MEMORANDUM DECISION Pursuant to Ind. Appellate Rule 65(D), this Memorandum Decision shall not be FILED regarded as precedent or cited before any Aug 10 2020, 10:38 am
court except for the purpose of establishing CLERK Indiana Supreme Court the defense of res judicata, collateral Court of Appeals and Tax Court estoppel, or the law of the case.
ATTORNEY FOR APPELLANT ATTORNEYS FOR APPELLEES Brandon Hall Rick D. Meils Greene & Schultz Neil A. Davis Bloomington, Indiana John W. Mervilde Meils Thompson Dietz & Berish Indianapolis, Indiana Attorneys for Wabash Valley Asphalt Co., LLC
Kevin C. Schiferl Justin M. Wiser Maggie L. Smith Frost Brown Todd LLC Indianapolis, Indiana Attorneys for River Town Construction, LLC
Brett T. Clayton Reminger Co., L.P.A. Indianapolis, Indiana Attorney for Riddell National Bank
IN THE COURT OF APPEALS OF INDIANA
Court of Appeals of Indiana | Memorandum Decision 19A-CT-2863 | August 10, 2020 Page 1 of 19 Curtis Elliott, August 10, 2020 Appellant-Plaintiff, Court of Appeals Case No. 19A-CT-2863 v. Appeal from the Clay Circuit Court Gradex, Inc., Wabash Valley The Honorable Joseph D. Trout, Asphalt Co. LLC, River Town Judge Construction LLC, Riddell Trial Court Cause No. National Bank, DLZ 11C01-1905-CT-348 Corporation, Indiana Department of Transportation, and City of Brazil, Indiana, 1 Appellees-Defendants.
Friedlander, Senior Judge.
[1] Curtis Elliott appeals the trial court’s denial of his motion to correct error
regarding the trial court’s grant of Riddell National Bank’s motion for judgment
on the pleadings and Elliott’s request for leave to file a third amended
complaint. This matter stems from a bicycling accident that resulted in Elliott
filing a complaint against Gradex, Inc., Wabash Valley Asphalt Co., LLC,
River Town Construction, LLC, Riddell National Bank, DLZ Corporation, the
Indiana Department of Transportation, and the city of Brazil, Indiana, to
recover damages for injuries he sustained from the accident.
1 Although, under Indiana Appellate Rule 17, “[a] party of record in the trial court . . . shall be a party on appeal[,]” Riddell National Bank is the sole appellee participating in this appeal. See Ind. Appellate Rule 17(A).
Court of Appeals of Indiana | Memorandum Decision 19A-CT-2863 | August 10, 2020 Page 2 of 19 [2] Elliott presents three issues for review, which we consolidate and restate as:
1. Did the trial court err by granting Riddell National Bank’s motion for judgment on the pleadings and, subsequently, denying Elliott’s motion to correct error?
2. Did the trial court err by denying Elliott’s request to file a third amended complaint?
[3] We affirm.
[4] In addressing this appeal, we will take as true the facts alleged in Elliott’s 2 Second Amended Complaint. So viewed, the facts of this case are as follows.
The Indiana Department of Transportation (“INDOT”) contracted with
Gradex, Wabash Valley Asphalt, River Town Construction, and DLZ
Corporation (referred to collectively as “the Construction Defendants”) to pave
U.S. Highway 40 in Brazil, Indiana. The work was completed prior to June 25,
2017.
[5] The driveway that served as the entrance to Riddell National Bank’s (“Riddell”)
parking lot was adjacent to the highway. Following the completion of the
work, there existed an uneven surface between the newly installed pavement on
the highway and the entrance of Riddell’s driveway.
2 “In accordance with our standard of review for judgments on the pleadings, our review is confined to the pleadings, accepting well-pled material facts in the complaint as true.” Mourning v. Allison Transmission, Inc., 72 N.E.3d 482, 485 (Ind. Ct. App. 2017).
Court of Appeals of Indiana | Memorandum Decision 19A-CT-2863 | August 10, 2020 Page 3 of 19 [6] On June 25, 2017, Elliott was riding his bicycle on U.S. Highway 40. As he
began to turn into Riddell’s driveway, he noticed that the concrete surface of
the driveway had a “lip that jutted out much higher than the asphalt road
abutting it.” Appellant’s App. Vol. II, p. 15 (Second Amended Complaint for
Damages). Unable to alter his course, Elliott “made contact with the concrete
approach, which caused his bicycle to go into an uncontrolled skid.” Id. He
flipped over his bicycle and landed on the concrete, sustaining “serious and
permanent injuries.” Id. at 22.
[7] On May 7, 2019, Elliott filed a complaint against Riddell and three of the
Construction Defendants (Gradex, Wabash Valley Asphalt, and River Town
Construction). On June 14, Elliott filed his First Amended Complaint to add
DLZ Corporation as a defendant. On June 24, Elliott filed his Second
Amended Complaint, adding INDOT and the city of Brazil as defendants. In
his Second Amended Complaint, he alleged, in relevant part, that Riddell
“knew, or should have known, of the uneven surface of the roadway at the
entrance to its parking lot, but failed to correct or report said deficiency” and
that the bank “was negligent in failing to warn the public of the uneven surface
at the entrance to the parking lot.” Id.
[8] On July 10, Riddell filed its answer to Elliott’s Second Amended Complaint
and, that same day, filed a motion for judgment on the pleadings, under
Indiana Trial Rule 12(C), alleging that Riddell “owed no duty to [Elliott]
regarding the allegedly dangerous condition existing outside of its premises on
the abutting roadway, which it did not create.” Id. at 71 (Riddell’s
Court of Appeals of Indiana | Memorandum Decision 19A-CT-2863 | August 10, 2020 Page 4 of 19 3 Memorandum in Support of Motion for Judgment on the Pleadings). Elliott
filed his response to Riddell’s motion on July 29, and a hearing was held on the 4 motion on September 27. On October 10, the trial court granted the motion,
concluding as follows:
Here, [Elliott] does not allege any affirmative act of Riddell caused the condition of the roadway at its intersection with Riddell’s driveway. [Elliott] therefore cannot succeed on his complaint against Riddell under the facts he has alleged, even if all of them were proven true. Riddell was under no common law duty with respect to the condition of the road, and there are no alleged facts in the complaint that could show an assumption of that duty.
Id. at 11 (Order). The order was entered as a final, appealable order.
[9] On November 5, Elliott filed a Motion to Correct Error, or in the Alternative, a
Motion for Leave to File a Third Amended Complaint. Elliott requested that
the Court reverse its October 10, 2019, Order granting Riddell Bank’s Motion on the Pleadings, and issue an Order denying Riddell Bank’s Motion . . . . In the alternative, [Elliott] requests that the Court treat its Order as an Order granting dismissal pursuant to [Indiana Trial Rule] 12(B)(6) for failure to state a claim for which relief may be granted. Such an Order grants
3 On July 12, 2019, River Town Construction filed its answer to Elliott’s Second Amended Complaint. INDOT filed its answer on August 14, and the city of Brazil filed its answer on August 19. 4 At the hearing on Riddell’s motion for judgment on the pleadings, INDOT “join[ed] in the opposition along with [Elliott] to the motion for judgment on the pleadings[.]” Tr. Vol. II, p. 21.
Court of Appeals of Indiana | Memorandum Decision 19A-CT-2863 | August 10, 2020 Page 5 of 19 [Elliott] the ability to file an Amended Complaint as a matter of right.
Id. at 122 (Motion to Correct Error, or in the Alternative, a Motion for Leave to
File a Third Amended Complaint). The trial court denied the motion on 5 November 18. This appeal followed.
1.
[10] Elliott argues that the trial court erred in granting Riddell’s motion for
judgment on the pleadings. Indiana Trial Rule 12(C) provides that “[a]fter the
pleadings are closed but within such time as not to delay the trial, any party
may move for judgment on the pleadings.” A motion for judgment on the
pleadings pursuant to T.R. 12(C) attacks the legal sufficiency of the pleadings.
Davis ex rel. Davis v. Ford Motor Co., 747 N.E.2d 1146 (Ind. Ct. App. 2001), trans.
denied. The test to be applied when ruling on a T.R. 12(C) motion is whether,
in the light most favorable to the non-moving party and with every intendment
regarded in his favor, the complaint is sufficient to constitute any valid
claim. Id. In applying this test, we may look only at the pleadings, with all
well-pleaded material facts alleged in the complaint taken as admitted, 6 supplemented by any facts of which the court will take judicial notice. Id. The
5 Riddell filed a motion in opposition to Elliott’s motion to correct error on November 19, 2019. 6 “The ‘pleadings’ consist of a complaint and an answer, a reply to any counterclaim, an answer to a cross- claim, a third-party complaint, and an answer to a third-party complaint.” Consol. Ins. Co. v. Nat’l Water Servs. LLC, 994 N.E.2d 1192, 1196 (Ind. Ct. App. 2013) (quoting Waldrip v. Waldrip, 976 N.E.2d 102, 110 (Ind. Ct. App. 2012)), trans. denied. “Pleadings” also consist of any written instruments attached to a pleading. See
Court of Appeals of Indiana | Memorandum Decision 19A-CT-2863 | August 10, 2020 Page 6 of 19 standard of review is de novo, and we will affirm the trial court’s grant of a T.R.
12(C) motion for judgment on the pleadings when it is clear from the face of the
pleadings that one of the parties cannot in any way succeed under the operative
facts and allegations made therein. Davis, 747 N.E.2d 1146.
[11] According to Elliott, the trial court’s order granting Riddell’s motion for
judgment on the pleadings “should not stand because the finder of fact
improperly rejected the pleadings made by [Elliott] in his [c]omplaint as
untrue.” Appellant’s Br. p. 12. Elliott maintains that the “plain statements” in
his Second Amended Complaint that alleged
[Riddell] owned, controlled, maintained, and failed to warn the public about the hazardous defect on its property, and that that defect caused [his] damages, are plain statements that properly allege circumstances whereby [Riddell] could be held liable for [Elliott’s] damages. The Trial Court’s determination that the facts pled were deficient in alleging specific conduct on the part of [Riddell] in creating a hazard asks too much of a [c]omplaint filed prior to discovery and the acquisition of evidence.
Id. at 13-14. Therefore, Elliott argues, “[t]he Trial Court’s [o]rder granting the
motion for dismissal based only on the pleadings should be reversed and
[Elliott’s] Motion to Correct Error should have been granted.” Id. at 14.
Ind. Trial Rule 10(C) (“A copy of any written instrument which is an exhibit to a pleading is a part thereof for all purposes.”).
Court of Appeals of Indiana | Memorandum Decision 19A-CT-2863 | August 10, 2020 Page 7 of 19 [12] Riddell contends that the trial court properly granted its motion for judgment
on the pleadings. According to Riddell, Elliott’s complaint fails because
Riddell owed no duty to Elliott regarding the condition of the approach to its
driveway. Riddell maintains that it “had no control over the highway-driveway
approach, and it did not create the alleged injury-producing condition.”
Appellee’s Br. p. 13.
[13] Elliott’s Second Amended Complaint alleges that the Construction Defendants
were contracted to pave U.S. Highway 40; Riddell possessed and controlled the
driveway that abutted the highway; and, after the paving was completed, there
was an uneven surface between the newly-installed pavement and the driveway
entrance to Riddell’s parking lot. The complaint also alleges that Elliott was
riding along the highway; he was injured when he turned his bicycle into
Riddell’s driveway and made contact with the uneven approach; and Riddell
was negligent for failing to warn the public of the uneven approach.
[14] Elliott correctly asserts that landowners owe a legal duty to entrants onto their
property in varying degrees based upon the entrant’s status on the property as
an invitee, a licensee, or a trespasser. Burrell v. Meads, 569 N.E.2d 637 (Ind.
1991). For example, a landowner owes a trespasser the duty to refrain from
willfully or wantonly (intentionally) injuring him after discovering his
presence. Id. An Indiana landowner owes a licensee the duty to refrain from
willfully or wantonly injuring him or acting in a manner to increase his
peril. Id. The landowner also has a duty to warn a licensee of any latent danger
on the premises of which the landowner has knowledge. Id. A landowner owes
Court of Appeals of Indiana | Memorandum Decision 19A-CT-2863 | August 10, 2020 Page 8 of 19 the highest duty to an invitee, that is, a duty to exercise reasonable care for his
protection while he is on the landowner's premises. Id. This duty to an invitee
is defined in the Restatement (Second) of Torts § 343 (1965) as follows:
A possessor of land is subject to liability for physical harm caused to his invitees by a condition on the land if, but only if, he
(a) knows or by the exercise of reasonable care would discover the condition, and should realize that it involves an unreasonable risk of harm to such invitees, and
(b) should expect that they will not discover or realize the danger, or will fail to protect themselves against it, and
(c) fails to exercise reasonable care to protect them against the danger.
[15] In the case before us, the pleadings do not reveal Elliott’s status on Riddell’s
property. If we assume, however, that Elliott was a public invitee onto the 7 property, even though his accident occurred as he turned into Riddell’s
driveway, our review of Indiana cases reveals none that support Elliott’s
7 Restatement (Second) of Torts § 332 (1965) provides that the following persons qualify as invitees and defines the terms “public invitee” and “business visitor” as follows: (1) An invitee is either a public invitee or a business visitor. (2) A public invitee is a person who is invited to enter or remain on land as a member of the public for a purpose for which the land is held open to the public. (3) A business visitor is a person who is invited to enter or remain on land for a purpose directly or indirectly connected with business dealings with the possessor of the land.
Court of Appeals of Indiana | Memorandum Decision 19A-CT-2863 | August 10, 2020 Page 9 of 19 contention—that is, that Riddell’s duty to him as an invitee extends to a duty
regarding a condition that was created by work performed on an adjacent
highway by entities contracted by INDOT. To the contrary, Indiana law—and
law from other jurisdictions that we find instructional—indicate the opposite
result.
[16] In Jump v. Bank of Versailles, 586 N.E.2d 873 (Ind. Ct. App. 1992), the plaintiff
was injured when she fell down an icy stairwell that was located between a
bank and the office building in which she worked. Although the stairwell was
located entirely on the bank’s property, it was often used by the public to gain
access to the adjacent office building. Jump sued the owner of the office
building, arguing that the owner had a duty to keep the bank’s steps reasonably
safe for persons using the steps to gain access to the office building. A panel of
this Court ultimately concluded that the owner of the office building had no
duty to Jump with regard to the bank’s icy steps. Id. at 882. Specifically, we
stated, “we will not aid even innocent plaintiffs by imposing a duty on adjacent
landowners who have not created a dangerous condition affecting the adjoining
property and invited their invitees to use such property.” Id.
[17] In Sizemore v. Templeton Oil Co., 724 N.E.2d 647 (Ind. Ct. App. 2000), this Court
considered a fall by the plaintiff into a large pothole. The plaintiff was walking
in the right-of-way of a state road, intending to enter a gas station owned by
Templeton. The plaintiff injured his ankle when the edge of the pothole located
in the right-of-way gave way underneath him. The pothole was located
adjacent to the entrance to Templeton’s gas station, and the entrance to the gas
Court of Appeals of Indiana | Memorandum Decision 19A-CT-2863 | August 10, 2020 Page 10 of 19 station was adjacent to and extended from the highway right-of-way in which
the pothole was located. Templeton was aware of the pothole. For purposes of
argument, we assumed the plaintiff was a business invitee of the gas station
owner. Id. at 653, n.2.
[18] The plaintiff sued Templeton, arguing that Templeton owed the plaintiff a duty
of care with respect to the pothole due to Templeton’s control over the area
where the pothole was located and because it had a policy of inspecting its
parking lot for problems. Templeton moved for summary judgment, which the
trial court granted in its favor. On appeal, we affirmed the trial court’s grant of
summary judgment to Templeton, finding that “[e]ven assuming that
Templeton’s sweeping and plowing activities included the area where the
pothole was located, those activities do not demonstrate control over the
condition and repair of the pavement itself.” Id. at 652. We further found:
This evidence[, that Templeton knew about the pothole and the allegation that the plaintiff relied on Templeton’s policy of inspection,] does not demonstrate any genuine issue of fact with respect to whether Templeton assumed a duty toward the [plaintiff] with respect to the pothole. Assumption of a duty requires affirmative conduct or agreement to undertake some action on the part of the defendant. [Ember v. B.F.D., Inc., 490 N.E.2d 764, 769 (Ind. Ct. App. 1986)]. There is no evidence of affirmative conduct or agreement on Templeton’s part that supports the [plaintiff’s] argument that Templeton assumed a duty with respect to the pothole. Templeton’s policy of inspecting its own premises does not give rise to an inference that it assumed a duty to inspect, repair, report or act in any way with regard to the state highway right-of-way in which the pothole was located.
Court of Appeals of Indiana | Memorandum Decision 19A-CT-2863 | August 10, 2020 Page 11 of 19 Id. We noted:
Our holding today, and our earlier holding in Jump, is consistent with our conservative approach in other factual circumstances, wherein we have held that a landowner’s only duty to persons traveling on an adjacent highway is to refrain from creating or maintaining a hazardous condition. Moreover, public policy considerations weigh against the extension of the duty to provide safe ingress and egress outside of the business owner’s premises. It is unclear how a business owner would discharge such a duty. Surely they would not be required to repair conditions such as potholes, particularly on state roads.
Id. at 654-55 (internal citations omitted) (emphasis added).
[19] In resolving the matter before us, we find helpful the analysis provided in a case
decided by the Missouri Court of Appeals, Levine v. Jale Corporation, 413 S.W.2d
564 (Mo. App. 1967), trans. denied. In Levine, the court determined that the
owner of an apartment building was not liable for injuries sustained by a
pedestrian due to a defect in a curb that was located between the sidewalk in
front of the apartment building and a driveway. The driveway interrupted the
sidewalk and extended to the rear of the building. Individuals having business
at the apartment building used the driveway for their trucks and other vehicles.
Because of the narrowness of the driveway, trucks often drove their wheels over
the curb and the sidewalk. There was no sidewalk across the driveway. The
sidewalk and curb came up to the drive, and the curbing curved around the end
of the sidewalk. The driveway was at street level, and, thus, was lower than the
level of the sidewalk by the height of the curbing. In walking along the
Court of Appeals of Indiana | Memorandum Decision 19A-CT-2863 | August 10, 2020 Page 12 of 19 sidewalk, a pedestrian had to step down from the sidewalk and curbing on one
side, walk across the driveway, and then step up onto the curb and sidewalk on
the other side of the driveway. Levine was injured when he walked, at night,
from his apartment house, along the sidewalk; stepped down to the level of the
driveway; walked across the driveway, and in stepping up onto the curb on the
other side of the driveway, stepped into an indentation, or hole, or a worn place
in the curbing or sidewalk, and turned his ankle and foot.
[20] In reaching its determination that the owner of the apartment building was not
liable, the court noted that Levine
does not contend that defendant’s liability results from any affirmative act committed by defendant; rather he asserts that the use of the driveway by the various trucks and other vehicles . . . constituted a special use of the sidewalk by and for the benefit of defendant and that such special use caused the defects in the sidewalk and that the defendant negligently failed to repair such defects and that such negligence caused plaintiff’s injury.
Id. at 566 (emphasis added). The court found that “it is abundantly clear that
the abutting landowner has a duty to refrain from any affirmative action
causing a dangerously defective condition in the sidewalk.” Id. at 567.
However, the court ultimately concluded that the trial court properly entered
judgment in favor of the defendant because there was no evidence of any
affirmative act on the part of the defendant that caused the defects that resulted
in Levine’s injury. Id. at 570.
Court of Appeals of Indiana | Memorandum Decision 19A-CT-2863 | August 10, 2020 Page 13 of 19 [21] In Heaney v. Colonial Filling Stations, 262 Mass. 338, 159 N.E. 916 (1928), the
defendant, Colonial Filling Stations, built a gas station pursuant to an approved
plan that was on file with the city board of public service. In the process, it dug
up a sidewalk and put in a cement driveway. The former grade of the sidewalk
was lowered such that there was a perpendicular drop of 5½ inches in the grade
between the driveway and the adjoining sidewalk. The plaintiff, Heaney, was
walking along the sidewalk when she fell into the driveway because of the
lowering of the sidewalk to the level of the driveway. Heaney sued the gas
station and the city of Lowell, Massachusetts, alleging in relevant part that the
gas station was negligent in making the changes that caused her injuries. The
court determined, however, that the 5½ inches drop in the grade of the
driveway with the adjoining sidewalk did not render the abutting owner, the gas
station, liable—specifically:
The defendant . . . was not acting unlawfully when pursuant to the permit it made the necessary excavation, and built the driveway. It is not contended that the plaintiff was injured by any negligence of the defendant while the driveway was being built, nor was there evidence that the defendant departed from the specifications and plan of the permit[.]
Id. at 342, 159 N.E. at 917 (internal citations omitted).
[22] Likewise, here, Elliott does not allege in his Second Amended Complaint that
Riddell created the uneven surface at the approach to its driveway or that the
driveway was out of repair or improperly constructed. Instead, he alleges that
after the Construction Defendants completed the work on U.S. Highway 40,
Court of Appeals of Indiana | Memorandum Decision 19A-CT-2863 | August 10, 2020 Page 14 of 19 “there existed an uneven surface between the newly installed pavement on [the
highway] and the entrance to [the] parking lot[;]” Riddell “took possession of
and exhibited control over the entrance to the parking lot thereafter[;]” and
Riddell was aware, or should have known, of the uneven surface and was
negligent in failing to warn the public of the uneven surface. Appellant’s App.
Vol. II, p. 15 (emphasis added). However, because Riddell, the abutting owner,
did not create the allegedly hazardous condition at the approach to its
driveway, Riddell did not owe a duty to Elliott with respect to the condition.
Thus, Riddell was not negligent as a matter of law. See, e.g., Peters v. Forster, 804
N.E.2d 736, 738 (Ind. 2004) (“Absent a duty, there can be no breach of duty
and thus no negligence or liability based upon the breach.”)
[23] Regarding Elliott’s allegation that Riddell controlled the uneven surface at the
approach to its driveway, we note that the law is well-settled that a
governmental entity has a common law duty to exercise reasonable care and
diligence to keep its streets and sidewalks in a reasonably safe condition for
travel. Catt v. Bd. of Comm’rs of Knox Cty., 779 N.E.2d 1 (Ind. 2002); see also Ind.
Code § 34-13-3-3(18) (declaring “[T]his subdivision [governing immunity for
governmental entities and employees] shall not be construed to relieve a
responsible governmental entity from the continuing duty to provide and
maintain public highways in a reasonably safe condition.”). As our Supreme
Court explained in Putnam County Sheriff v. Price, 954 N.E.2d 451, 455 (Ind.
2011): “[T]his proposition is grounded in the concept of premises liability and
presupposes ownership, maintenance, or control of the roadway.” Although
Court of Appeals of Indiana | Memorandum Decision 19A-CT-2863 | August 10, 2020 Page 15 of 19 Elliott alleges that Riddell took possession of and exhibited control over the
entrance to the parking lot and, therefore, the allegedly hazardous condition,
our review of the sections of the Indiana Administrative Code that govern
transitions between highways and driveways leads us to reject Elliott’s
allegations. Under 105 Ind. Admin. Code 7-1-2 (1989), the transition between
a highway and a driveway is classified as an “‘Approach’ [and is defined as] a
way or place improved for vehicular or pedestrian traffic on the highway right-
of-way that joins the pavement edge of the highway with a driveway or
pedestrian walkway.” Importantly, the control of approaches to driveways
from highways rests with the Indiana department of highways. See 105 Ind.
Admin. Code 7-2-1 (1989) (“The Indiana department of highways shall control
access and regulate work performed on approaches to driveways on highway
right-of-way.”); see also Ind. Code § 8-23-2-9 (2009) (“After June 30, 1989, any
reference to: . . . (3) the department of highways (IC 8-9.5-4-2, repealed); . . . in
any statute or rule shall be treated as a reference to the Indiana department of
transportation, as established by this article.”).
[24] Based upon the foregoing, we find that there are no facts alleged by Elliott’s
Second Amended Complaint under which Elliott would be entitled to relief as
against Riddell. Thus, the trial court properly granted Riddell’s motion for
judgment on the pleadings and properly denied Elliott’s motion to correct error
with respect to the granting of Riddell’s motion.
Court of Appeals of Indiana | Memorandum Decision 19A-CT-2863 | August 10, 2020 Page 16 of 19 2.
[25] Next, Elliott maintains that the trial court erred in denying his request to file a
third amended complaint. His argument, essentially, is that Riddell’s motion
for judgment on the pleadings under T.R. 12(C) should have been treated as a
motion to dismiss pursuant to T.R. 12(B)(6) and that the trial court’s “dismissal
should therefore have been treated as a failure to state a claim upon which relief
may be granted[,]” which would “giv[e] rise to the automatic right of [Elliott]”
to amend his complaint. Appellant’s Br. p. 15. We disagree.
[26] Indiana Trial Rule 12(C) provides that “[a]fter the pleadings are closed but
within such time as not to delay the trial, any party may move for judgment on
the pleadings.” The sufficiency of the pleadings’ claims and defenses is tested
by a motion for judgment on the pleadings under T.R. 12(C). KS & E Sports v.
Runnels, 72 N.E.3d 892 (Ind. 2017). In reviewing a motion under 12(C), a court
must “base [its] ruling solely on the pleadings” and “accept as true the material
facts alleged in the complaint.” Id. at 898 (quoting Veolia Water Indianapolis, LLC
v. Nat’l Tr. Ins. Co., 3 N.E.3d 1, 5 (Ind. 2014)). A motion for judgment on the
pleadings is typically directed toward a determination of the substantive merits
of the controversy. Davis, 747 N.E.2d 1146 (Ind. Ct. App. 2001) (citing 5C
Charles Alan Wright & Arthur R. Miller, Federal Practice & Procedure, § 1369 (3d
ed. 2004)). A court should grant the motion “only when it is clear from the face
of the pleadings that the plaintiff cannot in any way succeed under the operative
facts and allegations made therein.” Noblesville Redevelopment Comm’n, 674
N.E.2d 558, 562 (Ind. 1996). When a pleaded claim provides no circumstances
Court of Appeals of Indiana | Memorandum Decision 19A-CT-2863 | August 10, 2020 Page 17 of 19 in which relief can be granted, there is no need to put either the parties or the
court through costly and time-consuming litigation. Bayer Corp. v. Leach, 147
N.E.3d 313 (Ind. 2020).
[27] By contrast, T.R. 12(B) provides for certain defenses to be raised by motion,
including “[f]ailure to state a claim upon which relief can be granted.” T.R.
12(B)(6). “[A] Trial Rule 12(B) motion is directed solely toward procedural
defects or the statement of the plaintiff’s claim for relief and does not seek to
determine the substantive merits of the controversy.” Davis, 747 N.E.2d at
1149; 5C Wright & Miller, § 1369. “The basic purpose of a T.R. 12(B)(6)
motion to dismiss is to test the legal sufficiency of the complaint to state a
redressable claim. Thus, the motion is properly utilized to test the legal
sufficiency of the complaint; or, stated differently, to test the law of the claim,
not the facts that support it.” Anderson v. Anderson, 399 N.E.2d 391, 405 (Ind.
Ct. App. 1979) (citations omitted). Importantly, under T.R. 12(B)(6), if the
movant is successful, the non-movant may amend its pleading once as of right
within ten days after service of notice of the court’s order. By contrast, T.R.
12(C) contains no provision allowing amendment.
[28] In Gregory & Appel, Inc. v. Duck, 459 N.E.2d 46, 49 (Ind. Ct. App. 1984), we held
that, when a 12(B)(6) defense (such as failure to state a claim upon which relief
may be granted) is raised by a 12(C) motion for judgment on the pleadings, the
trial court must treat the motion as a 12(B)(6) motion for failure to state a claim
upon which relief may be granted and allow the non-moving party ten days to
amend their complaint as a matter of right. However, we rejected the claim
Court of Appeals of Indiana | Memorandum Decision 19A-CT-2863 | August 10, 2020 Page 18 of 19 that a T.R. 12(C) motion must necessarily be treated as a 12(B)(6) motion
where the responsive pleading did not raise failure to state a claim upon which
relief may be granted as a defense. Id. at 49. We did not agree that “a 12(C)
motion which does not address the sufficiency of the complaint must,
nonetheless, be treated as a 12(B)(6) motion.” Id.
[29] Here, Riddell, in its motion for judgment on the pleadings, did not challenge
the sufficiency of Elliott’s complaint to state a claim upon which relief may be
granted. Thus, the trial court properly treated Riddell’s motion as a T.R. 12(C)
motion and did not err in denying Elliott’s motion to correct error in which he
requested leave to file a third amended complaint.
[30] We find the trial court did not err when it granted Riddell’s motion for
judgment on the pleadings and denied Elliott’s motion to correct error. The
judgment of the trial court is affirmed.
Bailey, J., and Pyle, J., concur.
Court of Appeals of Indiana | Memorandum Decision 19A-CT-2863 | August 10, 2020 Page 19 of 19