Dansby v. United States

51 S.W. 1083, 2 Indian Terr. 456, 1899 Indian Terr. LEXIS 81
CourtCourt Of Appeals Of Indian Territory
DecidedJune 9, 1899
StatusPublished
Cited by2 cases

This text of 51 S.W. 1083 (Dansby v. United States) is published on Counsel Stack Legal Research, covering Court Of Appeals Of Indian Territory primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Dansby v. United States, 51 S.W. 1083, 2 Indian Terr. 456, 1899 Indian Terr. LEXIS 81 (Conn. 1899).

Opinions

Thomas, J.

The record in this case is as follows: “Now comes the United States, by its attorney, and comes the defendant in person and by counsel, and comes a jury of twelve men of the regular panel, who are duly sworn and impaneled to try the issues herein, and the defendant is thereupon duly arrainged, and refuses to plead. It is ordered by the court that a plea of not guilty be entered herein, and, after hearing the evidence, the instructions of the court, and the arguments of counsel, they retired to consider of their verdict,” etc. It is not necessary to proceed with the record further.

Appellant assigns as error this proceeding of the court: “(11) The'judgment should have been arrested on the ground that the defendant was not arrainged before the jury was sworn to try the case.” Before a trial by jury in any case can commence or proceed, there must be an issue joined. Ordinarily, the issue to be tried by a jury in a criminal case is, “Guilty or not guilty,” raised by the plea of “Not guilty” interposed by defendant upon his arraignment, or entered by the court where the defendant stands mute, or refuses to plead. After issue joined, this case may then lawfully and regularly proceed to trial by the examination, swearing, and impaneling of a jury. In this case the jury [458]*458was impaneled and sworn before tbe defendant was either arraigned or had been legally required to make answer to the charge preferred against him by the grand jury, and set forth in the indictment. This was clearly error. There was no issue for the jury to try and determine, hence no legal basis upon which either the verdict of the jury or' the judgment of the court could rest. This is not a new question, having been extensively treated by text writers, and passed upon by the supreme court of the United States and the courts of last resort in several of the states. “ ‘It is laid down in a general way that the arraignment and plea are a necessary part of the proceeding, without which there can be no valid trial and judgment. With the consent of the court, the prisoner may waive the reading of the indictment, though, without waiver, it will be read, even where he has been furnished with a copy. And as the object of the arraignment is to obtain the plea, if the prisoner voluntarily makes it without, and it is accepted by the court, nothing more is required. But without plea there can be no valid trial. Nor will the proceeding be rendered good by the fact that the defendant went to trial voluntarily, and without objection, knowing there was no plea. It must be before the jury are sworn. Afterwards the plea comes too late.’ 1 Bish. Cr. Proc. (3d Ed.) § 733. ‘There can be no trial on the merits without a plea of not guilty. ’ 1 Bish. Cr. Proc. (2d Ed.) § 801. * * * ‘When brought to the bar in capital cases, and at strict practice in all cases whatever, the defendant is formally arraigned by the reading of the indictment, and the calling on him for a plea. * * * The right of arraignment on a criminal trial may, in some cases, be waived, but a plea is always essential.’ 1 Whart. Cr. Law, § 530. * * * I.t may be stated to be a prevailing rule in this country and in England, at least in cases of felony, that a plea to the indictment is necessary before a trial can be properly commenced, and that, unless this fact [459]*459appears affirmatively from the record, the judgment cannot be sustained, Until the accused pleads to the indictment, and thereby indicates the issues submitted by him for trial, there is nothing for the jury to try; and the fact that the defendant did so plead should not be left to be inferred from a general recital in some order that the jury was sworn ‘to try the issue joined.’ The record should be a permanent memorial of what was the issue tried, and show whether the judgment whereby it was proposed to take the life of the accused, or to deprive him of his liberty, was in accordance with the law of the land. In Hopt. v. Utah, 110 U. S. 574-579, 4 Sup. Ct. 204, this court, observing that the public has an interest in the life and liberty of an accused person, said: ‘Neither can be lawfully taken except in the mode prescribed by law. That' which the law makes essential in proceedings involving the deprivation of life or liberty cannot be dispensed with or affected by the consent of the accused, much less by his mere failure, when on trial and in custody, to object to unauthorized methods.’ The views we have expressed would seem to be the necessary result of Rev. St. U. S. § 1032: ‘When any person indicted for an offense against the United States, whether capital or otherwise, upon his arraingnment stands mute, or refuses to plead or answer thereto, it shall be the duty of the court to enter a plea of not guilty on his behalf in the same manner as if he had pleaded not guilty thereto. And when a party pleads not guilty, or such plea is entered as aforesaid, the case shall be deemed at issue, and shall, without further form or ceremony, be tried by jury. ’ This statute is based on the act of April 30, 1790, § 30 (1 Stat, 119), the act of March 3, 1825, § 14 (4 Stat. 118), and the act of March 3, 1835, § 4 (4 Stat. 777.) It proceeds upon the established principle that, before a criminal trial can be legally commenced, there must be an issue to try, and that a plea by or for the accused is essential to the formation of the issue. And the section [460]*460above quoted requires the entry of the plea before the trial commences. Where the crime charged is infamous in its nature, are we at liberty to guess that a plea was made by or for the accused, and then guess again as to what was the nature of that plea? Neither sound reason nor public policy justified any departure from settled principles applicable in criminal prosecutions for infamous crimes. Even if there were a wide divergence among the authorities upon this subject, safety lies in adhering to established modes of procedure, devised for the security of life and liberty. Nor should the courts, in their abhorrence of crime, nor because of their anxiety to enforce the law against criminals, 'countenance the careless manner in which the records of cases involving life or liberty of a person are often prepared. Before a court of last resort affirms a judgment of conviction of at least an infamous crime, it should appear affirmatively from the record that every step necessary to the validity of the sentence has been taken. * * * It is true that the constitution does not, in terms declare that a person accused of crime cannot be tried, until it be demanded of him that he plead, or unless he pleads to the indictment. But it does forbid the deprivation of liberty without due process of law; and due .process of law requires that the accused plead, or be ordered to plead, or in a prox>er case, that the plea of not guilty be filed for him, before his trial can rightly proceed; and the record of his conviction should show distinctly, and not by inference merely, that every step involved in due process of law, and essential to a valid trial, was taken in the trial court; otherwise, the judgment will be erroneous. * * * The present defendant may be guilty, and may deserve the full punishment imposed uj)on him by the sentence of the trial court, but it were better that he should escape altogether than that the court should sustain a judgment of conviction of an infamous crime where the record [461]*461does not show that there was a valid trial. ” Crain vs U. S., 162 U. S. 643, 16 Sup. Ct. 958.

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Bluebook (online)
51 S.W. 1083, 2 Indian Terr. 456, 1899 Indian Terr. LEXIS 81, Counsel Stack Legal Research, https://law.counselstack.com/opinion/dansby-v-united-states-ctappindterr-1899.