Debra H. v. Janice R.

930 N.E.2d 184, 14 N.Y.3d 576, 904 N.Y.S.2d 263
New York Court of Appeals·Decided May 4, 2010·No. 47·Published·Cited by 66 cases

Opinions

OPINION OF THE COURT

Read, J.

Respondent Janice R. is the biological mother of M.R., a six-year-old boy conceived through artificial insemination and born in December 2003. Janice R. and petitioner Debra H. met in 2002 and entered into a civil union in the State of Vermont in November 2003, the month before M.R.’s birth. Janice R. repeatedly rebuffed Debra H.’s requests to become M.R.’s second parent by means of adoption.

After the relationship between Janice R. and Debra H. soured and they separated in the spring of 2006, Janice R. allowed Debra H. to have supervised visits with M.R. each week on Sunday, Wednesday and Friday for specified periods of time, as well as daily contact by telephone. In the spring of 2008, however, Janice R. began scaling back the visits. By early May 2008, she had cut off all communication between Debra H. and M.R.

In mid-May 2008, Debra H. brought this proceeding against Janice R. in Supreme Court by order to show cause. She sought [587]*587joint legal and physical custody of M.R, restoration of access and decisionmaking authority with respect to his upbringing, and appointment of an attorney for the child.1 After a hearing on May 21, 2008, the judge signed the order to show cause, which set a briefing schedule, and the parties, at his instance, entered into a “so-ordered” stipulation that reinstated the three-day-a-week visitation schedule previously followed. The stipulation required M.R.’s nanny or a mutually agreed-upon third party to accompany M.R. when he visited Debra H.

As Supreme Court later put it, “few facts . . . [were] undisputed” at the hearings and in the parties’ submissions, which “differed] substantially with respect to the nature and extent of [Debra H.’s] relationship with [Janice R.] and, more significantly, with M.R.” (NYLJ, Oct. 9, 2008, at 26, col 1, 2008 NY Misc LEXIS 6367, *1, 5 [Sup Ct, NY County 2008]). At the hearing on July 10, 2008, Debra H. acknowledged our decision in Matter of Alison D. v Virginia M. (77 NY2d 651 [1991]), which held that only a child’s biological or adoptive parent has standing to seek visitation against the wishes of a fit custodial parent, but contended that Matter of Shondel J. v Mark D. (7 NY3d 320 [2006]) endorsed a nonbiological or nonadoptive parent’s right to invoke equitable estoppel to secure visitation or custody notwithstanding Alison D. In support of this interpretation of our precedents, Debra H. emphasized that Shondel J. cited Jean Maby H. v Joseph H. (246 AD2d 282 [2d Dept 1998]), a divorce proceeding in which the husband successfully invoked equitable estoppel to seek custody and visitation with a child born to the wife prior to the marriage, whom he neither fathered nor adopted. Debra H. also urged Supreme Court to consider the effect of the parties’ civil union, and alluded to the Vermont Supreme Court’s decision in Miller-Jenkins v Miller-Jenkins (180 Vt 441, 912 A2d 951 [2006], cert denied 550 US 918 [2007]).

In opposition to Debra H.’s application, Janice R. stressed that she had always spurned Debra H.’s entreaties to permit a second-parent adoption. She argued that Alison D., which interpreted Domestic Relations Law § 70, was not eroded or overruled by Shondel J., a case involving a filiation determination; pointed out that the Legislature did not amend section 70 after Alison D. was handed down, or elsewhere enact any [588]*588provision broadening standing to seek visitation or custody; and observed that Janice R conceived M.R. prior to entering into the civil union with Debra H. in Vermont. At the hearing’s conclusion, Supreme Court reserved decision and continued visitation in a further “so-ordered” stipulation.

In a decision and order filed on October 9, 2008, Supreme Court ruled in Debra H.’s favor. The judge reasoned that “it [was] inconsistent to estop a nonbiological father from disclaiming paternity in order to avoid support obligations, but preclude a nonbiological parent from invoking [equitable estoppel] against the biological parent in order to maintain an established relationship with the child” since, in either event, “the court’s primary concern should be furthering the best interests of the child” (2008 NY Misc LEXIS 6367, *25).

Supreme Court concluded that the facts alleged by Debra H., if true, “established] a prima facie basis for invoking the doctrine of equitable estoppel” (id. at *25-26). In this regard, the judge considered the parties’ civil union to be “a significant, though not necessarily a determinative, factor in [Debra H.’s] estoppel argument” because, under Vermont law, “parties to a civil union are given the same benefits, protections and responsibilities ... as are granted to those in a marriage,” which “includes the assumption that the birth of a child during a couple’s legal union is ‘extremely persuasive evidence of joint parentage’ ” (id. at *26, quoting Miller-Jenkins, 180 Vt at 466, 912 A2d at 971).

Because of the many contested facts, however, Supreme Court ordered another hearing to resolve whether Debra H. stood in loco parentis to M.R., as she asserted, and therefore possessed standing to seek visitation and custody. The judge noted that, in the event Debra H. succeeded in proving the facts that she alleged, a further hearing would then be required to assess whether it was in M.R.’s best interest to award Debra H. visitation and/or custodial rights. Supreme Court continued the existing “so-ordered” stipulation permitting supervised visitation, and also granted Debra H.’s request for appointment of an attorney to represent the child.

Janice R. appealed, and obtained a stay of the equitableestoppel hearing ordered by Supreme Court, pending disposition of the appeal. On April 9, 2009, the Appellate Division unanimously reversed on the law, vacated Supreme Court’s order, denied the petition, and dismissed the proceeding. The court

[589]*589acknowledged that while the “record indicate[d] that [Debra H.] served as a loving and caring parental figure during the first 2½ years of [M.R.’s] life, she never legally adopted [him]” and, in accordance with Alison D., “a party who is neither the biological nor the adoptive parent of a child lacks standing to seek custody or visitation rights under Domestic Relations Law § 70” (61 AD3d 460, 461 [1st Dept 2009]). The Appellate Division commented that, to the extent that denial of any right to equitable estoppel in this case might be considered inconsistent with Shondel J. and Jean Maby H., its own “reading of precedent [was] such that the doctrine of equitable estoppel may not be invoked where a party lacks standing to assert at least a right to visitation” (id.).

Both Debra H. and the attorney for the child asked the Appellate Division for a stay of enforcement so as to allow visitation to continue until further appellate proceedings were completed, and for leave to appeal to us. Pending resolution of those motions, a Justice of the Appellate Division granted Debra H.’s emergency application for an interim stay and allowed Sunday visitation. After the Appellate Division denied the motions on June 25, 2009 (2009 NY Slip Op 76701[U]), Debra H. and the attorney for the child separately asked us for leave to appeal and sought another stay.

On July 13, 2009, a Judge of this Court signed a “so-ordered” stipulation continuing one-day-a-week visitation. And on September 1, 2009, we granted Debra H.

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Debra H. v. Janice R., 930 N.E.2d 184, 14 N.Y.3d 576, 904 N.Y.S.2d 263 (N.Y. 2010).

930 N.E.2d 184 (Debra H. v. Janice R.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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