BUCHANAN, Judge.
CASE SUMMARY
Appellant-plaintiff Rosita L. Cua (Cua) takes an interlocutory appeal from the trial court's order compelling her to execute a medical information release form and a letter authorizing Cua's physicians to meet and confer ex porte with defense counsel.
We dismiss.
FACTS
On February 22, 1990, Cua was driving her 1985 Cadillac on an Indianapolis street when she was struck by a car driven by Paul Morrison (Morrison). A few weeks later, on March 15, 1990, Cua was driving a 1990 Nissan Sentra onto an exit ramp from southbound I-465 when she was struck from behind by a vehicle driven by Stephen Paterson (Paterson).
Cua filed a single suit against Morrison and Paterson for personal injuries, property damage and loss of income. Cua later amended her complaint to add as a defendant her insurance carrier State Farm Mutual Automobile Insurance Company (State [952]*952Farm), from which Cua sought to recover underinsurance coverage for the accident.
During discovery counsel for Paterson wrote a letter to Cua's attorney acknowledging receipt of reports from Dr. Oestrike (Oestrike) and Dr. Roos (Roos), two of the physicians who treated Cua, and requested that Cua execute a medical release authorizing Paterson's counsel to discuss the reports directly with the physicians. In addition, Paterson's attorney requested that Cua execute a general release authorizing defense counsel to interview all other health care providers who had treated Cua.
On August 12, 1991, Cua's attorney responded to the letter stating that he would agree to formal depositions of Oestrike and Roos, but would not allow Paterson's attorneys to meet with the physicians informally without the presence of counsel for Cua. At Cua's deposition the next day, Paterson's counsel renewed his request, which was again refused.
On August 16, 1991, Paterson filed a motion to compel Cua to execute a medical information release and to execute a letter authorizing her health care providers to confer ex parte with defense counsel. Over Cua's objections, the trial court granted Paterson's motion:
"The Court, having reviewed Defendant, Stephen M. Paterson's 'Motion of Defendant Stephen M. Paterson to Compel Plaintiff Rosita L. Cua to Execute Medical Information Release and to Compel Counsel for Plaintiff to Execute a Letter Authorizing Health Care Providers to Confer with Counsel for this and all Defendants', hereby ORDERS the following:
1. That Plaintiff, Rosita L. Cua, execute an authorization to release medical information identical in all respects to the sample authorization attached hereto as Exhibit A; and,
2. That Plaintiff's attorney, C. Dennis Wegner, execute a letter authorizing any and all health care providers who provided care to Plaintiff to meet and confer with counsel for Defendants in this cause."
Record at 95.
Exhibit A provided in relevant part:
"This release authorizes the physicians, dentists, chiropractors, nurses, therapists, hospitals, clinics, dispensaries, home health care centers, psychiatrists, psychologists, social workers, or any other medical facility or health or social worker or care provider to discuss with, release for copying or provide copies to [defense counsel] ... the following: any and all medical records, reports, X-rays, hospital records, evaluations or tests, photographs, notes, bills, payment schedules, prescriptions, or any other results of investigation, diagnosis, treatment or prognosis concerning injuries, ailments, disabilities, deformities, handicaps or pains claimed by or in connection with the below-described condition of the above plaintiff. This Authorization shall extend to any condition, past or present, of this patient which is in any way causally or historically relevant to the claim of Rosita L. Cua of physical, mental and emotional injuries allegedly resulting from an automobile accident which occurred on or about the 14th day of March, 1990, in the City of Indianapolis, Indiana. This Authorization is made in connection with litigation involving this patient."
Record at 97.
Cua now seeks to appeal the trial court's order pursuant to Indiana Rules of Procedure, Appellate Rule 4(B)(1).
DECISION
Although Paterson raises two issues for our consideration, we must first consider sua sponte whether this court has jurisdiction to hear this appeal:
ISSUE-Whether a party who is compelled to execute a medical release form has the right to seek an interlocutory appeal of the court's order pursuant to A.R. 4(B)(1)?
CONCLUSION-A party does not have a right, under AR. 4(B)(1), to an interlocutory appeal of a discovery order which compels the party to execute a medical release form.
[953]*953Cua says an interlocutory appeal is authorized in this case pursuant to AR. 4(B)(1). See Appellant's Brief at 8. At first blush it would appear that compelling Cua to execute the medical release form provided sufficient grounds under AR. 4(B)(1) to take an interlocutory appeal:
"(B) ... Also, appeal from interlocu tory orders shall be taken to the Court of Appeals in the following cases:
(1) For the payment of money or to compel the execution of any instrument of writing, or the delivery or assignment of any securities, evidence of debt, documents or things in action;" (emphasis supplied).
Despite the broad language employed in 4(B)(1), our supreme court has limited the right to take an interlocutory appeal under this rule:
"The matters which are appealable as of right under Appellate Rule 4(B)(1) involve trial court orders which carry financial and legal consequences akin to those more typically found in final judgments: payment of money, issuance of a debt, delivery of securities; and so on. See, e.g. Newman v. Hadfield (1977), 174 Ind.App. 537, 369 N.E.2d 427 (attorney fees); Schwedland v. Bachman (1987), Ind.App., 512 N.E.2d 445 (delivery of a check)."
State v. Hogan (1991), Ind., 582 N.E.2d 824, 825.
The trial court in Hogan, pursuant to the plaintiff's request, ordered the State to produce certain documents in possession of the Attorney General and certified its order for interlocutory appeal pursuant to AR. 4(B)(6). In response, the plaintiffs claimed that the State's appeal was as of right based on A.R. 4(B)(1) (which provides for an interlocutory appeal when the trial court "compel[s] ... the delivery ... of documents") and the State's appeal was not filed within the time limits provided by that rule. The State countered that the appeal was discretionary pursuant to A.R. 4(B)(6). It was undisputed that the State had met the time requirements of A.R. 4(B)(6).
In accepting transfer, the Supreme Court characterized the issue as: "Is a trial court's order to compel production of documents during discovery appealable as of right under Ind.Appellate Rule 4(B)(1)?" Hogan, supra. at 825. After examining the rule, the supreme court concluded that A.R.
Free access — add to your briefcase to read the full text and ask questions with AI
BUCHANAN, Judge.
CASE SUMMARY
Appellant-plaintiff Rosita L. Cua (Cua) takes an interlocutory appeal from the trial court's order compelling her to execute a medical information release form and a letter authorizing Cua's physicians to meet and confer ex porte with defense counsel.
We dismiss.
FACTS
On February 22, 1990, Cua was driving her 1985 Cadillac on an Indianapolis street when she was struck by a car driven by Paul Morrison (Morrison). A few weeks later, on March 15, 1990, Cua was driving a 1990 Nissan Sentra onto an exit ramp from southbound I-465 when she was struck from behind by a vehicle driven by Stephen Paterson (Paterson).
Cua filed a single suit against Morrison and Paterson for personal injuries, property damage and loss of income. Cua later amended her complaint to add as a defendant her insurance carrier State Farm Mutual Automobile Insurance Company (State [952]*952Farm), from which Cua sought to recover underinsurance coverage for the accident.
During discovery counsel for Paterson wrote a letter to Cua's attorney acknowledging receipt of reports from Dr. Oestrike (Oestrike) and Dr. Roos (Roos), two of the physicians who treated Cua, and requested that Cua execute a medical release authorizing Paterson's counsel to discuss the reports directly with the physicians. In addition, Paterson's attorney requested that Cua execute a general release authorizing defense counsel to interview all other health care providers who had treated Cua.
On August 12, 1991, Cua's attorney responded to the letter stating that he would agree to formal depositions of Oestrike and Roos, but would not allow Paterson's attorneys to meet with the physicians informally without the presence of counsel for Cua. At Cua's deposition the next day, Paterson's counsel renewed his request, which was again refused.
On August 16, 1991, Paterson filed a motion to compel Cua to execute a medical information release and to execute a letter authorizing her health care providers to confer ex parte with defense counsel. Over Cua's objections, the trial court granted Paterson's motion:
"The Court, having reviewed Defendant, Stephen M. Paterson's 'Motion of Defendant Stephen M. Paterson to Compel Plaintiff Rosita L. Cua to Execute Medical Information Release and to Compel Counsel for Plaintiff to Execute a Letter Authorizing Health Care Providers to Confer with Counsel for this and all Defendants', hereby ORDERS the following:
1. That Plaintiff, Rosita L. Cua, execute an authorization to release medical information identical in all respects to the sample authorization attached hereto as Exhibit A; and,
2. That Plaintiff's attorney, C. Dennis Wegner, execute a letter authorizing any and all health care providers who provided care to Plaintiff to meet and confer with counsel for Defendants in this cause."
Record at 95.
Exhibit A provided in relevant part:
"This release authorizes the physicians, dentists, chiropractors, nurses, therapists, hospitals, clinics, dispensaries, home health care centers, psychiatrists, psychologists, social workers, or any other medical facility or health or social worker or care provider to discuss with, release for copying or provide copies to [defense counsel] ... the following: any and all medical records, reports, X-rays, hospital records, evaluations or tests, photographs, notes, bills, payment schedules, prescriptions, or any other results of investigation, diagnosis, treatment or prognosis concerning injuries, ailments, disabilities, deformities, handicaps or pains claimed by or in connection with the below-described condition of the above plaintiff. This Authorization shall extend to any condition, past or present, of this patient which is in any way causally or historically relevant to the claim of Rosita L. Cua of physical, mental and emotional injuries allegedly resulting from an automobile accident which occurred on or about the 14th day of March, 1990, in the City of Indianapolis, Indiana. This Authorization is made in connection with litigation involving this patient."
Record at 97.
Cua now seeks to appeal the trial court's order pursuant to Indiana Rules of Procedure, Appellate Rule 4(B)(1).
DECISION
Although Paterson raises two issues for our consideration, we must first consider sua sponte whether this court has jurisdiction to hear this appeal:
ISSUE-Whether a party who is compelled to execute a medical release form has the right to seek an interlocutory appeal of the court's order pursuant to A.R. 4(B)(1)?
CONCLUSION-A party does not have a right, under AR. 4(B)(1), to an interlocutory appeal of a discovery order which compels the party to execute a medical release form.
[953]*953Cua says an interlocutory appeal is authorized in this case pursuant to AR. 4(B)(1). See Appellant's Brief at 8. At first blush it would appear that compelling Cua to execute the medical release form provided sufficient grounds under AR. 4(B)(1) to take an interlocutory appeal:
"(B) ... Also, appeal from interlocu tory orders shall be taken to the Court of Appeals in the following cases:
(1) For the payment of money or to compel the execution of any instrument of writing, or the delivery or assignment of any securities, evidence of debt, documents or things in action;" (emphasis supplied).
Despite the broad language employed in 4(B)(1), our supreme court has limited the right to take an interlocutory appeal under this rule:
"The matters which are appealable as of right under Appellate Rule 4(B)(1) involve trial court orders which carry financial and legal consequences akin to those more typically found in final judgments: payment of money, issuance of a debt, delivery of securities; and so on. See, e.g. Newman v. Hadfield (1977), 174 Ind.App. 537, 369 N.E.2d 427 (attorney fees); Schwedland v. Bachman (1987), Ind.App., 512 N.E.2d 445 (delivery of a check)."
State v. Hogan (1991), Ind., 582 N.E.2d 824, 825.
The trial court in Hogan, pursuant to the plaintiff's request, ordered the State to produce certain documents in possession of the Attorney General and certified its order for interlocutory appeal pursuant to AR. 4(B)(6). In response, the plaintiffs claimed that the State's appeal was as of right based on A.R. 4(B)(1) (which provides for an interlocutory appeal when the trial court "compel[s] ... the delivery ... of documents") and the State's appeal was not filed within the time limits provided by that rule. The State countered that the appeal was discretionary pursuant to A.R. 4(B)(6). It was undisputed that the State had met the time requirements of A.R. 4(B)(6).
In accepting transfer, the Supreme Court characterized the issue as: "Is a trial court's order to compel production of documents during discovery appealable as of right under Ind.Appellate Rule 4(B)(1)?" Hogan, supra. at 825. After examining the rule, the supreme court concluded that A.R. 4(B)(1) was intended to apply to trial court orders which carry financial and legal consequences and that A.R. 4(B)(1) was "not designed to create an appeal as of right from every order to produce documents during discovery." Id. at 825; See also Greyhound Lines, Inc. v. Vanover (1974), 160 Ind.App. 289, 311 N.E.2d 632.
Likewise in Western Union Tel. Co. v. Locke (1886), 107 Ind. 9, 7 N.E. 579 our supreme court, under the statutory predecessor to A.R. 4(B)(1),1 concluded that a party did not have a right to take an interlocutory appeal from a court order compelling the production of a document:
"We cannot bring our minds to the conclusion that this statute was intended to give the right of appeal in every case where there is an order for the production of a document for use as evidence on the trial; and unless this right of appeal exists in every case, whether the instrument directed to be produced be a promissory note, a receipt, a lease, or a deed, it exists in none. It is easy to see that the administration of justice might be seriously embarrassed, and vexatious delays secured, if appeals could be taken in every case where a written instrument is ordered to be produced for use as evidence on the trial of the cause."
Id. at 14, 7 N.E. at 582 (emphasis supplied).
Hogan, Western Union and Greyhound Lines stand for the proposition that a discovery order requiring a party to produce documents does not constitute a "delivery of documents" so as to provide the [954]*954compelled party with the right to pursue an interlocutory appeal of the order under AR. 4(B)(1) or its statutory predecessor. This case involves a similar situation-whether a discovery order compelling a party to execute a medical release form is "compel[ling] the execution of any instrument of writing" as provided by AR. 4(B)(1). Although this precise issue has not yet been addressed in a published decision,2 we conclude that the principle enunciated by our supreme court in Hogan and Western Union must prevail. AR. 4(B)(1) is not intended to entitle parties to appeal discovery orders simply because the court requires a party to deliver or sign a document. See Hogan, supra; Western Union, supra; Greyhound Lines, supra. Rather 4(B)(1) is intended to provide for a right to appeal trial court orders which carry financial and legal consequences similar to those more often found in final judgments, i.e. the payment of money, issuance of a debt, delivery of securities, and so on. Hogan, supra; see e.g. Newman, supra; Schwedland, supra.
While Cua does not have a right to appeal the trial court's order compelling her to execute the release under AR. 4(B)(1), she could have asked the trial court to certify the discovery order for an interlocutory appeal pursuant to A.R. 4(B)(6). This she failed to do. As this is not a proper interlocutory appeal under 4(B)(1) and this matter was not certified pursuant to 4(B)(6), this court has no choice but to dismiss the appeal. Hogan, supra.
Case dismissed.
SHARPNACK, C.J., concurs.
SULLIVAN, J., concurs with separate opinion in which SHARPNACK, C.J., concurs.