Crown v. Danby Fire District

676 F. App'x 87
CourtCourt of Appeals for the Second Circuit
DecidedJanuary 24, 2017
Docket16-1059-cv
StatusUnpublished
Cited by1 cases

This text of 676 F. App'x 87 (Crown v. Danby Fire District) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Crown v. Danby Fire District, 676 F. App'x 87 (2d Cir. 2017).

Opinion

SUMMARY ORDER

Plaintiff Adam Crown appeals from an award of summary judgment in favor of defendants on his claim of constructive discharge in retaliation for the exercise of First Amendment rights. Crown argues that the district court erred in (1) denying him summary judgment on liability based on a prior favorable state administrative decision, and (2) granting summary judgment (a) to individual defendants based on qualified immunity, and (b) to municipal defendants in light of Monell v. Department of Social Services of the City of New York, 436 U.S. 658, 98 S.Ct. 2018, 56 L.Ed.2d 611 (1978). We review de novo the district court’s adverse collateral-estoppel conclusion, see Matusick v. Erie Cty. Water Auth., 757 F.3d 31, 45 (2d Cir. 2014), and its summary judgment award; “construing the evidence in the light most favorable to the non-moving party and drawing all reasonable inferences in its favor,” Mitchell v. City of New York, 841 F.3d 72, 77 (2d Cir. 2016) (internal quotation marks omitted). We assume the parties’ familiarity with the facts and record of prior proceedings, which we reference only as necessary to explain our decision to affirm in part, vacate in part, and remand.

1. Collateral Estoppel

Crown argues that the district court erred in failing to give collateral-estoppel effect to the New York State Industrial Board of Appeals’s (“IBA’s”) decision that the Danby Fire District’s professed reason for preparing disciplinary charges against Crown—his use of a copy of the Fire Chiefs signature as authorization to enroll in a training course—was pretextual. Defendants argue that the IBA proceeding did not, in fact, decide the First Amendment retaliation issue presented here, and in any event, that they *90 were not in privity with a party to that proceeding. Agreeing with the latter contention, we need not reach the former.

The preclusive effect in federal court of a state agency decision is a question of state law. See Matusick v. Erie Cty. Water Auth., 757 F.3d at 45. Under New York law, collateral estoppel—also known as issue preclusion—precludes relitigation of an identical issue decided against a party in a prior adjudication, see ABN AMRO Bank, N.V. v. MBIA Inc., 17 N.Y.3d 208, 226, 928 N.Y.S.2d 647, 657, 952 N.E.2d 463 (2011), or against someone in privity with that party, see Buechel v. Bain, 97 N.Y.2d 295, 304-05, 740 N.Y.S.2d 252, 257, 766 N.E.2d 914 (2001) (defining “privity” to include “successors to a property interest, those who control an action although not formal parties to it, those whose interests are represented by a party to the action, and ... coparties to a prior action,” although all “[djoubts should be resolved against imposing preclusion to ensure that the party to be bound can be considered to have had a full and fair opportunity to litigate” (internal quotation marks omitted)). Where privity is established, collateral estoppel applies when the issue raised in the subsequent litigation is “[1] identical to a material issue that was [2] necessarily decided by the [prior] administrative tribunal and [3] where there was a full and fair opportunity to litigate before that tribunal.” Auqui v. Seven Thirty One Ltd. P’ship, 22 N.Y.3d 246, 255, 980 N.Y.S.2d 345, 348, 3 N.E.3d 682 (2013).

We need not decide whether Crown’s First Amendment claim here presents the same issue as that before the IBA because that proceeding constituted an appeal from a New York Department of Labor (“DOL”) decision summarily dismissing Crown’s administrative complaint, see N.Y. Labor Law § 27-a(10), which proceeding Crown litigated solely against the Commissioner of Labor, not defendants, see id. § 101(1), § 102(2) (establishing IBA review of DOL orders in action against DOL). Defendants were not in “privity” with DOL for purposes of that proceeding because they shared no property interest with DOL, in no way controlled the action, and were not otherwise adequately represented. See Buechel v. Bain, 97 N.Y.2d at 304, 740 N.Y.S.2d at 257-58, 766 N.E.2d 914. But cf. Newsday, Inc. v. Ross, 80 A.D.2d 1, 7-8, 437 N.Y.S.2d 376, 381 (2d Dep’t 1981) (finding privity between private actor and Industrial Commissioner where Commissioner was assignor of plaintiffs wage-supplement claim). Rather, defendants appeared in that proceeding only as witnesses, and while defendants’ prior attorney was in attendance, the record does not demonstrate that he was permitted to advance argument, call witnesses, or present a defense. Thus, in the absence of an apparent privity relationship or defendants’ full and fair opportunity to litigate before the IBA, see Auqui v. Seven Thirty One Ltd. P’ship, 22 N.Y.3d at 255, 980 N.Y.S.2d at 348, 3 N.E.3d 682, and resolving all doubts against imposing preclusion, see Buechel v. Bain, 97 N.Y.2d at 305, 740 N.Y.S.2d at 258, 766 N.E.2d 914, we here conclude that the IBA’s pretext determination does not foreclose defendants from challenging Crown’s First Amendment claim.

Accordingly, we affirm the denial of plaintiffs motion for partial summary judgment.

2. Qualified Immunity

At the same time, we conclude that, on the record presented, defendants were not entitled to summary judgment on qualified immunity grounds.

“Qualified immunity shields law enforcement officers from § 1983 claims for money damages provided that their conduct *91 does not violate clearly established constitutional rights of which a reasonable person would have been aware.” Zalaski v, City of Hartford, 723 F.3d 382, 388 (2d Cir. 2013) (citing Ashcroft v. al-Kidd, 563 U.S. 731, 735, 131 S.Ct. 2074, 179 L.Ed.2d 1149 (2011)). At the summary judgment phase, such a conclusion can be reached only where the facts are undisputed or viewed in the light most favorable to the nonmovant. See Ricciuti v. Gyzenis, 834 F.3d 162, 169 (2d Cir. 2016).

Our precedent has long established that a firefighter’s criticisms of a fire department for deficiencies in training, discipline, and morale, see Janusaitis v. Middlebury Volunteer Fire Dep’t, 607 F.2d 17, 25 (2d Cir. 1979), and for limitations on access to public records, see Donahue v.

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676 F. App'x 87, Counsel Stack Legal Research, https://law.counselstack.com/opinion/crown-v-danby-fire-district-ca2-2017.