Tarlin and Dr. Michael at her deposition for which authorizations were not previously provided.

Plaintiffs argue that all previously demanded discovery has been provided. Additionally, plaintiffs maintain that, as to defendant’s request that this court order plaintiffs to provide original authorizations for Dr. Tarlin and Dr. Michael, defendant must serve a new demand for these additional authorizations. Plaintiffs’ argument that “[s]ince defendant has never requested by written notice, request or demand authorizations for new doctors, plaintiffs are not in default of any such production, there is no discovery due from them that is outstanding and this cross-motion is without foundation and groundless” is without merit.

This court holds that, pursuant to CPLR 3101 (h), plaintiffs are under a continuing obligation to amend/ supplement their responses to defendant’s prior discovery [699]*699demands and that a new demand for these authorizations need not have been served by defendant. Although CPLR 3101 (h) is a relatively new section and there is little case law, it is clear on its face. CPLR 3101 (h) requires that a party amend/ supplement its response to a request for disclosure promptly upon obtaining information that the response was incorrect or incomplete when made, or that the response, though correct and complete when made is, no longer correct and complete, and that the circumstances are such that a failure to amend or supplement the response would be materially misleading. CPLR 3101 (h), effective January 1, 1994, was modeled after rule 26 (e) of the Federal Rules of Civil Procedure which explicitly requires that a party, under certain circumstances, promptly supplement or amend responses to disclosure requests. (See, 2 Weinstein-Korn-Miller, NY Civ Prac ¶ 3101.61; 1993 McKinney’s Session Laws of NY, at 2951.)

Simply put, CPLR 3101 (h) imposes a “duty”, and requires all parties to “assume the initiative” and correct discovery responses to disclosure requests under certain specified circumstances. (See, 2 Weinstein-Korn-Miller, op. cit,

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Cite This Page — Counsel Stack

Bluebook (online)
180 Misc. 2d 695, 694 N.Y.S.2d 831, 1997 N.Y. Misc. LEXIS 721, Counsel Stack Legal Research, https://law.counselstack.com/opinion/dehaney-v-new-york-city-transit-authority-nycivct-1997.