David Polys and Marcia Polys v. Trans-Colorado Airlines, Inc.

941 F.2d 1404, 33 Fed. R. Serv. 1496, 1991 U.S. App. LEXIS 18137, 1991 WL 150052
CourtCourt of Appeals for the Tenth Circuit
DecidedAugust 12, 1991
Docket88-1298
StatusPublished
Cited by71 cases

This text of 941 F.2d 1404 (David Polys and Marcia Polys v. Trans-Colorado Airlines, Inc.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
David Polys and Marcia Polys v. Trans-Colorado Airlines, Inc., 941 F.2d 1404, 33 Fed. R. Serv. 1496, 1991 U.S. App. LEXIS 18137, 1991 WL 150052 (10th Cir. 1991).

Opinion

STEPHEN H. ANDERSON, Circuit Judge.

Plaintiffs, David L. Polys and Marcia Po-lys, appeal a judgment in favor of the defendant, Trans-Colorado Airlines, Inc., in the Polyses’ personal injury suit against Trans-Colorado. We affirm.

On January 14, 1984, Trans-Colorado Flight 216, which originated in Albuquerque, New Mexico, landed at the Durango, Colorado airport, skidded to the left, and stopped abruptly upon impact with a snowbank. R.Vol. I, tab 5 at 1. David Polys was one of four passengers aboard that plane. Approximately two years later, the Polyses filed a personal injury action against Trans-Colorado Airlines, Inc. David Polys claimed that the “aircraft landing incident caused a closed head injury [to him] which produced disabling psychological and psychiatric effects.” Mrs. Polys joined the action claiming a loss of consortium. Trans-Colorado admitted negligence in the operation of the aircraft, but denied causation and damages. After a bench trial, the United States District Court for the District of Colorado held for the defendants, finding that the Polyses had “failed to prove that the conduct of the defendant’s agents on January 14, 1984, caused any injury to David Polys.”

On appeal, the Polyses raise two issues. First, they contend that the district court erred in excluding the deposition testimony of two of the Polyses’ expert witnesses. Second, they contend that the district court erred in finding that they failed to prove that Trans-Colorado’s admitted negligence caused any injury to Mr. Polys and, thus, erroneously denied recovery for the alleged injuries and damages.

I.

The Polyses argue that the district court erred in excluding the deposition testimonies of two expert witnesses, Dr. Schultz and Dr. Daven. We disagree because the Polyses failed to preserve the issue for appeal by making an offer of proof and the court’s ruling did not amount to plain error.

Federal Rule of Evidence 103(a) states in pertinent part:

Error may not be predicated upon a ruling which admits or excludes evidence unless a substantial right of the party is affected, and
(2) Offer of proof. In case the ruling is one excluding evidence, the substance of the evidence was made known to the court by offer or was apparent from the context within which questions were asked.

The first purpose of the offer of proof requirement is to allow the trial judge to make an informed evidentiary ruling. The plain language of Federal Rule of Evidence 103(a)(2) requires that the judge be informed contemporaneously with the proponent’s attempt to admit the evidence. This will be accomplished if the substance and purpose of the evidence are apparent to the judge from the context in which it is offered, or an offer of proof either precedes *1407 or immediately follows the ruling so that the trial judge can reconsider. 1

To satisfy the rule, we have previously stated that “merely telling the court the content of ... proposed testimony” is not an offer of proof. Gates v. United States, 707 F.2d 1141, 1145 (10th Cir.1983) (citing United States v. Brown, 540 F.2d 1048,1053 (10th Cir.1976), cert. denied, 429 U.S. 1100, 97 S.Ct. 1122, 51 L.Ed.2d 549 (1977)). Rather, as the Fifth Circuit stated in McQuaig v. McCoy, 806 F.2d 1298, 1301 (5th Cir.1987), the proponent must explain what it expects to show and “the grounds for which the party believes the evidence to be admissible.... [so that the trial] court [is] on notice of the purpose for which the evidence is offered while there is still time to remedy the situation.” 2

The second purpose for the offer of proof is to create a clear record that an appellate court can review to “determine whether there was reversible error in excluding the [testimony].” New Mexico Sav. & Loan Assoc. v. United States Fidelity and Guar. Co., 454 F.2d 328, 334 (10th Cir.1972) (citing Downie v. Powers, 193 F.2d 760, 768 (10th Cir.1951) and 5 Moore’s Fed.Prac. (2d ed.), II 43.11, pp. 1381-82); see also McQuaig v. McCoy, 806 F.2d at 1302; Thomas v. Wyrick, 687 F.2d 235, 239 (8th Cir.1982), cert. denied, 459 U.S. 1175, 103 S.Ct. 824, 74 L.Ed.2d 1020 (1983).

Once we find that a party, either in fact or substance, made an offer of proof of excluded evidence, then a trial judge’s “decisio[n] to admit or exclude evidence ‘will not be reversed by this court absent a clear abuse of discretion.’ ” Big Horn Coal Co. v. Commonwealth Edison Co., 852 F.2d 1259, 1266 (10th Cir.1988) (quoting Weir v. Federal Insur. Co., 811 F.2d 1387, 1396 (10th Cir.1987)); see also Rainbow Travel Serv., Inc. v. Hilton Hotels Corp., 896 F.2d 1233, 1242 (10th Cir.1990); United States v. Alexander, 849 F.2d 1293, 1301 (10th Cir.1988). This is especially true with respect to deposition testimony. Alfonso v. Lund, 783 F.2d 958, 961 (10th Cir.1986); Reeg v. Shaughnessy, 570 F.2d 309, 317 (10th Cir.1978); Sims Consol., Ltd. v. Irrigation and Power Equip., Inc., 518 F.2d 413, 418 (10th Cir.1975), cert. denied, 423 U.S. 913, 96 S.Ct. 218, 46 L.Ed.2d 141 (1975); Campbell v. Barnett, 351 F.2d 342 (10th Cir.1965).

Under this standard of review, we strongly defer to the trial court. The review is generally setting specific, looking at whether the district court correctly weighed appropriate factors. See, e.g., Piper Aircraft Co. v. Reyno, 454 U.S. 235, 257, 102 S.Ct. 252, 266, 70 L.Ed.2d 419 (1981). Even if the trial judge abused his or her discretion in making a decision to exclude evidence, we will overlook the error as harmless unless a party’s substantial right was affected. 3 K-B Trucking Co. v. *1408 Riss Intern. Corp., 763 F.2d 1148, 1156 (10th Cir.1985); Julander v. Ford Motor Co.,

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941 F.2d 1404, 33 Fed. R. Serv. 1496, 1991 U.S. App. LEXIS 18137, 1991 WL 150052, Counsel Stack Legal Research, https://law.counselstack.com/opinion/david-polys-and-marcia-polys-v-trans-colorado-airlines-inc-ca10-1991.