Crum v. Alabama

453 F. Supp. 2d 1323, 2001 U.S. Dist. LEXIS 26101
CourtDistrict Court, M.D. Alabama
DecidedJuly 9, 2001
DocketNo. CIV.A.94-T-356-N
StatusPublished
Cited by2 cases

This text of 453 F. Supp. 2d 1323 (Crum v. Alabama) is published on Counsel Stack Legal Research, covering District Court, M.D. Alabama primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Crum v. Alabama, 453 F. Supp. 2d 1323, 2001 U.S. Dist. LEXIS 26101 (M.D. Ala. 2001).

Opinion

ORDER

MYRON H. THOMPSON, District Judge.

Pending before the court is defendants’ motion to disqualify plaintiffs’ counsel Robert L. Wiggins, Jr. and his law firm, Gordon, Silberman, Wiggins & Childs (GSWC). Defendants claim that Wiggins [1328]*1328violated Rules 4.2, 1.6 through 1.9, and 1.16 of the Alabama Rules of Professional Conduct and the American Bar Association Model Rules of Professional Conduct, when he made ex parte contact with two employees of the State of Alabama. Defendants also claim that, if Wiggins is disqualified, his law firm should also be disqualified under Rule 1.10. The parties have submitted evidence and briefs to the court, and, although given the opportunity, they all declined an evidentiary hearing and oral argument.1 For the reasons set forth below, the court denies defendants’ motion to disqualify.

/. FACTUAL BACKGROUND

As recently summarized by the Eleventh Circuit Court of Appeals, this case, which is commonly referred to as Crum, results from the following: “On March 24, 1994, [this court] consolidated several race discrimination cases brought by African-Americans against the State of Alabama, and several of its boards, departments, and agencies; they also sued the Governor of Alabama and other state officials in both their individual and official capacities. Some of the cases were class actions in which plaintiffs sued on behalf of themselves and all other black persons who are employed, have been employed, or who may in the future be employed by the defendants. Plaintiffs claim[], inter alia, discrimination against African-Americans in layoffs, recalls from layoffs, terminations, discipline, hiring, rehiring, evaluations, compensation, transfers, job duty assignments, recruitment, screening, selection procedures, denial of promotions, demotions, rollbacks, sick leave, subjective decision-making practices, and other terms and conditions of employment which have resulted in disparate impact and treatment of the plaintiff[s] and the plaintiff class.” In re Employment Discrimination Litigation Against the State of Alabama: Crum v. Alabama, 198 F.3d 1305, 1308-1309 (11th Cir.1999). Plaintiffs seek declaratory and equitable relief under Title VII of the Civil Rights Act of 1964, as amended, 42 U.S.C.A. §§ 1981a, 2000e through 2000e-17 and 42 U.S.C.A. §§ 1981 and 1983.

Shortly thereafter, in May 1994, on the advice of a local attorney, Martin Gut-mann, Assistant Director of the Tuscaloosa County Department of Human Resources, telephoned Wiggins to set up an appointment to discuss problems he was experiencing at work.2 Other than generally that he felt he had suffered an improper retaliatory demotion, he did not go into details.

On May 24, Gutmann met with Wiggins. In a conversation which was initially limited to ferreting out any possible conflicts, Gutmann related his concerns: that he had been demoted; that there had been an investigation of internal EEO charges by two African-American employees, Dorothy Carson and Wilson Morgan; that the Tuscaloosa County Department of Human Resources claimed to have demoted Gutmann as result of the EEO investigation; and that Gutmann had neither done nor said anything racially discriminatory. Gut-mann further indicated in passing that he [1329]*1329was an employee of both the County Resources Department and the Alabama Department of Human Resources. On learning this last fact — that is, the connection between the county and state departments, which Wiggins did not know before- — Wiggins immediately terminated the conversation and informed Gutmann that he could not represent him because he already represented the plaintiff class in this case, that is, Crum. Wiggins did not inquire about any of the facts related to the claims of Carson and Morgan.

In the meantime, Carson and Morgan were referred to GSWC; Carson and Morgan sought out the law firm and not vice versa. GSWC filed EEOC charges on behalf of Carson and Morgan.

In addition, Suzanne Clement, a white female, contacted GSWC, seeking help on a claim that the Tuscaloosa County Human Resources Department was retaliating against her for opposing race discrimination against black employees. In November 1995, Mike Quinn, an attorney with GSWC, filed a federal lawsuit in the Northern District of Alabama, Clement v. State of Alabama, civil action no. 95-C-2802-W (N.D.Ala.), charging that the State of Alabama and others had violated of Title VII, § 1981, and other civil rights statutes. Before Quinn filed the Clement complaint, Wiggins had never heard of Clement.

On May 24, 1996, defendants in this, the Crum, matter filed a motion to disqualify Wiggins claiming that he conducted ex parte interviews of Gutmann and Clement, represented these individuals as clients even though a conflict existed with the interests of the Crum plaintiffs, and breached Gutmann’s expectation of confidentiality by subsequently using information conveyed during the screening interview to Gutmann’s detriment. Defendants also allege that Clement actively opposed the promotion of Morgan to supervisor of the Family Options Unit of the Tuscaloosa County Human Resources Department, which defendants claimed forms the basis of Morgan’s suit against them. Defendants contend that because Wiggins is representing both a party claiming racial discrimination and a party who allegedly committed such discrimination, Wiggins has a conflict of interest and cannot zealously advocate for both parties.

In Clement, defendants, including the State of Alabama, also moved to disqualify GSWC on the same grounds asserted in Crum. After receiving evidence, the district judge in Clement found the motion to be not only without merit, but also that the State had violated Rule 11 of the Federal Rules of Civil Procedure, and he imposed Rule 11 sanctions. Clement won her case on the merits, and defendants appealed.

On April 30, 1999, in an unpublished opinion, the Eleventh Circuit affirmed the judgment in Clement’s favor and expressly upheld the Rule 11 sanctions that had been imposed against defendants. The appellate court wrote: “Finally, the defendants contend that the district court abused its discretion in refusing to disqualify plaintiffs lawyers and in ordering sanctions for filing the motion to disqualify. We conclude that the defendants failed to show that the district court abused its discretion by denying the defendantsf] motion for disqualification and imposing sanctions on the defendants for filing such a motion.”

II. COLLATERAL ESTOPPEL

Plaintiffs in Crum argue that this court need not reach defendants’ disqualification claims because defendants are collaterally estopped by the Clement proceedings from re-litigating the claims. The collateral estoppel doctrine generally provides that a party is barred from re-litigating an issue if the following elements [1330]

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Related

In Re Employment Discrimination Litigation Al
453 F. Supp. 2d 1323 (M.D. Alabama, 2001)

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Bluebook (online)
453 F. Supp. 2d 1323, 2001 U.S. Dist. LEXIS 26101, Counsel Stack Legal Research, https://law.counselstack.com/opinion/crum-v-alabama-almd-2001.