D'AMBROSIO v. Bagley

656 F.3d 379, 2011 U.S. App. LEXIS 18008, 2011 WL 3795171
CourtCourt of Appeals for the Sixth Circuit
DecidedAugust 29, 2011
Docket10-3247
StatusPublished
Cited by29 cases

This text of 656 F.3d 379 (D'AMBROSIO v. Bagley) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
D'AMBROSIO v. Bagley, 656 F.3d 379, 2011 U.S. App. LEXIS 18008, 2011 WL 3795171 (6th Cir. 2011).

Opinions

ROGERS, J., delivered the opinion of the court, in which GIBBONS, J., joined. BOGGS, J. (pp. 390-97), delivered a separate dissenting opinion.

OPINION

ROGERS, Circuit Judge.

This case requires this court to resolve whether a federal court has jurisdiction to bar the reprosecution of a criminal defendant when the court determines that the state has failed to comply with an earlier order issuing a conditional writ of habeas corpus. Margaret Bagley, warden for the State of Ohio, appeals the district court’s decision to vacate a prior order and issue an unconditional writ that bars the reprosecution of Joe D’Ambrosio, an Ohio death row inmate. Bagley argues that the district court lacked both subject-matter and Article III jurisdiction to make this ruling. However, because the state failed to comply with the district court’s conditional writ, because the district court was acting [381]*381pursuant to a Federal Rule of Civil Procedure 60(b) motion, and because this clearly presents a case or controversy, the district court had both subject-matter and Article III jurisdiction.

I.

In 1988, Joe D’Ambrosio was indicted, along with his two co-defendants Thomas “Mike” Keenan and Edward Espinoza, on four separate counts of aggravated murder with prior calculation and design, aggravated felony murder, kidnaping, and aggravated burglary. The three men were each tried separately. D’Ambrosio waived his right to a trial by jury, and a three-judge panel convicted him on all counts and sentenced him to death. D’Ambrosio’s convictions were upheld on direct appeal, State v. D’Ambrosio, No. 57448, 1990 WL 125453, at *26 (Ohio Ct.App. Aug. 30, 1990), and affirmed by the Ohio Supreme Court, State v. D’Ambrosio, 67 Ohio St.3d 185, 616 N.E.2d 909, 921 (1993). Following a remand to permit the state court of appeals to conduct an independent review of the death sentence, the Ohio Supreme Court also affirmed D’Ambrosio’s sentence. State v. D’Ambrosio, 73 Ohio St.3d 141, 652 N.E.2d 710, 716 (1995). D’Ambrosio unsuccessfully sought post-conviction relief in the state courts pursuant to Ohio Rev.Code § 2953.21, State v. D’Ambrosio, No. 75076, 2000 WL 283079, at *2 (Ohio CtApp. Mar. 16, 2000), and D’Ambrosio’s application to reopen his direct appeal was also denied, State v. D’Ambrosio, No. 57448, 2001 WL 1399850, at *2 (Ohio Ct.App. Nov. 2, 2001).

In March 2001, D’Ambrosio filed a petition for a writ of habeas corpus in the federal district court. After conducting an evidentiary hearing in July 2004, the district court concluded that the prosecution had failed to disclose exculpatory evidence in violation of Brady v. Maryland, 373 U.S. 83, 83 S.Ct. 1194, 10 L.Ed.2d 215 (1963), and granted a conditional "writ, requiring the state either to set aside D’Ambrosio’s convictions and sentences or to conduct another trial.1 D’Ambrosio v. Bagley, No. 1:00 CV 2521, 2006 WL 1169926, at *56 (N.D.Ohio Mar. 24, 2006). We affirmed that decision, D’Ambrosio v. Bagley, 527 F.3d 489, 499-500 (6th Cir.2008), and on September 11, 2008, the district court issued the conditional writ.

The Cuyahoga County prosecutor notified the state court of this judgment and requested that the state court docket D’Ambrosio’s case for a new trial within 180 days, or before March 10, 2009. The state court scheduled D’Ambrosio’s retrial for March 2, 2009, and began pretrial proceedings. However,, a little more than one week before the retrial was to begin, the prosecutor notified defense counsel of the existence of additional evidence, including blood samples and soil samples. Defense counsel sought additional time to examine and possibly test this newly disclosed evidence, prompting the trial court to change the previously scheduled 'trial date, which was within the 180 days, to May 4, 2009, which was not. On March 4, 2009, the state moved the federal district court for an enlargement of time in which to conduct a retrial because of this extension by the state court. On March 6, 2009, the district court granted an enlargement of time solely for the purpose of having the parties submit briefs addressing the issues presented in the motion. In his response to the motion, D’Ambrosio asked the district [382]*382court to grant an unconditional writ and bar his reprosecution because of the state’s failure to comply with the conditional writ.

On April 1, 2009, the district court conducted an evidentiary hearing in regard to the state’s motion, and on April 27, 2009, the district court filed its opinion and order, denying the motion and issuing an unconditional writ. D’Ambrosio v. Bagley, 619 F.Supp.2d 428, 460 (N.D.Ohio 2009). In this order, the district court found that “the State did not respond to multiple discovery requests; produced material, relevant items of discovery on the eve of trial; and then sought to interfere with the orderly progress of the trial through gamesmanship,” and concluded that these failings “all counsel against a finding that the State engaged in a good-faith effort to substantially comply with this Court’s mandate.” Id. at 455. The district court also ordered the expungement of D’Ambrosio’s record, but declined to bar his reprosecution. Id. at 456, 460.

In regard to D’Ambrosio’s reprosecution, the district court explained that “while there is certainly no clear-cut demonstration of D’Ambrosio’s guilt, ... the evidence also does not so strongly suggest his innocence that, standing alone, the state of the evidence against him would demand an order . barring retrial;” that “D’Ambrosio cannot demonstrate material prejudice from the additional two-month delay,” because “the state court protected D’Ambrosio from the most material consequences of those discovery failures by granting a continuance to afford him the opportunity to test the blood evidence;” and that “[w]hile the State’s discovery compliance has been woefully inadequate over the course of its dealings with D’Ambrosio ..., and the State’s attempt to contort the reality of what occurred in state court before it returned here is both reckless and, frankly, baffling,” it is not the sort of egregious conduct that warrants barring reprosecution as “there is no evidence of an attempt by the current prosecutors to affirmatively hide evidence or distort witness testimony.” Id. at 459-60. Moreover, the district court noted that the actions of the state trial court and the district court’s confidence in the state court’s ability to conduct a fair retrial were relevant to its decision to not bar D’Ambrosio’s reprosecution, stating that “the state court is committed to conducting a constitutional trial,” and that “[t]he state court’s decision to delay the proceedings both benefits D’Ambrosio and ensures that the State has and will continue to honor its discovery obligations.” Id. at 460. D’Ambrosio appealed the district court’s decision with respect to his reprosecution.

On April 26, 2009 (the day before the district court issued its ruling denying the prosecution’s motion for an enlargement of time), Espinoza, the prosecution’s key witness, died. The prosecution learned of Espinoza’s death four days later, but did not inform the state trial court of this development until July.

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Cite This Page — Counsel Stack

Bluebook (online)
656 F.3d 379, 2011 U.S. App. LEXIS 18008, 2011 WL 3795171, Counsel Stack Legal Research, https://law.counselstack.com/opinion/dambrosio-v-bagley-ca6-2011.