Cruz v. Commissioner of Social Security

District Court, S.D. New York·Decided July 19, 2021·No. 7:20-cv-01045·Unknown

Opinion

Wh DNAAL” TD ain’ A eee RON Ee Be i wen rr” SEE AARNE RE FE NR EE NR ON RR HARPER □□ □□□□□ on the pleadings is denied, and the Commissioner's cross-motion for judgment on the pleadings is granted. of Court is respectfully directed to terminate Docs. 16 and 18, enter judgment for the Commissioner, and the UNITED STATES DISTRICT COURT S : SOUTHERN DISTRICT OF NEW YORK ee DR f? bok DIANA CRUZ O/B/O AET, (A Ht yA Eek bax 7/19/21 CATHY SEIBEL, U.S.D.J. Plaintiff, REPORT AND -against- RECOMMENDATION ANDREW SAUL, 20 Civ. 1045 (CS)(JCM) COMMISSIONER OF SOCIAL SECURITY, Defendant. wn eK To the Honorable Cathy Seibel, United States District Judge: Plaintiff Diana Cruz (‘Plaintiff’) commenced this action pursuant to 42 U.S.C. § 405(g), challenging the decision of the Commissioner of Social Security (“Commissioner”), which denied Plaintiffs application for Child Supplemental Security Income (“SST”) benefits on behalf of her minor daughter (““A.E.T.”). (Docket No. 1). Presently before the Court are: (1) Plaintiff's motion for judgment on the pleadings pursuant to Rule 12(c) of the Federal Rules of Civil Procedure, (Docket No. 16), accompanied by Plaintiff's memorandum of law, (Docket No. 17) (“Pl. Br.”); and (2) the Commissioner’s cross-motion for judgment on the pleadings, (Docket No. 18), accompanied by the Commissioner’s memorandum of law, (Docket No. 19) (“Comm’r Br.”). For the reasons that follow, I respectfully recommend that Plaintiff's motion be denied and the Commissioner’s cross-motion be granted. I. BACKGROUND On April 24, 2015, Plaintiff applied for SSI on behalf of A.E.T., alleging that A.E.T. was disabled beginning April 1, 2015. (R.! 10). Plaintiff's application was initially denied on August

' Refers to the certified administrative record of proceedings relating to Plaintiff’s application for social security benefits, filed in this action on August 3, 2020. (Docket No. 13). All page number citations to the certified administrative record refer to the page number assigned by the SSA. -l-

26, 2015, (id.), after which she requested a hearing, (id.). A hearing was held on October 2, 2017 before Administrative Law Judge (“ALJ”) David Suna (“ALJ Suna”). (R. 58–85). ALJ Suna issued a decision on December 29, 2017 denying Plaintiff’s claim. (R. 10–27). Plaintiff requested review by the Appeals Council, which denied her request on September 28, 2018, (R.

1–3), making the ALJ’s decision ripe for review. A. Medical Evidence After the Disability Onset Date A.E.T. was born on January 19, 2006. (R. 243). At all relevant times, A.E.T. was older than 6 years old, but had not yet attained the age of 12, and was therefore a school-age child as defined by the Social Security Act (“Act”). See 20 C.F.R. § 416.926a. A.E.T. received treatment during the relevant period from various medical professionals for Attention-Deficit/ Hyperactivity Disorder (“ADHD”), oppositional defiant disorder (“ODD”), and insulin- dependent diabetes mellitus (“IDDM”). 1. Opinions of Treating Health Care Professionals i. Yolaine St. Louis, M.D.

A.E.T. was treated by Yolaine St. Louis, M.D. (“Dr. St. Louis”), a pediatric endocrinologist at Bronx-Lebanon Hospital (“Bronx-Lebanon”), from November 27, 2013 to March 18, 2015. (R. 356). Dr. St. Louis prepared a Physician’s Report for a Child’s Claim of Disability on January 9, 2015, in which she noted that A.E.T. was diagnosed with IDDM, a mood disorder and disruptive behavior. (R. 356–61). Dr. St. Louis additionally indicated that A.E.T. had a learning disability but stated that she could not assess the extent of the disability in her role as an endocrinologist. (R. 359). Dr. St. Louis described A.E.T.’s diabetes control as “poor” and remarked that A.E.T. took Lantus and Novolog to better control her IDDM, neither of which limited her activities. (R. 357–58). Subsequent to a March 18, 2015 appointment, Dr. St. Louis reported that A.E.T.’s glucose levels were erratic, ranging from 76 to 425, and were “too often over 200.” (R. 459). Dr. St. Louis remarked that although Plaintiff tracked A.E.T.’s glucose readings in a logbook, “the readings in the book do not match those in the meter,” and “[Plaintiff] tends to record only the

near normal readings.” (Id.). A.E.T.’s physical examination was “unremarkable” at this appointment. (Id.). After a July 21, 2015 appointment, Dr. St. Louis wrote in A.E.T.’s treatment notes that A.E.T. had missed several sessions and that Plaintiff struggled to help A.E.T. comply with her treatment regimen. (R. 458). A.E.T.’s glucose levels remained erratic and were “very frequent[ly]” as high as 500. (Id.). Plaintiff admitted that she sometimes forgets to give A.E.T. her medication before she eats, as prescribed. (Id.). Dr. St. Louis also observed that A.E.T.’s diet was “poor,” that she throws tantrums when she is not given cookies and candy, and that A.E.T.’s father sometimes tells A.E.T. that “she is on ‘too much’ insulin.” (Id.). Dr. St. Louis recommended that A.E.T.’s parents attend a session on diabetes education. (Id.).

ii. Ellis Armstein, M.D. Ellis Armstein, M.D. (“Dr. Armstein”), a pediatrician at Bronx-Lebanon, treated A.E.T. from August 2008 to February 2012 and evaluated A.E.T. on February 17, 2012.2 (R. 366–70). Dr. Armstein concluded in his evaluation that A.E.T. had marked limitations in the following areas: “initiating interaction or conversation” and “unintelligible speech when talking,” which are subcategories of the interacting and relating with others domain; “keeping pace with other children,” a subcategory of the attending and completing tasks domain; and “organizing self and belongings” and “maintaining ownership of space,” which are subcategories of the caring for

2 As noted infra, Section I(A)(3)(i), Dr. Armstein continued to observe A.E.T. until 2014, (R. 462), but did not provide a subsequent evaluation concerning A.E.T.’s functional limitations. oneself domain. (R. 368–69). Dr. Armstein further concluded that A.E.T. had extreme limitations in the following areas: “unprovoked hostility” and “talking constantly,” subcategories of the interacting and relating with others domain; “following through on instructions,” “carrying out simple instructions,” and “concentrating without adult supervision,” subcategories of the

attending and completing tasks domain; “hurtful behavior,” “following safety rules/avoiding danger,” and “crying for no apparent reason,” subcategories of the caring for oneself domain; participating in physical education, a subcategory of the moving about and manipulating objects domain; and taking medication that may impair the child’s concentration and taking medication at school, subcategories of the health and physical well-being domain. (R. 368–70). iii. Montefiore Behavioral Health Center Evaluation The record includes a Children’s Mental and Psychological Impairment Evaluation prepared by a provider from Montefiore Behavioral Health Center3 who treated A.E.T. from February 9, 2015 to April 23, 2015. (R. 362). The evaluator concluded that A.E.T. had less than marked difficulties in acquiring and using information, attending and completing tasks, caring for oneself, and health and physical well-being. (R. 364–65). The evaluator further determined

that the interacting and relating with others domain was “not applicable.” (R. 365). The evaluator did not assess A.E.T.’s functioning in the moving about and manipulating objects domain. (Id.). 2. Opinions of Nontreating Health Care Professionals The following nontreating health care professionals provided opinions concerning A.E.T.’s functioning: (1) Leslie A. Wilson, M.D. (“Dr.

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