Dean v. Colvin

213 F. Supp. 3d 367, 2016 WL 5799725, 2016 U.S. Dist. LEXIS 142014
CourtDistrict Court, N.D. New York
DecidedOctober 3, 2016
DocketCIVIL ACTION NO. 14-cv-00379-WGY
StatusPublished
Cited by1 cases

This text of 213 F. Supp. 3d 367 (Dean v. Colvin) is published on Counsel Stack Legal Research, covering District Court, N.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Dean v. Colvin, 213 F. Supp. 3d 367, 2016 WL 5799725, 2016 U.S. Dist. LEXIS 142014 (N.D.N.Y. 2016).

Opinion

MEMORANDUM & ORDER

WILLIAM G. YOUNG, United States District Judge1

1. INTRODUCTION

Jeffrey Mark Dean (“Dean”) brought this action challenging the decision of the Commissioner of the Social Security Administration (the “Commissioner” or the “Agency”) denying his application for a period of disability, disability insurance, and Supplemental Security Income benefits (together, “benefits”) under Title II and Title XVI of the Social Security Act (“the Act”).

A. Procedural History

Dean applied for benefits on January 28, 2011, claiming he became disabled on February 15, 2008. Admin. R. II.2 Dean’s ap[370]*370plications were initially denied on June 21, 2011, after which Dean requested a hearing. Id. Following a hearing on May 15, 2012, the hearing officer3 denied Dean’s applications in a written decision issued on September 17, 2012. Id. at 8, 11. Dean timely appealed to the Agency Appeals Council, which denied his request for review on February 3, 2014. Id. at 2.

On April 4, 2014, Dean filed a complaint in federal district court challenging the Commissioner’s denial of benefits. Compl., ECF No. 1. The Commissioner filed an answer, Def.’s Answer, ECF No. 10, as well as a transcript of the administrative record, Admin R., in October 2014. On November 21, 2014, Dean filed a memorandum explaining his challenges to the Commissioner’s decision and requesting that such decision be reversed or vacated. Pl.’s Br., ECF No. 13. The Commissioner filed a memorandum in opposition on January 1, 2015, requesting that its decision be affirmed. Def.’s Br. Pursuant General Order No. 18 (“Def.’s Br.”), ECF No. 14.

B. Factual Background4

Dean was born in 1965 and resides in Round Lake, New York with his mother. Admin. R. 30, 31. He has a high school diploma and is trained in building trades. See Id. at 31, 32. During his time in the workforce, Dean was employed as an assembler, a dish washer and food preparer in a restaurant, and a stocker in a supermarket. Id. at 175. His last date of employment was November 15, 2009. Id. at 174.

In his testimony, Dean claims to suffer from chronic pain in his back, neck, shoulders, knees, ankles, and thighs. Id. at 30. Additionally, he alleges that he suffers from mental health impairments including bipolar disorder, depression, anxiety and panic disorder, attention deficit disorder and schizo-affective disorder. Compl. ¶ 16. Dean also has a long history of alcohol abuse. Admin. R. 31.

II. ANALYSIS
A. Legal Framework

This Court reviews the decision of the Commissioner pursuant to 42 U.S.C. § 405(g). When reviewing the Commissioner’s decision to deny social security benefits “[t]he Court’s role . .*. is to determine whether appropriate legal standards were applied and assess whether the administrative officer’s findings of fact are supported by substantial evidence.” Vaughn v. Colvin, 116 F.Supp.3d 97, 100 (N.D.N.Y.2015) (internal quotation marks and citations omitted); see also Moran v. Astrue, 569 F.3d 108, 112 (2d Cir.2009). A legal error exists “where there is a reasonable basis for doubting whether the Commissioner applied the appropriate legal standards.” Vaughn, 116 F.Supp.3d at 100 (internal quotation marks and citations omitted). “[SJubstantial evidence ... means such relevant evidence as a reasonable mind might accept as adequate to support a conclusion.” Selian v. Astrue, 708 F.3d 409, 417 (2d Cir.2013) (internal quotation marks and citations omitted).

[371]*371A claimant is entitled to social security benefits if he or she is under a disability, 42 U.S.C. § 423(a)(1)(A), defined as the “inability to engage in any substantial gainful activity by reason of any medically determinable physical or mental impairment ... which has lasted or can be expected to last for a continuous period of not less than 12 months[,]” id. § 423(d)(1)(A). The five-step inquiry that governs social security disability eases is well-known and is explained in detail elsewhere. See, e.g., McIntyre v. Colvin, 758 F.3d 146, 150 (2d Cir.2014) (citing Burgess v. Astrue, 537 F.3d 117, 120 (2d Cir.2008); 20 C.F.R. §§ 404.1520(a)(4)(i)-(v), 416.920(a)(4)(i)-(v)). In the sections that follow, the Court addresses Dean’s particular challenges to the application of this framework.

B. Dean’s Challenges

Dean raises three substantive challenges to the hearing officer’s decision, which was adopted in full by the Commissioner. See Compl. ¶¶ 23-26; Pl.’s Br. 17-23.5 First, he argues that the hearing officer erred in failing to conclude that Dean’s mental health conditions do not equal the impairments described in Sections 12.04 and 12.06 of the regulations, 20 C.F.R. Pt. 404, Subpt. P, App’x 1. Compl. ¶ 23; Pl.’s Br. 17-18. Second, Dean challenges the hearing officer’s evaluation of Dean’s credibility with respect to his complaints of disabling pain. Compl. ¶ 24; Pl.’s Br. 18-22. Third, he claims that both the hearing officer’s determination of Dean’s residual functional capacity and reliance on interrogatories from a vocational expert were flawed. Compl. ¶ 25; Pl.’s Br. 22-23.

1. Listings 12.04 and 12.06

Dean argues that the hearing officer erred in declining to find that Dean’s impairments meet the criteria of the impairments listed at 12.04 and 12.06 in the Appendix to the Social Security regulations, 20 C.F.R. Pt. 404, Subpt. P, App’x 1. See Pl.’s Br. 17-18. The Commissioner, meanwhile, maintains that the hearing officer correctly determined that Dean’s impairments do not satisfy all of the criteria set forth in those listings. See Def.’s Br. 5-9.

The question of whether a claimant satisfies the criteria of one of the impairments listed in the regulations arises at step three of the five-step disability determination—Le., after the hearing officer has determined, at steps one and two, that a claimant has not engaged in substantial gainful activity during the period of alleged disability and suffers a severe impairment. See 20 C.F.R. §§ 404.1520, 416.920. The regulations provide that, if a claimant “ha[s] an impairment(s) which meets the duration requirement and is listed in appendix 1 or is equal to a listed impairment(s)[,]” such claimant is disabled, regardless of his or her “age, education, and work experience.” 20 C.F.R. §§ 404.1520(d), 416.920(d). The claimant bears the burden of demonstrating that he suffers from a particular listed impairment. See, e.g., Shaw v.

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Bluebook (online)
213 F. Supp. 3d 367, 2016 WL 5799725, 2016 U.S. Dist. LEXIS 142014, Counsel Stack Legal Research, https://law.counselstack.com/opinion/dean-v-colvin-nynd-2016.