Darius ex rel. Darius v. Briscoe

10 Mass. L. Rptr. 618
CourtMassachusetts Superior Court
DecidedAugust 26, 1999
DocketNo. 975561C
StatusPublished

This text of 10 Mass. L. Rptr. 618 (Darius ex rel. Darius v. Briscoe) is published on Counsel Stack Legal Research, covering Massachusetts Superior Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Darius ex rel. Darius v. Briscoe, 10 Mass. L. Rptr. 618 (Mass. Ct. App. 1999).

Opinion

Cratsley, J.

INTRODUCTION

Maria Conserve, mother of Sermisha Darius, and Serge Darius (“Plaintiffs”) brought a medical malpractice claim in 1998 against Warren Briscoe, M.D., and others on behalf of Sermisha Darius. The Plaintiffs contend that the Defendants caused the injuries suffered by Sermisha Darius during her delivery at Boston City Hospital on November 16, 1992. In response to this complaint, the Defendants filed a motion to dismiss on December 12, 1998, which the court denied. The Defendants served a subpoena duces tucem on the keeper of the records for Todd & Weld, the Plaintiffs’ attorneys’ law firm, on April 21, 1999. The subpoena sought any documents, referral documents, and notes of the meeting between Maria Conserve and Lisa Arrowood that took place at her attorneys’ firm during the spring of 1996. The Defendants also want to obtain any documents related to any prior representation of the Plaintiffs, and any documents, or notes involving the setting up of this meeting. The Defendants now seek a court order to compel the Plaintiffs’ attorney to produce documents of the meeting between Maria Conserve and Lisa Arrowood at the attorney’s law firm during the spring of 1996. Counsel [619]*619for Todd & Weld objected twice to these requests, on April 27, 1999, and April 30, 1999, claiming the attorney-client privilege and the work product privilege. The Defendants filed a motion to compel the keeper of the records for Todd & Weld to comply with the records subpoena on May 5, 1999.

BACKGROUND

On November 16, 1992, Maria Conserve gave birth to her daughter Sermisha Darius at the Boston City Hospital. At the time Maria delivered, it was eleven days after the expected delivery date. The delivery was difficult due to Sermisha’s size, 9 lbs., 14V2 oz. Sermisha was partially delivered, and three minutes passed before she was fully delivered. Plaintiffs claim that as a result of using improper techniques for delivering large, full-term babies, Sermisha was injured during delivery. Sermisha suffered from neurological injuries to her shoulder which included substantial loss of function to her arm.

Neither Plaintiff was aware at the time of the birth that any medical malpractice by Boston City Hospital or by personnel involved in the delivery caused this injury. The Plaintiffs assert that they became aware of the causal connection between Sermisha’s disability and the delivery after speaking with Lisa Arrowood at a meeting that took place at Todd & Weld during the spring of 1996.

In January 1998, the Plaintiffs filed suit against the Defendants for medical malpractice. Defendants’ subsequent motion to dismiss in December of 1998 was based on the premise that the Plaintiffs failed to make presentment within the two year requirement and/or failed to bring suit within the three-year statute of limitations under all ofM.G.L.c. 258, §4. The Plaintiffs argued in opposition that they obtained knowledge about the causal connection between the injury and the delivery only after meeting with their counsel in 1996. After the court denied the Defendants’ motion to dismiss they issued a records subpoena to Todd & Weld. The firm objected to the production of these documents. The Defendants then filed this present motion to compel.

The Defendants’ basis for seeking these documents is that the Plain tiffs waived the attorney-client privilege by relying on the advice of their attorney to bring suit against the Defendants. This action allowed them to meet a discovery rule exception to the two-year presentment requirement and the three-year statute of limitations based on their assertion that before 1996, when they met with their attorney, the Plaintiffs had no knowledge of their medical malpractice claim. Therefore, the Defendants want access to information regarding this meeting.

DISCUSSION

The courts in Massachusetts are guided by the following principles regarding the assertion of attorney-client privilege. In the Matter of John Doe Grand Jury Investigation, 408 Mass. 480 (1990) (the privilege extends to all communications made to an attorney . . . with a view toward obtaining advice or opinion in legal matters, such as the party’s rights, duties, obligations, and ability to bring suit); In the Matter of Reorg. of Electric Mutual Liability Insurance Co., LTD. 425 Mass. 419, 422 (1997) (the party asserting the privilege has the burden of proving whether the attorney-client privilege applies to a communication or not); id. (burden exists to prove the elements of this privilege: 1) the communications were delivered in the course of receiving legal advice; 2) the communications were made in confidence; and 3) the privilege regarding these communications is not waived). However, there are exceptions when this privilege may be waived. Ploof v. Cornu-Schaab Properties, Inc., et al., 1 Mass. L. Rptr. 292, 1993 Mass. Super. LEXIS 232 (1993) (a party implicitly waives the privilege by affirmative conduct if; 1) assertion of the privilege resulted in some affirmative act, such as filing suit; 2) through this affirmative act, the party put the protected information at issue by making it relevant to the case; and 3) if applying the privilege would result in denying the opposition access to information that was vital to their case); id. (the privilege is not automatically waived by bringing suit).

Since the Plaintiffs took an affirmative action by filing suit, and then asserted the privilege regarding conversations that led to its filing, the first prong of the implicit waiver test will not be discussed. The necessary discussion focuses on whether the Plaintiffs’ meeting with Lisa Arrowood is relevant to the case, and whether denying the Defendants the records of this meeting denies them the vital information they need to defend against the medical malpractice claim.

Massachusetts case law demonstrates that when information becomes relevant to the litigation, the attorney-client privilege can be waived. There are some situations where an implicit waiver is automatically found. One of the best examples are attorney misconduct cases. Confidential communications in this instance are waived because of the need for the attorney to defend himself. Commonwealth v. Palmer Woodbury 26 Mass.App.Ct. 636, 639 (1998) (privilege waived where counsel’s testimony was relevant regarding the truth or falsity of the defendant’s allegation that the attorney advised him to plead guilty to support his guilty-plea withdrawal, and motion for a new trial because of attorney misconduct).

Case law in Massachusetts further demonstrates that, if the essence of the claim makes the privileged information important, courts will consider the privilege waived, but limit the communications to material that is relevant to the case. Savoy v. U.S. Fidelity and Guaranty Company 178 F.R.D. 346 (1998) (attorney’s advice to client to decline an independent medical examination was relevant to the defendant’s defense [620]*620because plaintiffs alleged that the defendant failed to promptly settle a claim in which liability was evident in violation of a statute); Ploof at 232 (defendant’s request for an attorney’s letters that disclosed whether the plaintiff believed a binding agreement existed between the parties were relevant to the case because the plaintiff sought a declaration that no agreement existed); Hearn v. Rhay 68 F.R.D.

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Related

Commonwealth v. Woodberry
530 N.E.2d 1260 (Massachusetts Appeals Court, 1988)
In the Matter of a John Doe Grand Jury Investigation
562 N.E.2d 69 (Massachusetts Supreme Judicial Court, 1990)
In re the Reorganization of Electric Mutual Liability Insurance
681 N.E.2d 838 (Massachusetts Supreme Judicial Court, 1997)
Ploof v. Cornu-Schaab Properties, Inc.
1 Mass. L. Rptr. 292 (Massachusetts Superior Court, 1993)
Hearn v. Rhay
68 F.R.D. 574 (E.D. Washington, 1975)
Savoy v. Richard A. Carrier Trucking, Inc.
178 F.R.D. 346 (D. Massachusetts, 1998)

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Bluebook (online)
10 Mass. L. Rptr. 618, Counsel Stack Legal Research, https://law.counselstack.com/opinion/darius-ex-rel-darius-v-briscoe-masssuperct-1999.