David Paul O'Brien v. United States

376 F.2d 538
CourtCourt of Appeals for the First Circuit
DecidedApril 28, 1967
Docket6813_1
StatusPublished
Cited by28 cases

This text of 376 F.2d 538 (David Paul O'Brien v. United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
David Paul O'Brien v. United States, 376 F.2d 538 (1st Cir. 1967).

Opinions

ALDRICH, Chief Judge.

The defendant was indicted on the charge that he “willfully and knowingly did mutilate, destroy and change by burning * * * [his] Registration Certificate (Selective Service System Form No. 2); in violation of Title 50, App. United States Code, Section 462(b).” Section 462(b) is composed of six numbered subsections, none of which was identified except as above. The following provisions are here pertinent.

“(3) who forges, alters, knowingly destroys, knowingly mutilates,1 or in any manner changes any such certificate * *
[540]*540“(6) who knowingly violates or evades any of the provisions of this title (said sections) [451-454, 455-471 of this Appendix] or rules and regulations promulgated pursuant thereto relating to the issuance, transfer or possession of such certificate.”

A regulation required that possession of a certificate be maintained at all times. 32 C.F.R. § 1617.1. The penalty for violation of all sections listed was a fine, not to exceed $10,000, or imprisonment for not more than five years, or both.

The defendant moved to dismiss the indictment, asserting violation of the First and a number of other amendments. The motion was denied. Thereafter he was tried to a jury. At the trial he conceded that he had burned his certificate, and raised only his constitutional defenses. Upon conviction and sentence 2 he appeals. His position here is that his conduct, publicly done to express his disapproval of the draft and all that it represented, was a lawful exercise of free speech.

Subsection (b) (3) was originally directed to forgery and fraud. In 1965 some young men of the same mind as the defendant engaged in the same conduct, to wit, the public burning of “draft cards,” which he has now imitated.2 3 The reaction in Congress was plain. Despite the fact that subsection (b) (6) already made it an offense to part with possession of a draft card, Congress made it a separate offense if loss of possession was effected in a particular manner. The words “knowingly destroys, knowingly mutilates” were added to subsection (b) (3).4

In upholding the validity of this amendment against the same constitutional attack that is presently made, the court in United States v. Miller, 2 Cir., 1966, 367 F.2d 72, at 77, cert. den. 2/13/67, 386 U.S. 911, 87 S.Ct. 855, 17 L.Ed.2d 787, said:

“what Congress did in 1965 only strengthened what was already a valid obligation of existing law; i. e., prohibiting destruction of a certificate implements the duty of possessing it at all times.”

In support of this assertion the court demonstrated the reasonableness of requiring registrants to be in possession of their cards, and with this demonstration we do not quarrel. United States v. Kime, 7 Cir., 1951, 188 F.2d 677, cert. den. 342 U.S. 823, 72 S.Ct. 41, 96 L.Ed. 622. With all respect, however, the existence of prior law requiring registrants to possess their cards at all times does not support the amendment. On the contrary, given that law, we can see no proper purpose to be served by the additional provision prohibiting destruction or mutilation.5 The legislative history suggests none,6 and the Second Circuit suggested none in Miller. To repeat our metaphor adopted by the Court in Jarecki v. G. D. Searle & Co., 1961, 367 U.S. 303, 307, 81 S.Ct. 1579, 6 L.Ed.2d 859, “If there is a big hole in the fence for the big eat, need there be a small hole for the [541]*541small one?” Cf. Coakley v. Postmaster of Boston, 1 Cir., 3/16/67, 374 F.2d 209.

We see no possible interest, or reason, for passing a statute distinguishing between a registrant obligated to carry a card who mails it back to his draft board, United States v. Kime, supra, and one who puts it in his wastebasket. The significant fact in both of these instances is that he is not carrying it. The distinction appears when the destruction itself is an act of some consequence. It requires but little analysis to see that this occurs when, and only when, the destruction is, as in the case at bar, a witnessed event. We would be closing our eyes in the light of the prior law if we did not see on the face of the amendment that it was precisely directed 7 at public as distinguished from private destruction. In other words, a special offense was committed by persons such as the defendant who made a spectacle of their disobedience.

In singling out persons engaging in protest for special treatment the amendment strikes at the very core of what the First Amendment protects. It has long been beyond doubt that symbolic action may be protected speech.8 Speech is, of course, subject to necessary regulation in the legitimate interests of the community, Kovacs v. Cooper, infra, but statutes that go beyond the protection of those interests to suppress expressions of dissent are insupportable. E. g., Cantwell v. State of Connecticut, 1940, 310 U.S. 296, 307-311, 60 S.Ct. 900, 84 L.Ed. 1213; DeJonge v. State of Oregon, 1937, 299 U.S. 353, 57 S.Ct. 255, 81 L.Ed. 278; Terminiello v. City of Chicago, 1949, 337 U.S. 1, 69 S.Ct. 894, 93 L.Ed. 1131. We so find this one.

However, the defendant is not in the clear. In burning his certificate he not only contravened subsection (b) (3), but also subsection (b) (6). He knew this at the time of the burning, for his card summarized both provisions, and he knew it in a larger sense, as is revealed by the memorandum in support of his motion to dismiss, reproduced in his Record Appendix. The memorandum asserted,

“To rely upon individuals having draft cards in their possession as a means of operative [sic] the selective service system would seem to be impractical if not downright dangerous. * * * Whether Defendant O’Brien has his draft card in his possession, whether he burned, mutilated or whatever, will have little or no effect upon the selective service system.”

It is apparent that the factual issue of nonpossession has been fully presented and tried and been found against the defendant. F.R.Crim.P. 31(c) provides, “The ‘defendant may be found guilty of an offense necessarily included in the offense charged’. * * *” See United States v. Ciongole, 3 Cir., 1966, 358 F.2d 439. We see no procedural reason why defendant should not stand convicted of this violation of section (b).

Nor do we see any constitutional objection to conviction for non-possession of a certificate.

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Bluebook (online)
376 F.2d 538, Counsel Stack Legal Research, https://law.counselstack.com/opinion/david-paul-obrien-v-united-states-ca1-1967.