Davis v. Arthur

673 S.W.2d 512, 1983 Tenn. App. LEXIS 687
CourtCourt of Appeals of Tennessee
DecidedAugust 16, 1983
StatusPublished
Cited by2 cases

This text of 673 S.W.2d 512 (Davis v. Arthur) is published on Counsel Stack Legal Research, covering Court of Appeals of Tennessee primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Davis v. Arthur, 673 S.W.2d 512, 1983 Tenn. App. LEXIS 687 (Tenn. Ct. App. 1983).

Opinion

HIGHERS, Judge.

This is an appeal from an order in the County Court of Hamilton County, Tennessee, wherein a conservator was appointed for Anne Marie O'Donohue Rockwell-Davis.

The petitioner in this case is Barbara Sims Arthur, an attorney who first represented Mrs. Rockwell in connection with another matter. Mr. Davis appeared pro se on his own behalf as a named defendant herein. The briefs allude to many matters outside the record which this Court cannot consider on appeal. We will confine our review to those matters contained in the record.

At the time the petition was brought on March 16, 1982, Mrs. Rockwell was eighty-three years of age. She is a beneficiary under the will of her sister, Alice Peckin-paugh, deceased, and is also the owner of a certificate of deposit in the amount of $10,-000.00 held in her name and the name of Mary Frances Molaison, an adult daughter who is a resident of the State of Louisiana. It is alleged in the petition, and apparently uncontroverted, that the daughter “has no beneficial interest in the said funds,” although she had been exercising control over them.

The petition further alleged that James Pickens Davis, age fifty-four, interfered in the affairs of Mrs. Rockwell “to the extent that she is unable to exercise control over them.” It was further alleged that Davis “has sought to contract marriage with Anne Marie O’Donohue Rockwell.” A copy of a marriage license issued in Catoosa County, Georgia, dated March 24, 1982, was filed and appears in the record showing a marriage between “James P. Davis, Jr. 54 and Annie O. Rockwell 55.”

The County Court appointed W. Frank Brown, III, as guardian ad litem for Mrs. Rockwell-Davis. In the answer filed by the guardian ad litem it is stated that she “is of advanced age” and that “she has some physical weakness.” With reference to allegations of undue influence by Mr. Davis it is said: “Mr. Davis has on numerous occasions threatened the Guardian ad Li-tem with suit if the Guardian ad Litem did not resign. Mr. Davis has tried to get Mrs. Rockwell-Davis to say things to the Guardian ad Litem, but she did not do so ... Mr. Davis has tried to keep the Guardian ad [514]*514Litem from talking privately with Mrs. Rockwell-Davis.”

Various restraining orders and injunctions were issued against Davis during the proceedings restraining and enjoining him, among other things, from interfering with Mrs. Rockwell-Davis’ medical appointments, private conversations, control over her funds, and from removing her from the jurisdiction of the court or concealing her pending the final outcome of the ease.

By order of the County Court Mrs. Rockwell-Davis was examined by two physicians who each filed affidavits stating that she was “incapable of managing her own estate or protecting and caring for her person.” Dr. David Conner further stated that his examination showed Mrs. Rockwell-Davis “exhibits early manifestations of chronic brain syndrome including memory loss and confusion.” Dr. Phillipp C. Sottong made oath that “she is unable to deal with even simple arithmetical concepts, has misjudgment as to how she arrives at her conclusions, and has lost her discriminatory judgment regarding her errors.”

The trial judge conducted a hearing pursuant to T.C.A. § 34-12-205 upon the sworn petition, answer of the guardian ad litem, certificates filed by Dr. Conner and Dr. Sottong, testimony of witnesses in open court, including the testimony of Mrs. Rockwell-Davis, and made a finding that Mrs. Rockwell-Davis “by reason of advanced age, physical incapacity, and mental weakness is not able to manage her financial affairs and that she requires a Conservator to preserve and manage her property.” The court appointed W. Frank Brown, III, to serve as conservator and to exercise all the powers conferred by law and further authorized the conservator to inquire into the validity of the marriage between the ward and Davis. The conservator was specifically directed to dispense no funds for the support and maintenance of James Pickens Davis.

The issues raised by the briefs appear to be:

(1) Whether the County Court had subject-matter and in personam jurisdiction over the ward.

(2) Whether the petitioner, Barbara Sims Arthur, had standing to initiate the proceedings.

(3) Whether denial of a continuance of the hearing was an unconstitutional denial of the right to counsel.

(4) Whether any action by the conservator was stayed by filing notice of appeal.

(5) Whether the trial judge erred in appointing someone other than the husband of the ward as conservator.

I.

The issue of subject-matter jurisdiction is resolved by statute. T.C.A. § 34-12-203 provides:

If a person by reason of advanced age or physical incapacity or mental weakness is incapable of managing his own estate, the county court, or the probate court in those counties having such a court, of the county wherein such person resides may, upon the petition of such person or of one or more of his friends or relatives, appoint a conservator to have charge and management of the property of such person, and if the court deems it advisable, also to have charge and custody of the person subject to the direction of the appointing court.

The question of personal jurisdiction is answered by examination of the record which shows that a sworn petition was filed in the cause and that Mrs. Rockwell-Davis appeared and testified at the hearing. We are limited to documents filed in the cause since there is no transcript or statement of the evidence. It is clear from the statutory authority and from the record in this case that the County Court of Hamilton County had both subject-matter and in personam jurisdiction to hear and dispose of this matter.

The first issue raised by the appellant is found to be without merit.

[515]*515II.

The petition was brought by Barbara Sims Arthur “in the interests of Anne Marie O’Donohue Rockwell.” In a paper filed by Mrs. Rockwell-Davis, dated the same day as her marriage, she states that Barbara Sims Arthur did not represent her “in any matter before the Court.” The implication appears to be that Barbara Sims Arthur had represented her in some prior matter or matters. The statute provides that the petition may be brought by “one or more of his friends or relatives.” Such language is understandably broad because the paramount concern is the welfare of the allegedly incapacitated individual. The word, friend, need not be construed as a social acquaintance or constant companion, but it may also embrace one who befriends or acts “in the interests” of the affected person. The comparable expression in the kindred Limited Guardianship Act is “any interested person.” See T.C.A. 34-12-104.

In Graham v. Thompson, 174 Tenn. 278, 125 S.W.2d 133, 135 (1939), the Court stated: “It will be observed that the principle suggested is that the Courts are not so much concerned with by whom the proceeding is brought, the best interests of the incompetent being the primary consideration.”

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Related

State v. Alberta Beard
Court of Appeals of Tennessee, 1998
In Re Rockwell
673 S.W.2d 512 (Court of Appeals of Tennessee, 1983)

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Bluebook (online)
673 S.W.2d 512, 1983 Tenn. App. LEXIS 687, Counsel Stack Legal Research, https://law.counselstack.com/opinion/davis-v-arthur-tennctapp-1983.