Day v. United States Department of Defense

CourtDistrict Court, District of Columbia
DecidedJanuary 31, 2025
DocketCivil Action No. 2019-3422
StatusPublished

This text of Day v. United States Department of Defense (Day v. United States Department of Defense) is published on Counsel Stack Legal Research, covering District Court, District of Columbia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Day v. United States Department of Defense, (D.D.C. 2025).

Opinion

UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA

ROGER CHARLES DAY, JR., ) ) Plaintiff, ) ) v. ) Civil Action No. 19-3422 (EGS) ) U.S. DEPARTMENT OF DEFENSE, ) ) Defendant. )

MEMORANDUM OPINION

Roger Charles Day, Jr. (“plaintiff” or “Day”) brings this action under the Freedom of

Information Act (“FOIA”), see 5 U.S.C. § 552, against the United States Department of Defense

(“defendant” or “DoD”). This matter is before the Court on Defendant’s Second Renewed

Motion for Summary Judgment (ECF No. 57). For the reasons discussed below, the Court

GRANTS summary judgment for defendant.

I. BACKGROUND

DoD’s Office of Inspector General (“DoD OIG”), its declarant explains, “initiate[s],

conduct[s], and supervise[s] audits, investigations, and evaluations relating to programs and

operation of the DoD.” First Dorgan Decl. (ECF No. 27-3) ¶ 4. “The Office of the Deputy

Inspector General for Investigations . . . leads the Defense Criminal Investigative Service

(‘DCIS’), the criminal investigative arm of the DoD OIG.” Id. ¶ 6.a.; see First SMF (ECF No.

27-2) ¶ 5. Plaintiff requests “all records concerning [himself] specifically but not limited to

records in the custody or control of [DCIS].” First SMF ¶ 7; Second SMF (ECF No. 48-2) ¶ 8;

see Compl. (ECF No. 1), Ex. A at 1 (ECF No. 1-1 at 3). All the records responsive to plaintiff’s

FOIA request, assigned tracking number DODOIG-2019-001152, First SMF ¶ 8; Second SMF ¶

1 9, were DCIS records, see First Dorgan Decl. ¶ 15; Second SMF ¶ 14. In the course of

processing the request, DoD referred records to, or consulted with, the Executive Office for

United States Attorneys (“EOUSA”), the United States Marshals Service (“USMS”) and

INTERPOL Washington, U.S. National Central Bureau (“INTERPOL Washington”), among

other agencies. See Second SMF ¶ 34.

The Court already has determined that DoD’s search for responsive records was

reasonable. See Memorandum Opinion and Order, Day v. Dep’t of Defense, No. 19-cv-3422

(D.D.C. Apr. 23, 2021) (ECF No. 32). In addition, the Court has found that: (1) all the

responsive records were compiled for law enforcement purposes within the scope of Exemption

7; and (2) information properly has been withheld under Exemptions 3, 4, 5, 6, 7(C), 7(D), and

7(E).1 Memorandum Opinion and Order, Day v. Dep’t of Defense, No. 1:19-cv-3422 (D.D.C.

Jan. 12, 2024) (ECF No. 55).

Remaining for the Court’s resolution are two matters: (1) withholdings by EOUSA,

USMS and INTERPOL Washington under Exemption 7(E); and (2) segregability.

1 Two agencies, DoD and the Federal Bureau of Investigation (“FBI”), invoked Exemption 7(D), and the Court’s prior ruling granted summary judgment only with respect to the FBI records. DoD no longer relies on Exemption 7(D), Third SMF (ECF No. 57-2) ¶ 1, and since has “reprocessed and disclosed to [p]laintiff” the relevant pages of records “in a supplemental response . . . on April 23, 2024.” Third Dorgan Decl. (ECF No. 57-3) ¶ 5; see id. ¶ 4 (referring to Vaughn Index (ECF No. 48-6) (Bates 001588-001590, 001592-001595, 002232-002233 and 002888)); Third SMF ¶ 2. Five agencies invoked Exemption 7(E), and the Court’s prior ruling granted summary judgment only with respect to DoD and FBI.

2 A. Executive Office for United States Attorneys

DoD referred 863 pages of records to EOUSA, received by EOUSA on September 30,

2020, and assigned tracking number EOUSA-2020-004649. See First Smith Decl. (ECF No. 48-

18) ¶¶ 4-5. According to EOUSA’s declarant:

The referred documents relate primarily to United States of America v. Roger Charles Day, Jr., 3:96-cr-452 (D.N.J.), a 1996 defense contracting fraud, mail fraud, and bribery prosecution against . . . Day, and to a scheme by . . . Day to retaliate against federal and state judges, prosecutors, law enforcement officers, other public officials, witnesses, and other individuals who were involved in that investigation and prosecution. The scheme involved creating and filing, in the appropriate county office, fraudulent Uniform Commercial Code Financing Statements (UCC-1s) creating an appearance that each of those individuals was indebted to Day or his coconspirator for sums ranging from hundreds of thousands to billions of dollars. Day and his coconspirator then issued fraudulent notices of default to the victims and filed fraudulent judgments against the victims, thereby creating purported judgment liens that wreaked havoc in their personal financial lives. At least two New Jersey United States District Judges, at least two federal prosecutors, at least one state prosecutor, numerous witnesses, and even one witness in Italy who was involved in Day’s extradition from that country to face the earlier fraud charges were among the victims.

Id. ¶ 12.

Among the records referred to EOUSA are “copies of the fraudulent UCC-1 Financing

Statements, attachments, addenda, . . . exhibits and . . . fraudulent notices of default and

judgments that together formed the corpus of those retaliatory crimes.” Id. ¶ 13. These records

“contain numerous names, addresses, telephone numbers, and other personal identifying

information” about third parties. Id.

Initially, EOUSA relied on Exemptions 6, 7(C), and 7(E). See Second SMF ¶¶ 57-62;

First Smith Decl. ¶¶ 14-15. Having concluded that all the responsive records were compiled for

law enforcement purposes, the Court declined to address Exemption 6 and found EOUSA

3 properly relied on Exemption 7(C) to withhold third-party information. The Court denied

summary judgment with respect to EOUSA’s reliance on Exemption 7(E) to withhold “439 pages

in full . . . in conjunction with Exemption [6],” Second Smith Decl. (ECF No. 57-4) ¶ 4, and to

withhold in part seven pages under these same exemptions, see id. ¶ 5. EOUSA since has

reprocessed these records, “culminat[ing] in a supplemental release of 23 pages in full and 423

pages in part.” Id. ¶ 2; see id. ¶ 13. EOUSA’s declarant “concluded that [EOUSA] cannot cite

additional facts to support exemption of the pages and parts of pages withheld pursuant to

Exemption [(7)(E)].” Id. ¶ 3.

“[N]one of the pages previously withheld in full pursuant to Exemption [7(E)] remains

withheld in full.” Id. ¶ 2. Instead, EOUSA falls back on Exemption 6, see id. ¶¶ 7-8, and now

withholds “only the names, addresses, telephone numbers, social security or taxpayer

identification numbers, and other personal identifying information,” under Exemption 6, Second

Smith Decl. ¶ 8; see Third SMF (ECF No. 57-2) ¶¶ 4-5, from the 439 pages previously withheld

in full, see Third SMF ¶ 6; Second Smith Decl. ¶ 8. Regarding the seven pages previously

withheld in part, the declarant explains that EOUSA “removed the redactions previously made

pursuant to Exemption [(7)(E)] – all of which were redactions of the stamp reading, ‘Refused for

Fraud Without Dishonor - § U.C.C. 3-501’ – and released those pages in part, with redactions of

only the names, addresses, telephone numbers, and other personal identifying information of

third parties.” Second Smith Decl. ¶ 9; see Third SMF ¶ 7.

B. United States Marshals Service

DoD consulted USMS regarding two sets of documents. The first set, sent on March 23,

2022, “included eleven pages of records containing USMS equities,” Third SMF ¶ 14, namely, “a

set of [p]laintiff’s fingerprints and . . . ‘Individual Custody and Detention Report – USM 129,”

4 id.

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