NOTICE: SLIP OPINION (not the court’s final written decision)
The opinion that begins on the next page is a slip opinion. Slip opinions are the written opinions that are originally filed by the court. A slip opinion is not necessarily the court’s final written decision. Slip opinions can be changed by subsequent court orders. For example, a court may issue an order making substantive changes to a slip opinion or publishing for precedential purposes a previously “unpublished” opinion. Additionally, nonsubstantive edits (for style, grammar, citation, format, punctuation, etc.) are made before the opinions that have precedential value are published in the official reports of court decisions: the Washington Reports 2d and the Washington Appellate Reports. An opinion in the official reports replaces the slip opinion as the official opinion of the court. The slip opinion that begins on the next page is for a published opinion, and it has since been revised for publication in the printed official reports. The official text of the court’s opinion is found in the advance sheets and the bound volumes of the official reports. Also, an electronic version (intended to mirror the language found in the official reports) of the revised opinion can be found, free of charge, at this website: https://www.lexisnexis.com/clients/wareports. For more information about precedential (published) opinions, nonprecedential (unpublished) opinions, slip opinions, and the official reports, see https://www.courts.wa.gov/opinions and the information that is linked there. For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. FILE THIS OPINION WAS FILED FOR RECORD AT 8 A.M. ON JUNE 2, 2022 IN CLERK’S OFFICE SUPREME COURT, STATE OF WASHINGTON JUNE 2, 2022 ERIN L. LENNON SUPREME COURT CLERK
IN THE SUPREME COURT OF THE STATE OF WASHINGTON
CERTIFICATION FROM THE UNITED ) STATES DISTRICT COURT FOR THE ) WESTERN DISTRICT OF WASHINGTON ) No. 99956-2 IN ) (certified 2:21-cv-00060-JCC) ) DAVID J. DEARINGER, and GANNA P. ) DEARINGER, individually and the marital ) Filed: June 2, 2022 community composed thereof, ) ) Petitioners-Plaintiffs, ) ) v. ) ) ELI LILLY AND COMPANY, a ) Corporation, ) ) Respondent-Defendant. ) )
OWENS, J. — Under the learned intermediary doctrine, a prescription drug
manufacturer satisfies its duty to warn patients of a drug’s risks when it adequately
warns the prescribing physician. The United States District Court for the Western
District of Washington asks us via certified question whether Washington law
recognizes an exception to the learned intermediary doctrine when a prescription drug For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Dearinger v. Eli Lilly, No. 99956-2
manufacturer advertises its product directly to consumers. We answer this question in
the negative: there is no direct-to-consumer advertising exception. The policies
underlying the learned intermediary doctrine remain intact even in the direct-to-
consumer advertising context. Further, existing state law sufficiently regulates
product warnings and prescription drug advertising. Accordingly, we hold regardless
of whether a prescription drug manufacturer advertises its products directly to
consumers, the manufacturer satisfies its duty to warn a patient when it adequately
warns the prescribing physician of the drug’s risks and side effects.
I. FACTS AND PROCEDURAL HISTORY
Plaintiff David Dearinger alleges he suffered a hemorrhage leading to a stroke
that caused him permanent disabilities less than two hours after consuming Cialis.
Cialis is a prescription drug manufactured by defendant Eli Lilly and Co. (Lilly) to
treat prostatic hyperplasia, pulmonary arterial hypertension, and erectile dysfunction.
Dearinger sued Lilly in federal court under the Washington products liability
act (WPLA), chapter 7.72 RCW, for negligent design, negligent failure to warn, and
breach of warranty.1 The theory central to Dearinger’s claims is that Lilly knew or
should have known Cialis presented a risk of stroke to its users and failed to
adequately warn users of this risk.
1 Ganna Dearinger, Dearinger’s wife, also brought a claim for loss of consortium. 2 For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Dearinger v. Eli Lilly, No. 99956-2
Lilly moved to dismiss the complaint, claiming it provided adequate warnings
to Dearinger’s prescribing physician under the learned intermediary doctrine. In
response, Dearinger claimed there is an exception to the learned intermediary doctrine
for drug manufacturers who advertise directly to consumers. But no Washington
court has considered this exception. Accordingly, Dearinger moved for the United
States District Court to certify a question to this court asking whether Washington law
recognizes such an exception, which the court granted.
Three amicus curiae submitted briefs. The Washington State Association for
Justice Foundation (WSAJF) filed a brief in support of Dearinger, while the
Pharmaceutical Research and Manufacturers of America (PhRMA) and the
Washington Defense Trial Lawyers submitted briefs supporting Lilly. Additionally,
counsel for WSAJF and PhRMA presented oral argument before the court.
II. CERTIFIED QUESTION PRESENTED 2
Does Washington law recognize an exception to the learned intermediary
doctrine that requires prescription drug manufacturers to warn patients, not just
prescribing physicians, when the manufacturer directly advertises to consumers? We
review certified questions de novo. In re F5 Networks, Inc., 166 Wn.2d 229, 236, 207
P.3d 433 (2009).
2 We have the authority to reformulate certified questions. Danny v. Laidlaw Transit Servs., 165 Wn.2d 200, 205, 193 P.3d 128 (2008) (plurality opinion). We exercise this authority here for clarity.
3 For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Dearinger v. Eli Lilly, No. 99956-2
III. ANALYSIS
A. The Learned Intermediary Doctrine Is Settled Law in Washington
1. Washington Adopted the Doctrine through the Common Law
This case ultimately centers on product liability, which is governed by the
WPLA. Under the WPLA, a product manufacturer may be liable for failing to
provide adequate warnings about a product if it harms the user. RCW 7.72.030(1).
Thus, a manufacturer has a duty to warn of dangers associated with using a particular
product. Id. This case raises the question of who the manufacturer must warn.
In the context of prescription drugs, the learned intermediary doctrine provides
“the manufacturer satisfies its duty to warn the patient of the risks of its product where
it properly warns the prescribing physician.” Taylor v. Intuitive Surgical, Inc., 187
Wn.2d 743, 757, 389 P.3d 517 (2017) (citing Terhune v. A.H. Robins Co., 90 Wn.2d
9, 14, 577 P.2d 975 (1978)). In other words, “[t]he manufacturer’s duty to provide
warnings to patients transfers to the doctor, who is in a better position to communicate
them to the patient.” Id.
The learned intermediary doctrine has been a fixed part of Washington law
since this court adopted it in Terhune in 1978. Courts applying the learned
intermediary doctrine have done so without recognizing an exception. See Sherman v.
Pfizer, Inc., 8 Wn. App. 2d 686, 440 P.3d 1016 (2019), review denied, 194 Wn.2d
1015 (2019); see also Luttrell v. Novartis Pharm. Corp., 894 F. Supp. 2d 1324, 1342
(E.D. Wash. 2012) (court order), aff’d, 555 F. App’x 710 (9th Cir. 2014). Indeed, we 4 For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Dearinger v. Eli Lilly, No. 99956-2
have consistently reiterated Terhune’s central principle that a manufacturer satisfies
its duty to warn patients of product risks by warning the prescribing physician, who
then takes on the responsibility of communicating those warnings to the patient.
Taylor, 187 Wn.2d at 757-58; Young v. Key Pharm., Inc., 130 Wn.2d 160, 168, 922
P.2d 59 (1996) (plurality opinion); Ruiz-Guzman v. Amvac Chem. Corp., 141 Wn.2d
493, 506, 7 P.3d 795 (2000); Rublee v. Carrier Corp., 192 Wn.2d 190, 208-09, 428
P.3d 1207 (2018).
Washington is far from alone in adopting the learned intermediary doctrine.
Every state in the country, along with the District of Columbia and Puerto Rico, has
adopted the learned intermediary doctrine in some iteration. See Br. of Resp’t at 47-
66; Centocor, Inc. v. Hamilton, 372 S.W.3d 140, 158 n.17 (Tex. 2012) (collecting
cases). Thus, not only is the learned intermediary doctrine a fixed part of Washington
law, it is also universally followed across the country.
2. The WPLA Neither Abrogates the Doctrine nor Provides for an Advertising Exception
While Dearinger and Lilly recognize the learned intermediary doctrine as an
active part of our state’s common law, WSAJF argues the learned intermediary
doctrine is contrary to the WPLA’s text and is either ineffective or limited in scope
and therefore inapplicable in the context of direct-to-consumer advertising. WSAJF
claims “the WPLA’s plain language requires product warnings be given directly to
consumers.” Br. of WSAJF at 14. In effect, WSAJF argues the WPLA abrogates our
5 For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Dearinger v. Eli Lilly, No. 99956-2
common law embrace of the learned intermediary doctrine or otherwise modifies the
doctrine to warrant an advertising exception.
To abrogate the common law, there must be “clear evidence of the legislature’s
intent to deviate from the common law.” Potter v. Wash. State Patrol, 165 Wn.2d 67,
77, 196 P.3d 691 (2008). Such intent may be evident where “the provisions of a later
statute are so inconsistent with and repugnant to the prior common law that both
cannot simultaneously be in force.” State ex rel. Madden v. Pub. Util. Dist. No. 1 of
Douglas County, 83 Wn.2d 219, 222, 517 P.2d 585 (1973). The WPLA itself
recognizes this principle, stating, “The previous existing applicable law of this state
on product liability is modified only to the extent set forth in this chapter.” RCW
7.72.020(1).
We adopted the learned intermediary doctrine in Terhune three years before the
legislature enacted the WPLA. Accordingly, the learned intermediary doctrine is
previous existing applicable law under RCW 7.72.020(1). We look to the four
provisions cited by WSAJF to determine whether the WPLA modifies the learned
intermediary doctrine by use of inconsistent language.
First, WSAJF cites RCW 7.72.010(4), which provides a “product liability
claim” includes, among other things, claims for harm caused by “warnings” or
“marketing.” On its face, this provision does not modify the learned intermediary
doctrine. The learned intermediary doctrine itself recognizes a product liability claim
for inadequate warnings. Thus, RCW 7.72.010(4) tells us what we already know. 6 For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Dearinger v. Eli Lilly, No. 99956-2
More notable is what this provision does not say, namely, that warnings or marketing
must be directed at a consumer. Because this provision does not alter a
manufacturer’s duty to warn, it provides no basis for an exception to the learned
intermediary doctrine.
Second, WSAJF relies on RCW 7.72.030(1)(b), which states a product may not
be reasonably safe if adequate warnings were not provided with the product when the
manufacturer could have provided the warnings or instructions that the claimant
alleges would have been adequate. Like the previous provision, this provision does
not explicitly state warnings must be given directly to the end-user. See Taylor, 187
Wn.2d at 754 (WPLA does not specify who should receive warnings). Rather, RCW
7.72.030(1)(b) states warnings must be provided “with the product.” This
requirement to provide warnings with the product falls well short of WSAJF’s claim
that the warning must be directed at the consumer as opposed to a physician in the
case of prescription medications.
Third, WSAJF relies on RCW 7.72.030(3), which dictates, “In determining
whether a product was not reasonably safe . . . the trier of fact shall consider whether
the product was unsafe to an extent beyond that which would be contemplated by the
ordinary consumer.” According to WSAJF, relying on consumers’ expectations in
determining the safety of a product opens the door to an advertising exception because
direct-to-consumer advertising influences consumers’ expectations. Even if we accept
this premise, we have never said the consumer expectations test is the sole metric of 7 For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Dearinger v. Eli Lilly, No. 99956-2
whether a product is unsafe under the WPLA. To the contrary, a plaintiff may
establish liability by using either a risk-utility test or a consumer expectation test for
failure to warn claims. See Ayers v. Johnson & Johnson Baby Prods. Co., 117 Wn.2d
747, 765, 818 P.2d 1337 (1991); Falk v. Keene Corp., 113 Wn.2d 645, 651, 782 P.2d
974 (1989). Moreover, RCW 7.72.030(3) addresses only the standard for the
adequacy of the warning—it says nothing about who the manufacturer must warn.
While we could infer RCW 7.72.030(3) requires manufacturers to directly warn
consumers, such an inference is not “clear evidence of the legislature’s intent to
deviate from the common law.” Potter, 165 Wn.2d at 77.
Fourth, WSAJF cites RCW 7.72.050(1), which permits a trier of fact to
consider evidence about whether a product complied with legislative or administrative
regulations. WSAJF claims this provision conflicts with the learned intermediary
doctrine because United States Food and Drug Administration (FDA) regulations
require prescription drug manufacturers to directly warn consumers when advertising
products. See 21 C.F.R. § 202.l(e). We do not dispute the relevance of RCW
7.72.050(1) and FDA regulations. In many cases, including the prescription drug
context, evidence of a manufacturer’s compliance with regulations is crucial to
determining a product’s safety. But we disagree with WSAJF over whether this
provision abrogates the learned intermediary doctrine. In our view, there is no tension
between RCW 7.72.050(1) and the learned intermediary doctrine. To the contrary,
RCW 7.72.050(1) instructs a fact finder to consider FDA regulations in determining 8 For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Dearinger v. Eli Lilly, No. 99956-2
whether a manufacturer’s warning to the prescribing physician is adequate. And as
both parties agree, there is considerable FDA regulation over a drug manufacturer’s
warnings to prescribing physicians. The cohesion of RCW 7.72.050(1) and the
learned intermediary doctrine leads us to conclude that the WPLA does not modify
the learned intermediary doctrine.
In short, nothing in the WPLA’s text detracts from our common law embrace of
the learned intermediary doctrine. With no textual basis to abandon or modify the
learned intermediary doctrine, we turn to policy.
B. We Decline To Adopt an Exception for Direct-to-Consumer Advertising
Dearinger asks this court to carve out an exception to the learned intermediary
doctrine. Under Dearinger’s proposed rule, when a drug manufacturer directly
advertises to consumers, it must provide adequate warnings directly to the consumer.
Dearinger claims an exception is needed because the policy rationales
underlying the learned intermediary doctrine have eroded due to changes in the
doctor-patient relationship and increased direct-to-consumer advertising. Specifically,
he claims reduced time with patients and changing health care providers, in addition
to increased direct-to-consumer advertising, undermines patients’ reliance on doctors’
expertise. Further, Dearinger argues the learned intermediary doctrine, as it currently
exists, encourages “irresponsible behavior.” Opening Br. of Pet’r at 30-36. He claims
the learned intermediary doctrine “hinders the patient-doctor relationship, encourages
patients to choose drug-based solutions over lifestyle-based ones, it reduces the 9 For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Dearinger v. Eli Lilly, No. 99956-2
amount spent on research and development, and increases spending on drugs without
a corresponding health benefit.” Id. at 36.
Dearinger’s claims are largely unsubstantiated. The articles and studies he and
WSAJF cite offer weak support to justify an exception other courts have flatly
rejected. See, e.g., Centocor, 372 S.W.3d at 162-63; Watts v. Medicis Pharm. Corp.,
239 Ariz. 19, 25, 365 P.3d 944 (2016). Indeed, only New Jersey has adopted a direct-
to-consumer exception, but that decision has not been subsequently relied on. See
Perez v. Wyeth Labs. Inc., 161 N.J. 1, 734 A.2d 1245 (1999).
We, like many other courts, reject a direct-to-consumer advertising question
and answer the certified question negatively for two reasons. First, the policies
underpinning the learned intermediary doctrine remain true today. Second, state law
sufficiently regulate product warnings and prescription drug advertising.
1. The Policies Underlying the Learned Intermediary Doctrine Still Support Limiting the Liability of Drug Manufacturers When They Warn Physicians
The overarching policy behind the learned intermediary doctrine is relying on a
physician’s expertise—i.e., acknowledging that a physician is in the best place to
understand both the drug and the patient’s medical history. In adopting the doctrine,
this court stated:
Where a product is available only on prescription or through the services of a physician, the physician acts as a “learned intermediary” between the manufacturer or seller and the patient. It is his duty to inform himself of the qualities and characteristics of those products which he prescribes for or administers to or uses on his patients, and 10 For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Dearinger v. Eli Lilly, No. 99956-2
to exercise an independent judgment, taking into account his knowledge of the patient as well as the product. The patient is expected to and, it can be presumed, does place primary reliance upon that judgment. The physician decides what facts should be told to the patient. Thus, if the product is properly labeled and carries the necessary instructions and warnings to fully apprise the physician of the proper procedures for use and the dangers involved, the manufacturer may reasonably assume that the physician will exercise the informed judgment thereby gained in conjunction with his own independent learning, in the best interest of the patient. It has also been suggested that the rule is made necessary by the fact that it is ordinarily difficult for the manufacturer to communicate directly with the consumer.
Terhune, 90 Wn.2d at 14 (footnote omitted). This rationale can be broken into four
parts: (1) physicians exercise independent judgment, (2) patients primarily rely on a
physician’s independent judgment, (3) the physician decides what facts should be told
to the patient, and (4) it is difficult for a manufacturer to communicate directly with
the consumer.
Dearinger and WSAJF argue these rationales have eroded over time with
changes to health care and increased direct-to-consumer advertising. Conversely,
Lilly claims the central premise of relying on physician’s expertise remains firm.
Washington law supports Lilly. By legal design, a physician must exercise
independent judgment in prescribing medication, and a consumer must rely on this
judgment in obtaining a prescription for a drug like Cialis.
11 For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Dearinger v. Eli Lilly, No. 99956-2
a. Physicians Still Exercise Independent Judgment in Prescribing Drugs
The first underlying premise of the learned intermediary doctrine is that a
physician exercises “independent judgment, taking into account his knowledge of the
patient as well as the product.” Id.
This premise is reinforced by law. By statute, a physician can prescribe a
medication only when it is within their scope of practice and for a legitimate medical
purpose. RCW 69.50.101(nn); RCW 69.41.040(1); RCW 69.50.308(h). Prescribing a
legend (prescription) drug for a nonlegitimate or therapeutic purpose constitutes
unprofessional conduct subject to discipline. RCW 18.130.180(6). Further,
incompetence, negligence, or malpractice that injures a patient or creates an
unreasonable risk of harm is unprofessional conduct. RCW 18.130.180(4). Thus, law
governing medical practice requires physicians to exercise independent judgment in
deciding whether to prescribe a specific drug.
Dearinger does not present any evidence negating the premise that physicians
exercise independent judgment when prescribing drugs. Rather, he points to the New
Jersey Supreme Court’s analysis in Perez. The Perez court reasoned, in part, “‘the
fact that manufacturers are advertising their drugs and devices to consumers suggests
that consumers are active participants in their health care decisions, invalidating the
concept that it is the doctor, not the patient, who decides whether a drug or device
should be used.’” 161 N.J. at 19 (quoting Susan A. Casey, Comment, Laying an Old
Doctrine to Rest: Challenging the Wisdom of the Learned Intermediary Doctrine, 19 12 For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Dearinger v. Eli Lilly, No. 99956-2
WM. MITCHELL L. REV. 931, 956 (1993)). But a patient’s active role in managing
their health care does not support the conclusion that a physician abdicates their duty
to exercise independent judgment. Again, a physician cannot prescribe a medication
where there is no legitimate medical purpose. RCW 69.50.101(nn); RCW
69.41.040(1); RCW 69.50.308(h). Further, doctors are required to discuss the risks
and benefits of treatment with the patient under the doctrine of informed consent.
Indeed, this court has stated “a health care provider has a fiduciary duty to disclose
relevant facts about the patient’s condition and the proposed course of treatment so
that the patient may exercise the right to make an informed health care decision.”
Stewart-Graves v. Vaughn, 162 Wn.2d 115, 122, 170 P.3d 1151 (2007).
On the other hand, WSAJF presents some evidence that direct-to-consumer
advertising “alters physicians’ prescribing practices” and “the judgment of physicians
that is presumed to be ‘independent.’” Br. of Amicus Curiae WSAJF at 21. This
evidence comes in the form of two medical journal articles. See id. (citing Elizabeth
Murray et al., Direct-to-Consumer Advertising: Physicians’ Views of Its Effects on
Quality of Care and the Doctor-Patient Relationship, 16 J. AM. BOARD FAM. PRAC.
513, 521-22 (2003); Lisa M. Schwartz, Medical Marketing in the United States, 1997-
2016, 321 J. AM. MED. ASS’N 80, 88-90 (2019)).
We are not persuaded by this evidence. Again, by law we can presume a
physician exercises independent judgment when prescribing drugs. See Terhune, 90
Wn.2d at 14; RCW 69.50.101(nn); RCW 69.41.040(1); RCW 69.50.308(h). So, to the 13 For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Dearinger v. Eli Lilly, No. 99956-2
extent a physician fails to exercise independent judgment, modifying the learned
intermediary doctrine is unnecessary—causes of action like medical malpractice and
breach of fiduciary duty and discipline by the Washington Medical Commission
provide a sufficient remedy for the physician’s error.
Moreover, the evidence WSAJF presents is equivocal. One of the studies cited
by WSAJF contains data suggesting direct-to-consumer advertising has benefits
within the doctor-patient relationship. See Br. of Resp’t at 20-21. Additionally,
PhRMA also presents data supporting the benefits of such advertising. For instance, a
2017 study cited by PhRMA found prescription drug ads helped consumers have
better discussions with their health care providers and ensure informed consent.
Helen W. Sullivan et al., Direct-to-Consumer Prescription Drug Advertising and
Patient-Provider Interactions, 33 J. AM. BOARD FAM. MED. 279, 281 (2020); Elyse
Krezmien et al., The Role of Direct-to Consumer Pharmaceutical Advertisements and
Individual Differences in Getting People to Talk to Physicians, 16 J. HEALTH COMM.
831, 832 (2011).
In short, Washington law effectively creates a presumption that a physician will
exercise independent judgment in prescribing medication to a patient. The existence
of direct-to-consumer advertising does nothing to alter a physician’s duties. Thus, the
first central premise of the learned intermediary doctrine remains intact.
14 For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Dearinger v. Eli Lilly, No. 99956-2
b. Patients Must Rely on Physicians’ Judgment in the Context of Prescription Drugs
The second rationale supporting the learned intermediary doctrine is that
patients primarily rely on a physician’s independent judgment. Terhune, 90 Wn.2d at
14. By legal presumption, this premise also remains true.
As established above, a physician is legally required to exercise independent
judgment in determining whether to prescribe a drug. Certain drugs can be obtained
only via prescription. Under RCW 69.41.030, it is “unlawful for any person to sell,
deliver, or knowingly possess any legend drug except upon the order or prescription
of a physician.” Thus, a patient seeking a legend drug like Cialis must rely on a
physician’s independent judgment because they cannot obtain the drug any other way.
In effect, a physician is a gatekeeper to legend drugs like Cialis.
Neither Dearinger nor WSAJF present evidence showing patients place
primary reliance on any source other than the prescribing physician. And to the
extent patients rely on direct-to-consumer advertising, the physician’s gatekeeper
function prevents patients from primarily relying on advertising. Thus, the second
rationale remains intact—patients rely on physician’s independent judgment in
obtaining prescription drugs.
c. Physicians Remain in a Superior Position To Communicate Risks to Patients
The third and fourth underlying premises are that the physician decides what
facts should be told to the patient and that it is difficult for a manufacturer to 15 For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Dearinger v. Eli Lilly, No. 99956-2
communicate directly with consumers. Terhune, 90 Wn.2d at 14. Together, these
bases suggest physicians stand in a better position to convey risks to consumers.
To rebut these premises, Dearinger again relies on Perez. The Perez court
stated drug manufacturers “can hardly be said to ‘lack effective means to
communicate directly with patients’” because of the large amount of money drug
manufacturers spend on advertising. 161 N.J. at 18-19 (quoting Lars Noah,
Advertising Prescription Drugs to Consumers: Assessing the Regulatory and Liability
Issues, 32 GA. L. REV. 141, 158 (1997)). Piggybacking on this argument, Dearinger
recites statistics about how much money drug manufacturers spend on advertising. A
cursory glance at these figures shows drug manufacturers spend vast sums of money
on advertising, demonstrating it is not difficult manufacturers to communicate with
consumers.
Lilly does not dispute that manufacturers can directly communicate to
consumers. Rather, Lilly argues physicians remain in a better position to
communicate risks to patients. We agree for two reasons.
First, prescription drugs are complex and carry significant risks. For example,
FDA guidelines require that warnings to physicians contain 18 safety sections,
including information on dosage and administration, adverse reactions, use in specific
populations (i.e., pregnant persons or persons 65 and older), drug abuse, overdosage,
clinical pharmacology, and storage and handling. 21 C.F.R. § 201.57(c). Physicians
comprehend this complex information in a way the average lay person cannot. 16 For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Dearinger v. Eli Lilly, No. 99956-2
Indeed, the FDA has recognized the information on the prescribers’ label is of
“questionable” value when provided directly to patients and “relatively inaccessible to
consumers.” Direct to Consumer Promotion; Public Hr’g, 60 Fed. Reg. 42,581,
42,583 (Aug. 16, 1995).
Second, physicians can give personally tailored warnings to patients in a way
manufacturers cannot. A physician can personalize warnings to a patient based on
that patient’s medical history and needs. See McKee v. Am. Home Prods., Corp., 113
Wn.2d 701, 711, 782 P.2d 1045 (1989) (“it is only the physician who can relate the
propensities of the drug to the physical idiosyncrasies of the patient”); Ruiz-Guzman,
141 Wn.2d at 508 (“[a] physician possesses the medical training to assess adverse
health effects of a medical product and to tailor that assessment to a particular
patient”). Conversely, drug manufacturers cannot create individualized warnings
because they do not know consumers’ medical information. Thus, manufacturers
issue broad, complex warnings that must be simplified by a learned intermediary—the
physician—before being given to patients.
Accordingly, the policy reasons for adopting the learned intermediary doctrine
remain true today. A prescribing physician is a medical expert who is in the best
place to inform a patient of whether a particular drug is in their best interests.
17 For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Dearinger v. Eli Lilly, No. 99956-2
2. Existing State Law Sufficiently Regulates Product Warnings and Prescription Drug Advertising
Thematic in Dearinger’s briefing is the idea that without an advertising
exception, drug manufacturers like Lilly will “abuse” the learned intermediary
doctrine by encouraging consumers to seek out drugs they may not need and
providing inadequate warnings. But existing state law regulates product warnings and
prescription drug advertising in two relevant ways.
First, under the learned intermediary doctrine, if the warning to the prescriber is
inadequate, then the manufacturer is liable. RCW 7.72.030(1). 3 We reiterate that the
learned intermediary doctrine has bearing only on who a manufacturer must warn.
The adequacy of the warning to the physician is a separate inquiry. Thus, a fact finder
must determine whether a warning is adequate. See Little v. PPG Indus., Inc., 92
Wn.2d 118, 123, 594 P.2d 911 (1979) (generally, the adequacy of a warning is a
question of fact). In answering this question of fact, a jury may consider FDA
regulations about prescriber warnings under RCW 7.72.050(1).
Second, if the manufacturer adequately warns the physician but the physician
fails to communicate those risks to the patient, then the physician is liable for breach
of fiduciary duty. Stewart-Graves, 162 Wn.2d at 123; RCW 7.70.050. Similarly, a
3 Other states have recognized this principle. See McEwen v. Ortho Pharm. Corp., 270 Or. 375, 386-387, 528 P.2d 522 (1974); Alm v. Alum. Co. of Am., 717 S.W.2d 588, 592 (Tex. 1986); Tracy v. Merrell Dow Pharm., Inc., 58 Ohio St. 3d 147, 149, 569 N.E.2d 875 (1991); Pittman v. Upjohn Co., 890 S.W.2d 425, 429 (Tenn. 1994); Larkin v. Pfizer, Inc., 153 S.W.3d 758, 764 (Ky. 2004); Watts, 239 Ariz. at 24. 18 For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Dearinger v. Eli Lilly, No. 99956-2
physician may be liable for medical malpractice if they fail to exercise the standard of
care of a reasonably prudent health care provider in prescribing medication. See
Frausto v. Yakima HMA, LLC, 188 Wn.2d 227, 231, 393 P.3d 776 (2017); RCW
7.70.040.
Accordingly, consumers are not left without any redress if either a drug
manufacturer or physician provides an inadequate warning.
IV. CONCLUSION
We answer the certified question in the negative—Washington law does not
recognize an advertising exception to the learned intermediary doctrine. Rather, a
drug manufacturer is protected under the learned intermediary doctrine even when
they advertise directly to consumers, provided they give adequate warnings to the
prescribing physician. Of course, whether a warning is adequate remains a question
of fact for a jury to decide.
19 For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Dearinger v. Eli Lilly, No. 99956-2
WE CONCUR:
Melnick, J.P.T.
20 For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Dearinger v. Eli Lilly & Co., No. 99956-2 (Gordon McCloud, J., concurring)
No. 99956-2
GORDON McCLOUD, J. (concurring)—I agree with the majority’s holding
that the “manufacturer satisfies its duty to warn a patient when it adequately warns
the prescribing physician of the drug’s risks and side effects.” Majority at 2. I
agree that this holding applies even where, as in this case, the prescription drug
manufacturer advertises its product directly to consumers. And I agree with the
majority’s analysis of the common law origins of this doctrine, the legislature’s
preservation of this doctrine, and the weakness of most of the policy reasons
offered by Dearinger for abrogating this doctrine.
Except for one. The majority asserts, without much support, that physicians
are in the best position—and impliedly the only position—to communicate drug
risks to patients. In fact, the majority opines, “Physicians comprehend . . .
complex [prescription drug risk/benefit] information in a way the average lay
person cannot.” Majority at 16.
I cannot agree with the majority’s unsupported assumptions that all
physicians “comprehend … complex information” better than all patients. And I
cannot agree with the consequence of that assumption, that is, that it is better to
1 For the current opinion, go to https://www.lexisnexis.com/clients/wareports/. Dearinger v. Eli Lilly & Co., No. 99956-2 (Gordon McCloud, J., concurring)
withhold complex information from patients about their own medical condition
than to reveal it to them in a commonsense, understandable way.
There are certainly other sources that seem capable of revealing complex
information to the public in a commonsense, understandable way. The explosion
of websites devoted to public health, traditional medicine, alternative medicine,
prescription drugs, etc., shows this. Some of that information is very accurate;
some of those websites are owned by reputable organizations, government
agencies, or respected educational institutions. Many of them use plain
language—language that is easier to read than package inserts. The majority’s
assertion that “the average lay person cannot” “comprehend” complex medical
information might be an accurate description of manufacturers’ warnings as
currently written and directed at physicians. But it is not an accurate description of
how prescription drug information must be written.
My disagreement with the majority on this single policy matter does not
change my conclusion about the importance of retaining the learned intermediary
doctrine at this time. I therefore respectfully concur.