David F. Henges v. Leslie Henges Dolliver, Limited Guardian of the Person and Full Guardian of the Estate for David Henges

Court of Appeals of Texas·Decided December 8, 2021·No. 03-20-00429-CV·Published

Opinion

TEXAS COURT OF APPEALS, THIRD DISTRICT, AT AUSTIN

NO. 03-20-00429-CV

David F. Henges, Appellant

v.

Leslie Henges Dolliver, Limited Guardian of the Person and Full Guardian of the Estate for David Henges, Appellee

FROM THE PROBATE COURT NO. 1 OF TRAVIS COUNTY NO. C-1-PB-19-000860, THE HONORABLE GUY S. HERMAN, JUDGE PRESIDING

MEMORANDUM OPINION

This is an appeal from the probate court’s order finding David Faulkner Henges

incapacitated and appointing his daughter, Leslie Henges Dolliver, permanent guardian with

limited authority over his person and with full authority of his estate. In one issue, Henges

asserts that the probate court abused its discretion by disregarding alternatives to guardianship

and imposing a guardianship. We will affirm the probate court’s order.

BACKGROUND

Henges is a retired orthopedic surgeon. After his wife died in 2009, Henges lived

with Dolliver and her family for approximately ten years. In 2014, after Henges recovered from

a bout of double pneumonia and a cardiac event that triggered his defibrillator pacemaker,

Dolliver and her sister observed what they believed to be unusual and concerning behaviors on

his part, specifically a change in Henge’s handling of his retirement investments. At Dolliver’s urging, Henges submitted to a neurological evaluation, which resulted in a diagnosis of mild

dementia. In 2015, the family updated Henges’s formal estate-planning documents, which

included a durable power of attorney and a medical power of attorney that named Dolliver and

her sister as co-agents. In 2018, Henges suffered what he believed to be a heart attack and

was hospitalized. After the hospitalization and a range of diagnostic procedures, his treating

physicians determined that he had an issue with his gall bladder. Dolliver observed that the

diagnostic procedures, which included three anesthesias, were difficult for Henges to tolerate and

she believed caused Henges to have a diminished ability to care for himself. Dolliver and her

sister determined that it was necessary to move Henges to a nearby assisted living facility.

Henges lived in that facility for approximately six months until early 2019 when he moved to the

newly opened Belmont Village, where he currently resides.

In March 2019, Dolliver and her sister filed a joint application for limited

guardianship of Henges’s person. The application alleged that Henges, who was then eighty-one

years old, had been diagnosed with vascular dementia with delusions and that his condition was

such that he was incapable of managing his personal, medical, legal, and financial affairs. The

application alleged that an existing management trust created and funded pursuant to a Statutory

Durable Power of Attorney granted to Dolliver was at that time a less restrictive alternative to

guardianship of Henges’s estate, but that an existing Medical Power of Attorney had proved

insufficient to protect Henges from making decisions against his own interest. The application

further alleged that Henges refuses medical advice and treatments from his doctors and threatens

to revoke the Medical Power of Attorney, and that Henge’s physician, Dr. Matthew Freeman,

advised Dolliver to seek guardianship of Henges’s person because the physician was no longer

comfortable relying on the authority granted by the Medical Power of Attorney.

2 The application was supported by a report from Dr. Freeman, a

neuropsychologist, who stated that Henges had been diagnosed with mild cognitive impairment

and suspected dementia in 2014 by Dr. Bertelson, who Henges replaced with Dr. Devere because

Henges disagreed with the diagnosis. Dr. Devere confirmed the diagnosis, prescribed an Exelon

patch, and conducted an additional test to determine “if Alzheimers was part of the problem.”

Dr. Freeman stated that the results of that test showed a “strong likelihood of Alzheimers,” but

that Henges did not return for visits with his neurologist from 2015 to 2018. When his Exelon

prescription ran out, Henges contacted an old friend who was a neurologist, Dr. Phil Leonard.

Dr. Freeman stated that Dr. Leonard refilled the prescription for a couple of years without

personally evaluating Henges and that Dr. Leonard’s Texas medical license had been revoked by

the Texas Medical Board in June 2018.

Dr. Freeman reported that Henges underwent a cognitive evaluation in August

2018 and that after reviewing that evaluation and the totality of the testing done over the past

five years, and after conducting multiple personal interviews, he believed that Henges is an

“extreme case” who refuses to accept his diagnosis and has made an appointment with yet

another neurologist. Dr. Freeman stated that although Henges had appointed Dolliver and her

sister as his co-agents on his medical power of attorney, he is “very combative with them and

refuses to give up the drivers’ license that he managed (with the help of a well-meaning friend)

to get replaced in February [2019].” Dr. Freeman recommended that the daughters seek a

guardianship so they could prevent him from driving, which presents a danger to himself and

others, and so that they could prevent Henges from following through on his threat to revoke

the medical power of attorney if they do not follow his wishes. Dr. Freeman opined that

Henges is “impaired and needs to ultimately have someone in charge of making sound medical

3 decisions for him.” The application was also supported by Dr. Freeman’s Certificate of Medical

Examination in which he diagnosed Henges with vascular dementia with delusions with a

prognosis of gradual continued progression.

In response to the application, Henges retained an attorney, Don Ford, to

represent him and requested that the court appoint Ford as Henges’s guardian ad litem and

stated that he opposed the guardianship because he was not incapacitated and, even if found

to be incapacitated, available supports and services were sufficient to avoid the need for a

guardianship.

At a September 2019 hearing on the application, the court heard testimony

that focused on the issues of Henges’s residence, medical care, and desire to continue driving.

At the time, Dolliver did not seek guardianship of Henges’s estate because she believed the

management trust provided sufficient protection, specifically because the brokerage firm “ha[d]

the dementia diagnosis on file” and knew to call her if there was unusual activity. Dr. Freeman

testified about his diagnosis of mild vascular dementia with “a possible component of

Alzheimer’s disease.” He stated that he had witnessed Henges having “delusional thoughts in

clinic,” which he described as “firmly held false beliefs.” Dr. Freeman testified that his

diagnosis was consistent with the reports of other neurologists who had examined Henges.

The court heard testimony from Dr. Edward Gripon, a forensic psychiatrist, who

opined that Henges was not incapacitated. He testified that Henges was no more vulnerable to

being taken advantage of than other people and that Henges was capable of administering his

own medication, although he agreed that Henges “may not agree with all of them” and that

Henges might not take medications prescribed for dementia if he did not agree with the

diagnosis. Dr. Gripon testified that Henges did not want to continue to live at Belmont Village

4 and wants to go back to a less restrictive environment. After Dr.

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David F. Henges v. Leslie Henges Dolliver, Limited Guardian of the Person and Full Guardian of the Estate for David Henges, (Tex. Ct. App. 2021).

David F. Henges v. Leslie Henges Dolliver, Limited Guardian of the Person and Full Guardian of the Estate for David Henges (David F. Henges v. Leslie Henges Dolliver, Limited Guardian of the Person and Full Guardian of the Estate for David Henges) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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