Darling Ingredients Inc. v. Gerald F. Smith, Jr.

CourtCourt of Chancery of Delaware
DecidedDecember 11, 2023
Docket2023-0614-LWW
StatusPublished

This text of Darling Ingredients Inc. v. Gerald F. Smith, Jr. (Darling Ingredients Inc. v. Gerald F. Smith, Jr.) is published on Counsel Stack Legal Research, covering Court of Chancery of Delaware primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Darling Ingredients Inc. v. Gerald F. Smith, Jr., (Del. Ct. App. 2023).

Opinion

IN THE COURT OF CHANCERY OF THE STATE OF DELAWARE

DARLING INGREDIENTS INC., ) ) Plaintiff and ) Counterclaim Defendant, ) ) v. ) C.A. No. 2023-0614-LWW ) GERALD F. SMITH, JR.; GERALD ) F. SMITH, JR. GST TRUST; ) MICHAEL A. SMITH; MICHAEL ) SMITH GST TRUST; J. KEVIN ) KING, TRUSTEE UNDER ) IRREVOCABLE TRUST ) AGREEMENT WITH GERALD F. ) SMITH, JR. DATED SEPTEMBER 1, ) 2009; WILLIAM GREGORY ) SNELLINGS, TRUSTEE FBO ) VICTORIA KATHERINE SMITH ) UNDER IRREVOCABLE TRUST ) AGREEMENT WITH MICHAEL A. ) SMITH DATED DECEMBER 17, ) 2012; WILLIAM GREGORY ) SNELLINGS, TRUSTEE FBO ) MITCHELL ALEXANDER SMITH ) UNDER IRREVOCABLE TRUST ) AGREEMENT WITH MICHAEL A. ) SMITH DATED DECEMBER 17, ) 2012, ) ) Defendants and ) Counterclaim Plaintiffs. )

MEMORANDUM OPINION

Date Submitted: September 6, 2023 Date Decided: December 11, 2023 T. Brad Davey & Callan R. Jackson, POTTER ANDERSON & CORROON LLP, Wilmington, Delaware; Matthew Solum & Jeffrey Goldfine, KIRKLAND & ELLIS LLP, New York, New York; Richard Husseini & Leah Davis Patrick, KIRKLAND & ELLIS, Houston, Texas; Counsel for Plaintiff and Counterclaim Defendant Darling Ingredients Inc.

J. Clayton Athey & Robert B. Lackey, PRICKETT, JONES & ELLIOTT, P.A., Wilmington, Delaware; Michael C. Whalen, PAUL HASTINGS LLP, Chicago, Illinois; Counsel for Defendants and Counterclaim Plaintiffs

WILL, Vice Chancellor In May 2022, Darling Ingredients Inc. acquired Valley Proteins, LLC in a

$1.1 billion transaction. The acquisition was made pursuant to a stock purchase

agreement, which set out a dispute resolution process that includes the referral of

certain matters to an accountant. Now, the parties are embroiled in a post-closing

tax dispute and have reached an impasse over how the accountant should resolve it.

Because the acquisition created tax benefits for Darling, the total purchase

price included a payment for an estimated tax benefit amount. The amount could be

increased or decreased at closing using an agreed-upon tax model. Darling

calculated a final tax benefit amount that was below the initial estimate, meaning

that the sellers owed Darling the difference. The sellers then had 30 days to issue a

protest notice challenging the calculation.

Although the stock purchase agreement permitted the sellers to send Darling

an information request and toll the 30-day deadline, the sellers instead sent Darling

a formal protest notice. Doing so launched the contractual dispute resolution

process, which the parties followed for a time. It stalled when the accountant

charged with resolving the tax dispute presented an engagement letter confining the

scope of its work to the issues in raised in the sellers’ protest notice.

Darling was willing to sign the engagement letter. But the sellers balked.

They insisted that the accountant’s review include a new set of disputes raised in a

second protest notice the sellers had sent to Darling. The parties asked the

1 accountant to resolve the legal question of how the stock purchase agreement defines

its role, but it declined. That task falls to me.

Darling filed suit in this court, and the sellers filed counterclaims. The parties

cross-moved for summary judgment on whether the sellers must sign the

accountant’s engagement letter. The central question before me is whether the

accountant’s review is appropriately limited to matters raised in the seller’s initial

protest notice or expanded to include those raised later. In this decision, I conclude

that the stock purchase agreement mandates the former outcome.

My reasoning is based on a straightforward contract interpretation exercise.

The stock purchase agreement does not provide for multiple protest notices and

restricts the scope of the accountant’s review to matters raised in the protest notice

(among other discrete items). Thus, the issues in dispute for the accountant to

resolve are those in the seller’s initial protest notice. The engagement letter proposed

by the accountant is consistent with these terms and reasonable to resolve the tax

dispute. Darling is entitled to declaratory relief consistent with these conclusions.

2 I. FACTUAL BACKGROUND

Unless otherwise noted, the following background is drawn from the

undisputed facts in the parties’ pleadings and documentary exhibits submitted by the

parties.

A. The Acquisition

Darling Ingredients Inc. is a Delaware corporation that converts food waste

streams into sustainable products and produces renewable energy.1 On May 1, 2022,

Darling acquired Valley Proteins, LLC through a stock purchase for $1.1 billion.2

The transaction was governed by a Stock Purchase Agreement (the “Agreement”)

by and among Darling, on one hand, and Valley Proteins, the equity holders of

Valley Proteins, and Gerald F. Smith, Jr. in his capacity as Sellers’ Representative,

on the other hand (collectively, the “Sellers”).3

B. The Tax Benefit Amount and Post-Closing Adjustment

In the transaction, Valley Proteins undertook a pre-closing “F” reorganization

that created tax benefits for Darling.4 Darling agreed to pay the Sellers a “Estimated

Tax Benefit Amount,” in addition to the $1.1 billion cash purchase price, for these

1 Verified Compl. (Dkt. 1) (“Compl.”) ¶ 4. 2 Compl. ¶ 1; Defs.’ Answer to Verified Compl. and Verified Countercls. (Dkt. 26) (“Answer”) ¶ 1; see Compl. Ex. 1 (“SPA”). 3 Compl. ¶ 2. At times, the Sellers are referred to interchangeably with the Sellers’ Representative. 4 Id. at ¶ 10; Answer ¶ 10; see SPA § 5.5. 3 expected tax benefits.5 To calculate the Estimated Tax Benefit Amount, Darling

used an agreed-upon “Tax Model.”6 Per the Tax Model, the Estimated Tax Benefit

Amount was initially calculated to be $92,600,000.7

The Estimated Tax Benefit Amount could be adjusted up or down after

closing.8 This post-closing adjustment would yield a “Closing Tax Benefit Amount”

that Darling would calculate using the Tax Model.9 Section 2.5(h) of the Agreement

contemplates two potential adjustments to the Tax Model when determining the

Closing Tax Benefit Amount.10 The first adjustment is to the purchase price based

on the Final Closing Schedule. The second adjustment is to reflect the fair market

value of certain assets based on the values assigned in a jointly determined “Final

Allocation” of the Purchase Price.11 Specifically, the parties agreed that:

Within three (3) days after the determination of the Final Allocation pursuant to Section 7.4(h), [Darling] shall prepare in good faith and deliver to Sellers’ Representative a proposed calculation of the Tax Benefit Amount, which shall be determined after updating the Tax Model solely (A) for adjustments to the Purchase Price and any other item of consideration for income tax purposes, as determined pursuant to the Final Closing Schedule and (B) to reflect that the “FMV” for

5 Compl. ¶ 11; see SPA § 2.2. 6 SPA Ex. C. The Tax Model is Exhibit C to the Agreement. Id. 7 Compl. ¶ 11. 8 Id. at ¶ 13. 9 Id. at ¶¶ 13-14; see SPA § 2.5(h). 10 SPA § 2.5(h). 11 Id.; see id. § 7.4(h); infra note 12 (defining “Final Allocation”). 4 each of the Current and Non-Current Assets listed below the “Estimated Gain Calculation – Asset Sale” in the Tax Model shall be the value assigned to such assets in the Final Allocation (the “Closing Tax Benefit Amount”).12

Section 2.5(h) also explains what the parties are to do if the Closing Tax

Benefit Amount differs from the Estimated Tax Benefit Amount.13 If the Estimated

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