Cunningham v. Federal Bureau of Prisons

709 F. App'x 886
CourtCourt of Appeals for the Tenth Circuit
DecidedSeptember 21, 2017
Docket17-1054
StatusUnpublished
Cited by3 cases

This text of 709 F. App'x 886 (Cunningham v. Federal Bureau of Prisons) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Cunningham v. Federal Bureau of Prisons, 709 F. App'x 886 (10th Cir. 2017).

Opinion

ORDER AND JUDGMENT *

Harris L Hartz, Circuit Judge

Harold Cunningham, proceeding pro se, appeals the judgment approving the settlement of a class action brought by mentally ill prisoners housed in the federal administrative-maximum facility in Florence, Colorado (ADX). He argues that the settlement was not fair, reasonable, or adequate because it did not provide for money damages. He has requested leave to proceed in forma pauperis (IFP) on appeal. We grant IFP and affirm.

I. Background

We provide a brief description of the background to frame the issues presented for review. In 2012 counsel for several ADX prisoners filed the underlying action alleging that they were denied required mental-health treatment and were so abused by prison personnel that the conditions of their confinement constituted cruel and unusual punishment in violation of the Eighth Amendment. In 2015 counsel submitted a second amended complaint, the operative complaint in the case, seeking class certification for ADX inmates needing mental-health evaluation and treatment. A federal magistrate judge facilitated discovery and settlement negotiations. In November 2016 the plaintiffs filed a proposed settlement agreement setting out the terms of a settlement, including required policies and procedures for diagnosis and treatment of ADX prisoners. The district court held a three-day fairness hearing under Fed. R. Civ. P. 23(a). Several ADX prisoners testified by videotape and others submitted written statements.

The district court noted that the defendant Federal Bureau of Prisons (BOP) “has not admitted an Eighth Amendment violation as to any of the plaintiffs or a systemic violation at ADX.” R. Vol. 1, at 367. Rather, the BOP agreed to the settlement because it recognized the need for new policies and practices for mentally ill inmates at ADX. The court observed that although the case was triable, “[tjhe complexities of such a trial are evident. That is a principal reason for the settlement of this action.” Id. And it pointed out that the settlement could not be relied on in an individual claim against a BOP official or employee brought in a separate Bivens action. See Bivens v. Six Unknown Named Agents of Fed. Bur. of Narcotics, 403 U.S. 388, 91 S.Ct. 1999, 29 L.Ed.2d 619 (1971).

The district court acknowledged that some of the prisoners objected to the settlement because it did not provide for any awards of money damages. But it noted (1) that the operative complaint did not include claims for damages because damage awards against the BOP are barred by sovereign immunity; (2) that even if prisoners had claims for medical negligence under the Federal Tort Claims Act, those claims were not appropriate in a class action because they would not meet the class-action requirements in Rule 23(a) of commonality and typicality; and (3) that any inmate may still pursue an independent Bivens action. The court approved the settlement agreement and later dismissed the action subject to retention of jurisdiction to enforce the agreement.

II. Discussion

We review the district court’s approval of the settlement for abuse of discretion. Fager v. CenturyLink Commc’ns, LLC, 854 F.3d 1167, 1174-75 (10th Cir. 2016). “A district court may approve a proposed settlement only after ‘finding that it is fair, reasonable, and adequate.’” Id. at 1174 (quoting Fed. R. Civ. P. 23(e)(2)).

We liberally view Mr. Cunningham’s pro se filings. See Garrett v. Selby Connor Maddux & Janer, 425 F.3d 836, 840 (10th Cir. 2005). We do not, however, “take on the responsibility of serving as the litigant’s attorney in constructing arguments and searching the record.” Id. Moreover, “pro se parties [must] follow the same rules of procedure that govern other liti•gants.” Id. (internal quotation marks omitted).

Mr. Cunningham first claims that during a hearing in November 2013 the attorney for the class and the magistrate judge agreed to set up a trust fund for payment of money awards to certain prisoners, yet the attorney improperly failed to set it up. 1 But he does not cite to any record evidence for this claim. See Fed. R. App. P. 28(a)(8)(A) (stating appellant’s brief must contain, among other things, citations to the “parts of the record on which the appellant relies”). And what we do have in the record does not support the claim. The attorney for the class discussed this matter during the fairness hearing, informing the court that “there was a discussion of whether there was a way to divert or to set aside an attorney fee award to create some kind of a compensation pool, ... [but] the government declined to consent to that compensation idea.” Aplee. Supp. App. Vol. 9, at 2125-26. It is undisputed that monetary compensation for inmates was not included in the final settlement agreement approved by the court.

Mr. Cunningham also raises an argument based on, his proposed pro se Third Amended Complaint seeking money damages. The district court struck the Third Amended Complaint because (1) it attempted to bring individual damages claims in the class action, (2) Mr. Cunningham was represented by class counsel so the court could not accept pro se filings, and (3) acceptance of an amended complaint would supersede the prior operative class complaint. Mr. Cunningham filed a motion to reconsider. He contends that the BOP’s failure to respond to the motion to reconsider is a concession that the BOP violated his Eighth Amendment rights. Contrary to his characterization of the proceedings, however, the BOP responded to the motion to reconsider. And although the district court did not formally rule on the motion, the court implicitly denied it by dismissing the case. See Fransen v. Conoco, Inc., 64 F.3d 1481, 1489 n.6 (10th Cir. 1995) (district court implicitly denied plaintiffs claim by ruling on defendant’s summary-judgment motion).

Mr. Cunningham next asserts that the settlement agreement should be voided because BOP officials retaliated against him for refusing to agree to the settlement. But he does not identify where he raised a retaliation claim in the district court and he does not argue for the application of plain-error review on appeal. Therefore, the retaliation claim is waived. See Richison v. Ernest Grp., Inc., 634 F.3d 1123, 1130-31 (10th Cir. 2011). Even though we do not consider his retaliation claim in this appeal, we note that the settlement order does not foreclose Mr. Cunningham from bringing a separate action for retaliation.

Mr.

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Bluebook (online)
709 F. App'x 886, Counsel Stack Legal Research, https://law.counselstack.com/opinion/cunningham-v-federal-bureau-of-prisons-ca10-2017.