DALY v. PENNSYLVANIA DEPARTMENT OF CORRECTIONS

CourtDistrict Court, W.D. Pennsylvania
DecidedFebruary 14, 2022
Docket1:20-cv-00023
StatusUnknown

This text of DALY v. PENNSYLVANIA DEPARTMENT OF CORRECTIONS (DALY v. PENNSYLVANIA DEPARTMENT OF CORRECTIONS) is published on Counsel Stack Legal Research, covering District Court, W.D. Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
DALY v. PENNSYLVANIA DEPARTMENT OF CORRECTIONS, (W.D. Pa. 2022).

Opinion

IN THE UNITED STATES DISTRICT COURT FOR THE WESTERN DISTRICT OF PENNSYLVANIA ERIE DIVISION

SAM DOE, ) )

) 1:20-cv-00023-SPB-RAL Plaintiff )

) vs. RICHARD A. LANZILLO ) UNITED STATES MAGISTRATE JUDGE ) PENNSYLVANIA DEPARTMENT OF ) CORRECTIONS, JOHN WETZEL, DR. ) OPINION ON PLAINTIFF’S MOTION FOR PAUL NOEL, DR. JOHN DOE, DR. ) PERMISSION TO PROCEED UNDER A LAWRENCE ALPERT, DR. ) PSEUDONYM ALEXANDER, DR. KROSS, DR. OBENG, ) LONNIE OLIVER, DEBRA RICH, MS. ) WAGNER, MS. BLAKELY, SHANNON ANDERSON, and PALUKI REDDY, ) ECF NO. 70 ) ) Defendants )

OPINION Plaintiff, Sam Doe, has moved for permission to proceed under a pseudonym. ECF No. 70. The issue presented by this motion is “whether the plaintiff [has] presented a reasonable fear of severe harm meriting an exception to ‘the public’s common law right of access to judicial proceedings.’” Doe v. College of New Jersey, 997 F.3d 489, 495 (3d Cir. 2021) (quoting Doe v. Megless, 654 F.3d 404, 408 (3d Cir. 2011)). The Court finds that Doe has met this burden and will grant their motion.1

1 The Amended Complaint refers to Doe using the pronouns “they,” “them,” and “their.” The Court will do the same. These pronouns are commonly used for gender-nonbinary people and have been recognized grammatically correct and appropriate by the Merriam-Webster dictionary and the American Psychological Association. I. BACKGROUND Doe is a gender-nonbinary person in the custody of the Pennsylvania Department of

Corrections (DOC) at its State Correctional Institution at Cambridge Springs (SCI-Cambridge Springs). Doe commenced this action under a pseudonym and now seeks the Court’s authorization to continue to do so. The DOC Defendants and Defendant Alexander oppose the motion. ECF Nos. 72, 73. Defendants Alpert and Obeng take no position on the motion. ECF No. 77. Doe was assigned female at birth but currently lives and presents in a gender-neutral

fashion. ECF No. 33, ¶ 20. The Amended Complaint alleges that the Pennsylvania Department of Corrections has diagnosed Doe with gender dysphoria, a serious medical condition characterized by strong cross-gender identification and persistent discomfort about one’s assigned sex. Id., ¶ 23. Gender dysphoria is a diagnosable and treatable condition recognized by the American Psychiatric Association and included in the Diagnostic and Statistical Manual of Mental Disorders, Fifth Edition (DSM-V), as well as the World Health Organization’s International Classification of Diseases-10. Id., ¶ 24. Left untreated, gender dysphoria is often associated with dangerous conditions such as depression, substance abuse, self-mutilation, suicidal ideation, and ultimately suicide. Id., ¶ 28. Doe alleges, however, that with appropriate treatment, individuals with gender dysphoria can be fully cured of all symptoms. Id., ¶ 27. In

this action, Doe asserts disability discrimination claims pursuant to Title II of the Americans with Disabilities Act, 42 U.S.C. § 12132, and Section 504 of the Rehabilitation Act, 29 U.S.C. § 794(a), and claims pursuant to 42 U.S.C. § 1983 based on alleged violations of their rights under the Eighth Amendment to the U.S. Constitution. II. DISCUSSION The Court begins its analysis with the general rule that “judicial proceedings, civil as well

as criminal, are to be conducted in public.” Doe v. Megless, 654 F.3d 404, 408 (3d Cir. 2011). See also Fed. R. Civ. P. 10(a) (“The title of the complaint must name all the parties[.]”). Plaintiff’s motion argues that an exception to this general rule applies in this case because “Mx. Doe fears that disclosure of their identity in connection with this lawsuit will not only forcibly ‘out’ them as transgender but lead to further harassment as well as increase their risk of physical and sexual violence.” ECF No. 70, ¶ 6. Plaintiff seeks an order providing:

1. That the following be held confidential by the parties and their agents: Plaintiff’s name, DOC inmate number, SSN, date of birth, and other identifying information such as educational/employment history;

2. Confidentiality on the docket and in pleadings, litigation documents;

3. That all counsel, witnesses, and court personnel refer to Plaintiff as Sam Doe at trial; and

4. Any documents with Plaintiff’s name or identifying information be filed under seal. ECF No. 70-1. To obtain relief such as Doe seeks here, it is not enough that they “may suffer embarrassment or economic harm….”; instead, Doe “must show ‘both (1) a fear of severe harm, and (2) that the fear of severe harm is reasonable.’” Megless, 654 F.3d at 408 (quoting Doe v. Kamehameha Sch./Bernice Pauahi Bishop Estate, 596 F.3d 1036, 1043 (9th Cir. 2010)). “Examples of areas where courts have allowed pseudonyms include cases involving ‘abortion, birth control, transsexuality, mental illness, welfare rights of illegitimate children, AIDS, and homosexuality.’” Id. (quoting Doe v Borough of Morrisville, 130 F.R.D. 612, 614 (E.D. Pa. 1990)). The Court of Appeals for the Third Circuit has endorsed a non-exhaustive list of factors to guide district courts in deciding whether a litigant’s reasonable fear of severe harm outweighs the public’s interest in open judicial proceedings. The factors associated with allowing anonymity include:

(1) the extent to which the identity of the litigant has been kept confidential; (2) the bases upon which disclosure is feared or sought to be avoided, and the substantiality of these bases; (3) the magnitude of the public interest in maintaining the confidentiality of the litigant’s identity; (4) whether, because of the purely legal nature of the issues presented or otherwise, there is an atypically weak public interest in knowing the litigant’s identities; (5) the undesirability of an outcome adverse to the pseudonymous party and attributable to his refusal to pursue the case at the price of being publicly identified; and (6) whether the party seeking to sue pseudonymously has illegitimate ulterior motives. Id. at 409 (citing Doe v. Provident Life and Acc. Ins. Co., 176 F.R.D. 464, 467-68 (E.D. Pa. 1997)). The factors advising against anonymity include: (1) the universal level of public interest in access to the identities of litigants; (2) whether, because of the subject matter of this litigation, the status of the litigant as a public figure, or otherwise, there is a particularly strong interest in knowing the litigant's identities, beyond the public’s interest which is normally obtained; and (3) whether the opposition to pseudonym by counsel, the public, or the press is illegitimately motivated. Id. The Court first considers the extent to which Doe’s identity has been kept confidential. This factor does not support anonymity where the litigant’s identity has never been confidential. See Megless, 654 F.3d at 407, 410 (flyer shared before litigation by defendant identified plaintiff by name and other characteristics). By contrast, this factor favors anonymity where the plaintiff “has kept his transgender status a closely guarded secret, disclosing it only as necessary to comply with legal requirements.” Doe v. Pa. Dep’t of Corr., 2019 WL 5683437, at *3 (M.D. Pa. Nov. 1, 2019).

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Related

Doe v. Megless
654 F.3d 404 (Third Circuit, 2011)
Jane Doe v. The College of New Jersey
997 F.3d 489 (Third Circuit, 2021)
R.F.M. v. Nielsen
365 F. Supp. 3d 350 (S.D. Illinois, 2019)
EW v. New York Blood Center
213 F.R.D. 108 (E.D. New York, 2003)
Doe v. Borough of Morrisville
130 F.R.D. 612 (E.D. Pennsylvania, 1990)
Doe v. Provident Life & Accident Insurance
176 F.R.D. 464 (E.D. Pennsylvania, 1997)

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Bluebook (online)
DALY v. PENNSYLVANIA DEPARTMENT OF CORRECTIONS, Counsel Stack Legal Research, https://law.counselstack.com/opinion/daly-v-pennsylvania-department-of-corrections-pawd-2022.