David Lewis Rice v. Tana Wood, Superintendent, David Lewis Rice v. Tana Wood, Superintendent

44 F.3d 1396
CourtCourt of Appeals for the Ninth Circuit
DecidedApril 10, 1995
Docket93-99011, 93-99012
StatusPublished
Cited by31 cases

This text of 44 F.3d 1396 (David Lewis Rice v. Tana Wood, Superintendent, David Lewis Rice v. Tana Wood, Superintendent) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
David Lewis Rice v. Tana Wood, Superintendent, David Lewis Rice v. Tana Wood, Superintendent, 44 F.3d 1396 (9th Cir. 1995).

Opinions

Opinion by Judge Leavy; Partial Concurrence and Partial Dissent by Judge Wallace.

LEAVY, Circuit Judge:

Following a jury trial in Superior Court for King County, Washington, David Lewis Rice (“Rice”) was found guilty of four counts of aggravated first degree murder and sentenced to death. The Supreme Court of Washington upheld Rice’s conviction and sentence on direct appeal, and denied both of his subsequently filed Personal Restraint Petitions (“PRPs”). Rice filed a petition for writ of habeas corpus in federal district court, alleging numerous errors at both the guilt and penalty phases of his trial. The district court denied relief as to all of Rice’s claims relating to his conviction, granted the petition with respect to one of his sentencing claims, and declined to reach the merits of the remaining issues. We affirm in part, reverse in part, and remand for further proceedings.

FACTS AND PRIOR PROCEEDINGS1

On Christmas Eve 1985, guests arrived at the home of Seattle attorney Charles Gold-mark to find a grisly sight: Charles, his wife, Annie, and their two sons, Colin and Derek, had been viciously assaulted and left to die. The coroner pronounced Annie dead at the scene; Charles, Colin, and Derek all succumbed from their injuries over the next five weeks. On December 26, 1985, the police arrested Rice on suspicion of having committed the Goldmark crimes. After being advised of his Miranda rights and consulting with an attorney, Rice signed a waiver and made a full, tape-recorded confession.

The State of Washington charged Rice with four counts of aggravated first degree murder, and the prosecution gave notice that it intended to seek the death penalty. Rice entered a general plea of not guilty and a special plea of not guilty by reason of insanity. Notwithstanding the second plea, defense counsel conceded that Rice was competent to stand trial.

The trial court bifurcated the criminal proceedings into guilt and penalty phases. During the former, Rice did not seriously contest the fact that he had killed the Goldmarks; rather, he argued that he was not responsible for the murders because he had been insane at the time of the killings. The jury rejected Rice’s insanity defense and returned a verdict of guilty on all four counts of aggravated first degree murder, based on its findings that Rice had committed the murders as part of a common scheme during the course of a robbery and in order to conceal the commission of that robbery.

The penalty phase of the trial then began before the same jury. During the course of their deliberations, and while Rice was absent, the jurors asked that the tape recording of Rice’s confession be replayed. Defense counsel made no objection and, without consulting Rice, purported to waive his right to be present.2 The court ordered the tape to be replayed and the jury resumed its deliberations. When the jury announced that it had [1399]*1399reached a verdict, however, the court learned from jail officials that Rice had ingested a “tobacco substance”3 and had been rushed to the hospital for treatment. Upon being told that Rice could not be returned to the courtroom for at least two hours, the trial judge asked counsel whether they would agree to permit the jury to return its verdict in Rice’s absence. The prosecution indicated it had no objection, and defense counsel purported to waive Rice’s right to be present. The court then accepted the jury’s announcement that leniency was not merited and polled the jury.

Rice appealed to the Supreme Court of Washington, which affirmed both his conviction and sentence. State v. Rice, 110 Wash.2d 577, 757 P.2d 889 (1988), cert. denied, 491 U.S. 910, 109 S.Ct. 8200, 105 L.Ed.2d 707 (1989). Rice then filed a PRP, which the Supreme Court of Washington denied. Shortly thereafter, Rice filed a petition for writ of habeas corpus in federal district court. Rice amended the petition, then filed a second PRP in state court. The district court stayed the habeas proceedings pending the outcome of Rice’s second PRP. When the Washington high court again denied relief, In re Rice, 118 Wash.2d 876, 828 P.2d 1086, cert. denied, — U.S. -, 113 S.Ct. 421, 121 L.Ed.2d 344 (1992), Rice filed a second amended habeas petition.

The district court granted the petition, holding that Rice could not and did not waive his right to be present, and the trial court therefore erred by accepting the return of the jury’s death verdict in Rice’s absence. By amended order, the district court also rejected all of Rice’s guilt phase claims and declined to reach the merits of the remaining penalty phase claims.

Tana Wood (“Wood”),4 Superintendent of the Washington State Penitentiary (“WSP”), timely appealed, arguing that Rice is not entitled to habeas relief because he impliedly waived his right to be present by attempting suicide (i.e., by swallowing the tobacco substance); and, in the alternative, any resultant error was harmless. In addition, Wood asks that we remand the case and direct the district court to decide each of Rice’s remaining penalty phase claims. Finally, Wood contends that the district court improperly denied her motion to strike allegedly unex-hausted claims in Rice’s habeas petition as well as those claims that either were, or would have been deemed to be, procedurally barred by the Supreme Court of Washington. Rice, now a WSP death row inmate, timely cross-appealed, arguing, inter alia, that the district court erred by denying his guilt phase claims without either conducting an evidentiary hearing or articulating a basis for its decision.

ANALYSIS

93-99011 (DIRECT APPEAL)

Absence from Return of Penalty Phase Verdict

As noted, the district court held that Rice could not and did not waive his right to be present at trial. Wood’s direct appeal therefore stands or falls largely on the answer to one question: Could and did Rice waive his right to be present when the jury returned its verdict during the penalty phase of his trial? Put another way, was Rice’s mental state such that he could have voluntarily, knowingly, and intelligently waived that right?

Standard of Review

The district court’s determination that Rice could not and did not waive his right to be present at trial constitutes a mixed question of law and fact which we examine de novo. See Campbell v. Wood, 18 F.3d 662, 672 (9th Cir.) (en banc), cert. denied, — U.S. -, 114 S.Ct. 2125, 128 L.Ed.2d 682 (1994). We review for clear error any factual findings made by the district court. See Thomas v. Brewer, 923 F.2d 1361, 1364 (9th Cir.1991) (citing Norris v. Risley, 878 F.2d 1178, 1180 (9th Cir.1989)). With respect to our examination of the district court’s factual findings, we note that [1400]*1400“[t]he ultimate issue of voluntariness is a legal question requiring independent federal determination[,]” i.e., the usual presumption of correctness of state court findings under 28 U.S.C. § 2254(d) does not apply. Campbell v. Wood, 18 F.3d at 672.

Discussion

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Bluebook (online)
44 F.3d 1396, Counsel Stack Legal Research, https://law.counselstack.com/opinion/david-lewis-rice-v-tana-wood-superintendent-david-lewis-rice-v-tana-ca9-1995.