Cummins v. EG & G SEALOL, INC.

697 F. Supp. 64, 1988 U.S. Dist. LEXIS 11476, 1988 WL 106954
District Court, D. Rhode Island·Decided October 14, 1988·No. Civ. A. 87-0114 L·Published·Cited by 14 cases

Opinion

OPINION AND ORDER

LAGUEUX, District Judge.

This matter is presently before the Court on defendant EG & G Sealol, Inc.’s (“Seal-ol”) motion to amend an interlocutory order so as to certify it for immediate appellate review pursuant to 28 U.S.C. § 1292(b).

Plaintiff James J. Cummins (“Cum-mins”), a former Sealol employee, originally instituted this action for wrongful termination, claiming age discrimination. Recently, Cummins sought leave to amend his complaint to include a state common law tort claim alleging retaliatory discharge by Sealol for Cummins’s refusal to participate in allegedly illegal conduct and for complaining of such conduct to his superiors. Though it is not certain that Rhode Island recognizes a tort cause of action for retaliatory discharge of an employee-at-will for whistleblowing, this Court granted Cum-mins’s motion to amend his complaint. 690 F.Supp. 134 (D.R.I.1988). Sealol now seeks immediate review of this Court’s decision and requests certification of the order to the United States Court of Appeals for the First Circuit.

The issue here is whether a district court should grant § 1292(b) certification of an interlocutory order concerning only one count in a two count case, where that order concerns a question of state law that will likely be certified to the state supreme court for clarification. This Court holds that the extraordinary procedure of § 1292(b) certification is improper in the present case for three reasons. First, the instant matter is not the type of complex and prolonged litigation that would justify § 1292(b) review. Second, in a relatively simple multi-count case, certification of an order that does not affect all of the claims is improper. Third, even were this a single count action, pretrial certification of a disputed state law issue is inappropriate when it is likely that the issue, if it is not rendered moot, will be certified to the state supreme court for consideration. For these reasons Sealol’s motion to amend the order to include a § 1292(b) certification is denied.

BACKGROUND

Sealol employed Cummins from February of 1982 until it terminated his employment effective January 27, 1986. At the time of his discharge, Cummins was the Director of Business Development for Seal-ol. On March 2, 1987, having exhausted his administrative remedies, Cummins filed a single count complaint in this Court alleging that Sealol had intentionally discriminated against him because of his age. In response, Sealol filed an answer denying Cummins’s allegation. In essence Sealol claimed that it discharged Cummins for reasons other than age.

On March 30, 1988, after months of discovery, Cummins filed a motion to amend his complaint. Cummins sought to add a second count claiming that he had been wrongfully terminated for refusing to engage in illegal conduct and for whistleblow-ing. Cummins maintains that Rhode Island recognizes a cause of action, sounding *66 in tort, for retaliatory discharge. This motion was filed pursuant to Fed.R.Civ.P. 15(a), and federal jurisdiction rests on the doctrine of pendent jurisdiction.

In his amended complaint, Cummins re-avers his cause of action for age discrimination in Count I. In Count II, Cummins alleges that in June of 1983 he became aware that Sealol was using inflated prices on certain defense contracts which were for the production of equipment. Cummins claims that he was fired, either in whole or in part, because he criticized Sealol’s purportedly illegal pricing practices and refused to participate in conduct that would perpetuate them. Maintaining that termination for this reason is “contrary to the public policy of the United States and the State of Rhode Island,” Cummins claims that he has a cause of action for wrongful discharge under Rhode Island state law.

On April 13, 1988, Sealol filed an opposition to Cummins’s motion to amend. Sealol earnestly contended that Rhode Island does not recognize a common law action for retaliatory discharge. This Court then heard oral argument and subsequently took the matter under advisement. By an Opinion and Order dated June 30, 1988, 690 F.Supp. 134, this Court held that while it is a close question of law, Rhode Island does implicitly recognize an action sounding in tort for retaliatory discharge. Therefore, Cummins’s motion to amend was granted.

Subsequently, on August 3, 1988, Sealol filed a motion to amend the June 30, interlocutory order to include a statement certifying the order for prompt appellate review pursuant to § 1292(b). In essence, Sealol seeks to have this Court’s determination that Rhode Island recognizes the tort of retaliatory discharge overturned immediately through an interlocutory appeal. Section 1292(b), which governs permissive interlocutory appeals, requires that a district judge certify an order for appellate consideration before a court of appeals will determine whether to review the order. 1

Cummins filed an objection to Sealol’s motion to amend. On August 26,1988, this Court heard oral argument on the motion and took the matter under advisement. It is now in order for decision.

DISCUSSION

Certification for appellate review of an interlocutory order pursuant to § 1292(b) is to be granted only in very rare cases. Generally, the federal courts strictly adhere to the final judgment rule under which only final resolutions of litigation are appeal-able. Section 1292(b) provides an exception to the rule but sets a stringent, three-prong test to be satisfied before permitting interlocutory appeals. Sealol’s motion to amend fails for several reasons under § 1292(b) analysis. First, this case is not the type of protracted litigation that justifies piecemeal appeals. Second, because Sealol is seeking review of an order affecting only one count of a two count complaint in this relatively simple case, certification would not “materially advance the ultimate termination of the litigation.” 28 U.S.C. § 1292(b). Finally, since the dispute concerns an issue of state law, § 1292(b) certification is improper.

As noted, the interlocutory decision that Sealol seeks to have certified for immediate review, is the grant of Cummins’s motion to amend his complaint pursuant to Rule 15(a) of the Federal Rules of Civil Procedure. For all practical purposes, Sealol’s opposition to Cummins’s motion to amend is equivalent to a motion to dismiss Count II for failure to state a claim upon which relief can be granted. Fed.R.Civ.P. 12(b)(6). While this Court might simply note that Rule 15(a) motions are liberally granted and thereby dispose of Sealol’s cer *67 tification motion, the sensible course is to treat Sealol’s § 1292(b) request as though it concerned a motion to dismiss, and thus meet the certification issue head-on.

A. Legal Landscape

Free access — add to your briefcase to read the full text and ask questions with AI

Cummins v. EG & G SEALOL, INC., 697 F. Supp. 64, 1988 U.S. Dist. LEXIS 11476, 1988 WL 106954 (D.R.I. 1988).

697 F. Supp. 64 (Cummins v. EG & G SEALOL, INC.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

Untitled Case
D. Puerto Rico, 2017
Atrion Networking Corp. v. Marble Play, LLC
31 F. Supp. 3d 357 (D. Rhode Island, 2014)
Poole v. Mackey
929 F. Supp. 2d 35 (D. Rhode Island, 2013)
Blue Cross & Blue Shield of Rhode Island v. Korsen
746 F. Supp. 2d 375 (D. Rhode Island, 2011)
Camacho v. Puerto Rico Ports Authority
267 F. Supp. 2d 174 (D. Puerto Rico, 2003)
Estates of Ungar Ex Rel. Strachman v. Pales. Auth.
228 F. Supp. 2d 40 (D. Rhode Island, 2002)
Hulmes v. Honda Motor Company, Ltd.
936 F. Supp. 195 (D. New Jersey, 1996)
Northeast Savings, F.A. v. Geremia (In Re Kalian)
191 B.R. 275 (D. Rhode Island, 1996)
Smith v. Morbark Industries, Inc.
733 F. Supp. 484 (D. New Hampshire, 1990)
Thompson Trading Ltd. v. Allied Lyons PLC
124 F.R.D. 534 (D. Rhode Island, 1989)