Crumpton v. Most

12 Misc. 3d 575
CourtNew York Supreme Court
DecidedApril 17, 2006
StatusPublished

This text of 12 Misc. 3d 575 (Crumpton v. Most) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Crumpton v. Most, 12 Misc. 3d 575 (N.Y. Super. Ct. 2006).

Opinion

OPINION OF THE COURT

Raymond E. Cornelius, J.

An application has been made by Debra Crumpton for an order approving a proposed settlement, in the above-captioned action, on behalf of the two infant plaintiffs. Unless there has been an appointment of a guardian ad litem, as provided by CPLR 1202, a person under the age of 18 may only appear by one of the other representatives enumerated in CPLR 1201. These would include a guardian of the property, or if there be none, a parent having legal custody, or if no such parent, by another having legal custody, or if the infant is married, by an adult coresident spouse. In the event of a settlement on behalf of such an infant, a motion for approval must be made to the court by one of these representatives as provided in CPLR 1207. In the pending matter, both the affidavit of Debra Crumpton and plaintiffs counsel assert that she is the grandmother and “legal guardian” for the two infant plaintiffs.

The procedure for settlement of a civil action on behalf of a person under the age of 18 is set forth in some detail in CPLR 1208, which requires, among other information to be submitted to the court, an affidavit from the representative, an attorney affidavit, and medical or hospital reports.1 The affidavit submitted on behalf of Debra Crumpton indicates that the children, who were 13 and 11 years of age respectively at the time of the application, have resided with her at least since 1996. She further states that during that year she and the children moved into an apartment of a building located at 18 Kappel Place, Rochester, New York, which was owned by the defendant, Stuart Most. Ms. Crumpton asserts that there was “extensive chipping and peeling in the interior and exterior of the apartment,” and that the landlord failed to take any remedial action to correct this paint condition. A report from the Lead Poisoning Prevention Program of the Monroe County Department of Health confirms lead paint violations were found following an inspection on September 26, 1996.

According to Debra Crumpton, she and the children moved out of 18 Kappel Place in early 1997. Laboratory tests, which [577]*577were submitted to a pediatrician, indicate that during August 1996 and thereafter both children had blood lead concentrations greater than the 10 micrograms per deciliter which is the level of concern as determined by the Centers for Disease Control and Prevention.2 Ms. Crumpton alleges that both of her grandsons have sustained cognitive damages resulting in developmental delays, and, at present, are performing below their respective grade levels in school.

Before approving the proposed settlement for each child, the court requested documentation of Debra Crumpton’s authority to make this application as guardian for her grandchildren. In response, counsel provided a copy of what purports to be a power of attorney executed by Tanya Crumpton, natural mother of the children, on October 14, 2003. It appears that Tanya Crumpton executed this instrument while incarcerated at the federal prison in Danbury, Connecticut, and it is the court’s understanding that she continues to be an inmate of this facility at the present time. In relevant part, the power of attorney recites that Tanya Crumpton has appointed Debra Crumpton to have “full power-of-attorney . . . with respect to the care and temporary custody” of her children, as follows:

“[I]n matters affecting including but not limited to, medical needs (including consent to emergency and routine medical care, any necessary hospitalization, inoculation, psychiatric or psychological treatment, surgical or dental care, administration of anesthesia), schooling, (including consent to any and all educational and cultural experiences,) public assistance (including AFDC, Food Stamps), Medicaid, legal matters, and all other matters pertaining to the well-being of my children.”

Also, Tanya Crumpton, in this document, asserts that it is her intention to resume responsibility and full custody of her children upon her release from prison. Thus, the question arises whether or not this power of attorney was legally sufficient to confer upon Debra Crumpton authority to make application for an infant settlement under CPLR article 12.

First, contrary to the representation contained in her affidavit, as well as her attorney’s affidavit, it is clear that Debra Crumpton is not the legal guardian for the two children. A guardian for an infant may be appointed by a court order, pur[578]*578suant to CPLR 1210 or Surrogate’s Court Procedure Act § 1701, by following the statutory procedures contained in these respective laws. For example, CPLR 1210 requires a formal petition to be submitted by the infant, if over the age of 14 years, or a relative or a friend, followed by a hearing to be conducted by the court. Alternatively, Domestic Relations Law § 81 provides that upon the death of one parent, the other parent may, by deed or last will, appoint a third person as guardian. In the pending matter there is no indication that the father of either child is deceased, or, indeed, any information about them. Accordingly, the court concludes that the power of attorney is ineffective to confer guardianship upon the grandmother, even assuming that it were otherwise properly executed and recorded as required (Domestic Relations Law § 81).

As aforementioned, in the absence of a guardian or parent CPLR 1201 does make provision for an infant to appear in a legal action by another person having legal custody. The question then becomes whether or not the power of attorney, executed by the mother in the State of Connecticut, is legally sufficient to confer legal custody to the grandmother.

Recently, one member of a three-judge panel for the United States Court of Appeals, Third Circuit, observed that “New York law . . . does not define the term legal custody.’ . . . Nor does any case from the Court of Appeals, New York’s highest court, define or explicate the phrase” (Bagot v Ashcroft, 398 F3d 252, 261 [3d Cir 2005]). This decision involved a deportation proceeding, under the Immigration and Nationality Act, and one member of the court found it necessary to attempt to discern the meaning of the concept under New York law. The judge only found three reported cases containing some indication of what New York courts believe constitutes “legal custody,” two of which were decided in the context of CPLR article 12 (Otero v State of New York, 159 Misc 2d 35 [1993]; Villafane v Banner, 87 Misc 2d 1037 [1976]). As discussed in the Circuit Court’s decision, in situations involving the separation of natural parents, these New York decisions, in addition to physical custody, require a judicial decree. Villafane involved a grandmother who had “informal custody” of a child, but the court determined that, although married parents may share legal custody for purposes of CPLR 1201, if separated, legal custody would require a judicial decree.

Exceptional circumstances are required before a court may grant an order awarding custody to a nonparent. The New York [579]*579State Court of Appeals has held that “[n]o court can, for any but the gravest reasons, transfer a child from its natural parent to any other person . . . , since the right of a parent, under natural law, to establish a home and bring up children is a fundamental one and beyond the reach of any court” (People ex rel. Portnoy v Strasser, 303 NY 539, 542 [1952], citing Meyer v Nebraska, 262 US 390, 399 [1923]).

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Related

Mast, Foos & Co. v. Stover Manufacturing Co.
177 U.S. 485 (Supreme Court, 1900)
Meyer v. Nebraska
262 U.S. 390 (Supreme Court, 1923)
Ehrlich-Bober & Co. v. University of Houston
404 N.E.2d 726 (New York Court of Appeals, 1980)
People ex rel. Portnoy v. Strasser
104 N.E.2d 895 (New York Court of Appeals, 1952)
J. Zeevi & Sons, Ltd. v. Grindlays Bank
333 N.E.2d 168 (New York Court of Appeals, 1975)
Bennett v. Jeffreys
356 N.E.2d 277 (New York Court of Appeals, 1976)
Villafane v. Banner
87 Misc. 2d 1037 (New York Supreme Court, 1976)
Otero v. State
159 Misc. 2d 35 (New York State Court of Claims, 1993)

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Bluebook (online)
12 Misc. 3d 575, Counsel Stack Legal Research, https://law.counselstack.com/opinion/crumpton-v-most-nysupct-2006.