Daniel Lewis Howze v. Ronald C. Marshall, Supt.

716 F.2d 396
CourtCourt of Appeals for the Sixth Circuit
DecidedJanuary 23, 1984
Docket82-3326
StatusPublished
Cited by7 cases

This text of 716 F.2d 396 (Daniel Lewis Howze v. Ronald C. Marshall, Supt.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Daniel Lewis Howze v. Ronald C. Marshall, Supt., 716 F.2d 396 (6th Cir. 1984).

Opinions

BAILEY BROWN, Senior Circuit Judge.

This appeal from the district court’s denial of Howze’s petition for a writ of habeas corpus requires us to determine whether Howze was denied federal due process when, pursuant to Ohio law, the burden was placed upon him at trial to prove by a preponderance of the evidence that he was insane when he committed the robberies which led to his conviction. The district court held that the State of Ohio could constitutionally place the burden of proving the affirmative defense of insanity on Howze, relying upon the decisions in Leland v. Oregon, 343 U.S. 790, 72 S.Ct. 1002, 96 L.Ed. 1302 (1952), Patterson v. New York, 432 U.S. 197, 97 S.Ct. 2319, 53 L.Ed.2d 281 (1977), and Krzeminski v. Perini, 614 F.2d 121 (6th Cir.), cert. denied, 449 U.S. 866, 101 S.Ct. 199, 66 L.Ed.2d 84 (1980). We affirm.

I.

The facts are not disputed and need not be discussed in detail due to the nature of the single constitutional issue Howze raises. It is sufficient to note that Howze was tried before a jury in the Summit County, Ohio, Court of Common Pleas and convicted of three counts of aggravated robbery.1 There was conflicting evidence adduced at trial concerning Howze’s sanity at the time of the robbery. During the pretrial phase Howze had entered pleas of “not guilty” and “not guilty by reason of insanity.”

In submitting the case to the jury, the trial court judge instructed the jury that while the prosecutor bore the burden of proving each and every essential element of the crime charged beyond a reasonable doubt, defendant had the burden of proving the insanity defense by a preponderance of the evidence. The judge also cautioned the jury that it was not to reach the insanity issue unless it first found that the state had proven every element of the charged offense beyond a reasonable doubt.

[398]*398Howze objected to this jury instruction, stating that the court’s placement of the burden of proving insanity upon him was an unconstitutional deprivation of his right to due process. The essence of Howze’s objection was that his insanity plea, based upon his contention that he acted under an irresistible impulse, negated an element of the crime and thus required that the state prove Howze was not insane when the robberies were committed.

Howze was convicted and is now serving his sentence in a state hospital for the criminally insane. His conviction was affirmed by the Ohio Court of Appeals for the Ninth District. State v. Howze, 66 Ohio App.2d 41, 420 N.E.2d 131 (1979). The Ohio Supreme Court denied Howze’s petition for review and the United States Supreme Court denied certiorari. Howze v. Ohio, 447 U.S. 910, 100 S.Ct. 2996, 64 L.Ed.2d 860 (1980).

In his habeas corpus petition, Howze stated as his sole ground for relief that his rights under the due process and privileges and immunities clauses of the fourteenth amendment were violated when the trial court instructed the jury as stated above. The habeas corpus petition was assigned to a United States Magistrate for the Northern District of Ohio who recommended a decision denying the petition. The district court adopted the Magistrate’s recommendation and denied the petition.

II.

The trial court instructed the jury on the burden of proof that each party was required to bear under Ohio Law. Section 2901.05(A), Ohio Rev.Code Ann. (1978), provides:

(A) Every person accused of an offense is presumed innocent until proven guilty beyond a reasonable doubt, and the burden of proof for all elements of the offense is upon the prosecution. The burden of going forward with the evidence of an affirmative defense, and the burden of proof, by a preponderance of the evidence, for an affirmative defense, is upon the accused.

Except for a brief period from 1976-1978, Ohio has consistently placed the burden of proving an affirmative defense on the defendant. State v. Vargo, 116 Ohio St. 495, 156 N.E. 600 (1927).

Insanity is treated as an affirmative defense in Ohio. State v. Poole, 33 Ohio St.2d 18, 294 N.E.2d 888 (1973); State v. Staten, 18 Ohio St.2d 13, 247 N.E.2d 293 (1969). This court has previously held that, under Patterson v. New York, 432 U.S. 197, 97 S.Ct. 2319, 53 L.Ed.2d 281 (1977), “so long as a jury is instructed that the state has the burden of proving every element of the crime beyond a reasonable doubt, there is no due process violation” if the state places the burden of proving the affirmative defense of insanity upon the defendant. Krzeminski v. Perini, 614 F.2d at 123 (citation omitted). In Rivera v. Delaware, 429 U.S. 877, 97 S.Ct. 226, 50 L.Ed.2d 160 (1976), dismissing for want of a substantial federal question, 351 A.2d 561 (Del.1976), the Supreme Court in effect approved a decision by the Delaware Supreme Court that, although a Delaware statute included irresistible impulse as an insanity defense, it was not a denial of federal due process to require a defendant to prove insanity. Additionally, as stated, the state trial judge specifically instructed the jurors that they could not reach the question whether Howze met his burden of proving insanity until and unless they concluded that the state proved every element of the charged offense beyond a reasonable doubt.

Since the trial judge explicitly distinguished “the elements of the crime on which the state had the burden of proof from the elements of the affirmative defenses, on which the petitioner had the burden of proof,” Krzeminski v. Perini, 614 F.2d at 124, we find no due process violation. Id.

Howze contends that Patterson v. New York, Krzeminski v. Perini, and all other prior Supreme Court or Sixth Circuit cases addressing similar legal issues are distinguishable and are therefore inapplicable because none were directly concerned with the irresistible impulse prong of an insanity de[399]*399fense. Ohio’s definition of legal insanity was set forth in the syllabus2 to State v. Staten, as follows:

In order to establish the defense of insanity where raised by plea in a criminal proceeding, the accused must establish by a preponderance of the evidence that disease or other defect of his mind had so impaired his reason that, at the time of the criminal act with which he is charged, either he did not know that such act was wrong or he did not have the ability to refrain from doing that act. (Emphasis added).

The definition is similar to that recommended by the American Law Institute:

Free access — add to your briefcase to read the full text and ask questions with AI

Related

John P. McDermott Jr. v. E.P. Perini
811 F.2d 606 (Sixth Circuit, 1986)
Michael L. Wood v. R.C. Marshall, Supt.
790 F.2d 548 (Sixth Circuit, 1986)
Zoltan Takacs v. Ted Engle
768 F.2d 122 (Sixth Circuit, 1985)
Daniel Lewis Howze v. Ronald C. Marshall, Supt.
716 F.2d 396 (Sixth Circuit, 1984)
Martin Watters v. Ronald Hubbard
725 F.2d 381 (Sixth Circuit, 1984)

Cite This Page — Counsel Stack

Bluebook (online)
716 F.2d 396, Counsel Stack Legal Research, https://law.counselstack.com/opinion/daniel-lewis-howze-v-ronald-c-marshall-supt-ca6-1984.