Davis Ex Rel. Davis v. Ford Motor Co.

747 N.E.2d 1146, 2001 Ind. App. LEXIS 760, 2001 WL 488870
CourtIndiana Court of Appeals
DecidedMay 9, 2001
Docket20A03-0010-CV-367
StatusPublished
Cited by23 cases

This text of 747 N.E.2d 1146 (Davis Ex Rel. Davis v. Ford Motor Co.) is published on Counsel Stack Legal Research, covering Indiana Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Davis Ex Rel. Davis v. Ford Motor Co., 747 N.E.2d 1146, 2001 Ind. App. LEXIS 760, 2001 WL 488870 (Ind. Ct. App. 2001).

Opinion

OPINION

KIRSCH, Judge.

Kyle Davis, by his parents and guardians, Mark and Kristine Davis, and Mark and Kristine Davis, individually, appeal the trial court's order granting judgment on the pleadings to Ford Motor Company (Ford), claiming that the trial court's action was contrary to law, and presenting the following restated issue:

Where a defendant's motion for judgment on the pleadings is brought pursuant to Ind. Trial Rule 12(C) on the basis that the complaint fails to state a claim on which relief can be granted, does the trial court abuse its discretion by failing to treat the motion as one brought under Ind. Trial Rule 12(B)(6) and denying the plaintiff the right to amend the complaint?
We reverse.

FACTS AND PROCEDURAL HISTORY

On June 17, 1997, Kristine Davis and Kyle Davis were involved in an automobile accident with Fisher, who at the time was acting within the scope of her employment with Exhibiteam, Inc. On July 28, 1998, the Davises filed suit against Fisher and Exhibiteam for the injuries they suffered in the accident. On June 9, 1999, Fisher and Exhibiteam filed an amended answer naming Ford as a potentially responsible non-party. Plaintiffs then amended their complaint to add Ford as a defendant.

On August 4, 1999, Ford filed an answer and a motion for judgment on the pleadings. No party requested a hearing, and the trial court did not schedule one. The parties engaged in discovery, but made no further amendments to the pleadings. On March 24, 2000, the trial court granted Ford's motion. The Davises now appeal.

DISCUSSION AND DECISION

The Davises contend that the trial court erred in granting Ford's motion *1149 for judgment on the pleadings. A motion for judgment on the pleadings pursuant to TR. 12(C) attacks the legal sufficiency of the pleadings. Rivera ex rel. Rivera v. City of Nappanee, 704 N.E.2d 131, 182 (Ind.Ct.App.1998), trans. denied (1999). In reviewing a trial court's decision on a motion for judgment on the pleadings, this court conducts a de novo review. Transcontinental Ins. Co. v. J.L. Manta, Inc., 714 N.E.2d 1277, 1280 (Ind.Ct.App.1999); Rivera, 704 N.E.2d at 182. The test to be applied when ruling on an TR. 12(B)(6) motion or a TR. 12(C) motion that raises the defense of failure to state a claim upon which relief can be granted is whether, in the light most favorable to the non-moving party and with every intendment regarded in his favor, the complaint is sufficient to constitute any valid claim. Anderson v. Anderson, 399 NE.2d 391, 406 (Ind.Ct. App.1979). In applying this test, the court may look only at the pleadings, with all well-pleaded material facts alleged in the complaint taken as admitted, supplemented by any facts of which the court will take judicial notice. Id. We will affirm the trial court's grant of a TR. 12(C) motion for judgment on the pleadings when it is clear from the face of the pleadings that one of the parties cannot in any way succeed under the operative facts and allegations made therein. Transcontinental Ins., 714 N.E.2d at 1280.

The Davises maintain that Ford's motion should have been treated as a motion to dismiss pursuant to TR. 12(B)(6) and contend that they should have been afforded the opportunity to amend their complaint. Under TR. 12(B)(6), if the movant is successful, the non-movant may amend its pleading onee as of right within ten days after service of notice of the court's order. By contrast, TR. 12(C), contains no provision allowing amendment.

Here, the basis of Ford's TR. 12(C) motion was that the Davises' amended complaint "fails to state a claim upon which relief can be granted against Ford." Record at 69. TR. 12(B) provides for certain defenses to be raised by motion, including "[flailure to state a claim upon which relief can be granted." TR. 12(B)(6). We have stated:

"The basic purpose of a TR. 12(B)(6) motion to dismiss is to test the legal sufficiency of the complaint to state a redressable claim. Thus, the motion is properly utilized to test the legal sufficiency of the complaint; or, stated differently, to test the law of the claim, not the facts that support it."

Anderson, 399 N.E2d at 405 (citations omitted). Ford's T.R. 12(C) motion relied on 12(B)(6) grounds. While entirely proper, see id., the distinction between a motion to dismiss under TR. 12(B)(6) and a motion for judgment on the pleadings under TR. 12(C) is blurred in such cases. Nonetheless, it is this distinction which proved fatal to the Davises' claim.

Wright and Miller 1 explain the distinction between a Rule 12(b) and Rule 12(e) motion as follows:

"The granting of a Rule 12(b) motion merely means that plaintiff has failed to satisfy one of the procedural prerequisites for asserting his claim for relief. A motion for judgment on the pleadings, however, theoretically is directed towards a determination of the substantive merits of the controversy."

*1150 5A, Wricur & Frograr Practcs Anp ProcEpurE § 1369 at 582-83. While noting that a Rule 12(c) motion may be used to raise Rule 12(b)(6) defenses, Wright and Miller also opine:

"The mere fact that these procedural defects are raised in the guise of a Rule 12(c) motion should not affect the manner by which the court determines what essentially are Rule 12(b) matters. In this context, Rule 12(c) is merely serving as an auxiliary device that enables a party to assert certain procedural defenses after the close of the pleadings."

5A, Wricnt & Minusr, § 1868 at 515-16. Thus, a TR. 12(B) motion is essentially procedural, while a TR. 12(C) motion is substantive unless it is brought on TR. 12(B) grounds.

A distinction between 12(C) motions based on procedural, or 12(B), reasons versus those based on substantive reasons has been recognized by some courts. In Bush-mell Corp. v. ITT Corp., 973 F.Supp. 1276 (D.Kan.1997), the plaintiff asserted several causes of action against the defendant, including defamation, tortious interference with contract, and antitrust violations. After filing its answer, the defendant moved for judgment on the pleadings on these claims on both procedural and substantive bases. The court noted that the defendant's course of challenging the sufficiency of the complaint by means of a motion for judgment on the pleadings was acceptable under the trial rules, but that it deprived the plaintiff of its right to amend its complaint. The court determined that "it should treat purely procedural failings differently from the failure to state a claim for substantive reasons." Id. at 1280.

The court held that where the challenge to the claim is substantive, "the motion more comports with the usual purpose of a motion under rule 12(c), and judgment in favor of defendant is appropriate if the challenge is successful." Id. at 1282. By contrast, if the failing is purely procedural, ie., the pleading requirements have not been met, "judgment for defendant is not necessarily the proper result.... Rather, ...

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Bluebook (online)
747 N.E.2d 1146, 2001 Ind. App. LEXIS 760, 2001 WL 488870, Counsel Stack Legal Research, https://law.counselstack.com/opinion/davis-ex-rel-davis-v-ford-motor-co-indctapp-2001.