Data Compass Corp. v. Datafast, Inc. (In Re Data Compass Corp.)

92 B.R. 575, 1988 Bankr. LEXIS 2375, 1988 WL 113944
CourtUnited States Bankruptcy Court, E.D. New York
DecidedOctober 25, 1988
Docket1-19-40853
StatusPublished
Cited by15 cases

This text of 92 B.R. 575 (Data Compass Corp. v. Datafast, Inc. (In Re Data Compass Corp.)) is published on Counsel Stack Legal Research, covering United States Bankruptcy Court, E.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Data Compass Corp. v. Datafast, Inc. (In Re Data Compass Corp.), 92 B.R. 575, 1988 Bankr. LEXIS 2375, 1988 WL 113944 (N.Y. 1988).

Opinion

*576 MEMORANDUM OPINION AND ORDER

ROBERT J. HALL, Bankruptcy Judge.

We address ourselves to the question of whether this Court has the authority to conduct a jury trial in a core proceeding. The demand for a jury trial made by the defendant Datafast, Inc. (“Datafast”) is not opposed. For the reasons discussed below, we find that the defendant is entitled to a jury trial under the facts of this case and we are of the opinion that this Court may have the authority to conduct a jury trial; we nevertheless respectfully submit that pending a more conclusive determination of this issue the interests of judicial economy and the administration of this case would best be served by the transfer of this adversary proceeding to the District Court so as to allow it to proceed to trial in the District Court as a more appropriate forum for a jury trial.

FACTS

Defendant Datafast was served on November 20, 1986 with the Summons and Complaint in this adversary proceeding, several months after the bar date of June 1, 1986 ordered by this Court with respect to the filing of claims. Datafast was not listed as a creditor in the schedules filed by the Debtor with this Court, nor has Data-fast filed a proof of claim. The complaint alleges one fraud and two breach of contract causes of action and seeks, in addition to monetary damages, an accounting of certain revenues by Datafast, Inc. This Court on April 30, 1987 held the Debtor’s action to be a “core” proceeding, which holding was affirmed on April 11, 1988 by the District Court, J. Mishler presiding. Datafast made demand for a jury trial on April 28, 1988, simultaneous with the filing of its answer and counterclaims alleging seven fraud causes of action and one breach of contract cause of action.

By means of correspondence dated May 31, 1988 this court is advised that the parties have determined there will be a need for extensive discovery in this matter and a pre-trial conference is requested.

I

The threshold question presented by the facts at hand is whether Datafast has a right to a jury trial not otherwise waived. The right of a party to a jury trial as preserved by the Seventh Amendment to the Constitution 1 is a beacon which refuses to be obscured by the controversy surrounding the authority of bankruptcy court to conduct a jury trial. In interpreting a provision of the judicial code which served “to guard the right of trial by jury preserved by the Seventh Amendment” the Supreme Court stated that, as such, it should be “liberally construed”. 2 The pleadings in this case, containing causes of action for breach of contract and fraud, fall well within the guidelines set forth by the Supreme Court for the determination of the protective scope of the Seventh Amendment:

“... The Court has construed this [Seventh Amendment] language to require a jury trial on the merits in those actions that are analogous to ‘Suits at common law.’ Prior to the Amendment’s adoption, a jury trial was customary in suits brought in the English law courts. In contrast, those actions that are analogous to 18th-century cases tried in courts of equity or admiralty to not require a jury trial. This analysis applies not only to common law forms of action, but also to causes of action created by congressional enactment.
To determine whether a statutory action is more similar to cases that were tried in courts of law than to suits tried in courts of equity or admiralty, the Court must examine both the nature of *577 the action and of the remedy sought. First, we compare the statutory action to 18th-century actions brought in the courts of England prior to the merger of the courts of law and equity. Second, we examine the remedy sought and determine whether it is legal or equitable in nature.”

Tull v. United States, 481 U.S. 412, 417-18, 107 S.Ct. 1831, 1835, 95 L.Ed.2d 365 (1987).

The Debtor’s request for an accounting does not change our conclusion that this proceeding is fundamentally an action at law, for “ ‘only under the most imperative circumstances ... can the right to jury trial of legal issues be lost through prior determination of equitable claims’ ”. 3 In order to determine whether the proceeding is brought at law or lies in equity, the court must examine both the historical treatment of the issue and the nature of the remedies sought, resolving all ambiguities in favor of providing a jury trial. Ross v. Bernhard, 396 U.S. 531, 542-43, 90 S.Ct. 733, 740-441, 24 L.Ed.2d 729 (1970) (“Ross”). 4 In any event, it is the defendant who has made demand for a jury trial in this case, and the counterclaims make no request for equitable relief, only monetary damages. Thus, severance of the trial of the complaint from consideration of trial of the counterclaims would serve only to reinforce our conclusion that the defendant’s right to a jury trial is not compromised by the pleadings.

Having concluded that the defendant’s right falls squarely within the parameters set forth by the Supreme Court in construing the Seventh Amendment, we turn to whether the defendant has in any way waived its right to a jury trial.

We find that the defendant’s demand is timely, having been filed promptly after the adjudication by the District Court that this proceeding is a core proceeding. It is not necessary that such a demand be made prior to the filing of the answer to a complaint, and the time for filing of the answer was tolled pending adjudication of whether this Court had jurisdiction of the matter. Our determination on this issue, as a practical matter, renders moot the reserve decision taken by this Court on the Order to Show Cause petitioned by the defendant seeking a stay of this adversary proceeding pending the District Court’s review of the appeal taken by Datafast of this Court’s April 30, 1987 decision.

We also note that the defendant did not originally consent to the jurisdiction of this Court. The Supreme Court has held that the voluntary submission to the jurisdiction of the bankruptcy court, traditionally a court of equity, operates as a waiver of that party’s seventh amendment right to a jury trial. 5 Defendant did not seek to file a proof of claim after the commencement of this adversary proceeding and, moreover, maintained from the outset that this dispute was a non-core proceeding. Nor did Datafast file an answer and counterclaim prior to the determination of its appeal of this Court’s holding that the dispute is a core proceeding. The only basis for finding implied consent that we can determine is that the defendant’s counterclaims, which are on the order of compulsory counterclaims as set forth in Federal Rule of Civil Procedure 13, are to be treated as permissive counterclaims by virtue of Bankruptcy Rule 7013, 6

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Bluebook (online)
92 B.R. 575, 1988 Bankr. LEXIS 2375, 1988 WL 113944, Counsel Stack Legal Research, https://law.counselstack.com/opinion/data-compass-corp-v-datafast-inc-in-re-data-compass-corp-nyeb-1988.