Criswell v. Boudreaux

District Court, E.D. California·Decided September 29, 2021·No. 1:20-cv-01048·Unknown

Opinion

1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 FOR THE EASTERN DISTRICT OF CALIFORNIA 10 11 CHARLES CRISWELL, et al., No. 1:20-cv-01048-DAD-SAB 12 Plaintiffs, 13 v. ORDER GRANTING PRELIMINARY APPROVAL OF CLASS ACTION 14 MICHAEL BOUDREAUX, in his official SETTLEMENT AND CONDITIONAL CLASS capacity as Sheriff of Tulare County, CERTIFICATION 15 Defendant. (Doc. No. 82) 16

17 18 This matter is before the court on plaintiffs’ motion for preliminary approval of a class 19 action settlement and conditional certification of settlement class filed on August 10, 2021.1 20 (Doc. No. 82.) Pursuant to General Order No. 617 addressing the public health emergency posed 21 by the COVID-19 pandemic, plaintiffs’ motion was taken under submission on the papers. (Doc. 22

23 1 This court's overwhelming caseload has been well publicized and the long-standing lack of judicial resources in this district long-ago reached crisis proportion. That situation, which has 24 continued unabated for over twenty months now, has left the undersigned presiding over approximately 1,300 civil cases and criminal matters involving 735 defendants at last count. 25 Unfortunately, that situation results in the court not being able to issue orders in submitted civil matters as quickly as the parties desire. Of course, this situation is frustrating to the court, which 26 fully realizes how frustrating it is to the parties and their counsel. However, the sad reality is that 27 this order was issued quite expeditiously in comparison to most civil motions now pending before the undersigned. Counsel may wish to express their views regarding this state of affairs to those 28 in the other branches of government who can remedy the situation. 1 No. 83.) For the reasons explained below, the court will grant preliminary approval of the 2 proposed class action settlement and conditional certification of the settlement class. 3 BACKGROUND 4 The court previously summarized plaintiffs’ allegations in its September 2, 2020 order 5 granting plaintiffs’ application for provisional class certification and motion for a temporary 6 restraining order. (Doc. No. 26 (“TRO”).) The court will not repeat that factual background in 7 this order. 8 Pursuant to Federal Rule of Civil Procedure 23, plaintiffs Samuel Camposeco, Adam 9 Ibarra, and California Attorneys for Criminal Justice (“plaintiffs”), individually and on behalf of 10 all others similarly situated, filed the pending unopposed motion for conditional class certification 11 and preliminary approval of their settlement agreement with defendant Michael Boudreaux, in his 12 official capacity as Sheriff of Tulare County.2 (Doc. No. 82.) 13 THE PROPOSED SETTLEMENT 14 The parties’ proposed settlement (Doc. No. 82-3) has four categories of substantive terms: 15 (1) injunctive relief requiring defendant to implement, or continue to implement, a wide variety of 16 policies to guard against the spread of the COVID-19 virus in the Tulare County Jails (the 17 “Jails”); (2) injunctive relief for monitoring the implementation of the settlement agreement, 18 including providing for three unannounced site visits to the Jails by independent expert, Michael 19 Brady, and regular public reporting by defendant; (3) payment by defendant of plaintiffs’ 20 counsel’s attorneys’ fees and expenses totaling $95,000; and (4) requirements to ensure adequate 21 notice of the proposed settlement agreement to class members. (Doc. Nos. 82 at 10; 82-3.) 22 LEGAL STANDARD 23 A. Rule 23 Settlements 24 Federal Rule of Civil Procedure 23(e) provides that “[t]he claims, issues, or defenses of a 25 certified class––or a class proposed to be certified for purposes of settlement––may be settled, 26 2 Although the other two named plaintiffs, Levi Johnson and Charles Criswell, signed the 27 settlement agreement, they are no longer incarcerated in the Tulare County Jails and thus do not seek to represent the class in connection with the parties’ proposed settlement. (See Doc. Nos. 82 28 at 14, n.2; 82-3 at 13.) 1 voluntarily dismissed, or compromised only with the court’s approval.” Fed. R. Civ. P. 23(e). 2 The following procedures apply to the court’s review of a proposed settlement: 3 The parties must provide the court with information sufficient to enable it to determine whether to give notice of the proposal to the 4 class. 5 The court must direct notice in a reasonable manner to all class members who would be bound by the proposal . . .. 6 If the proposal would bind class members, the court may approve it 7 only after a hearing and on finding that it is fair, reasonable, and adequate . . .. 8 The parties seeking approval must file a statement identifying any 9 agreement made in connection with the proposal. 10 . . . 11 Any class member may object to the proposal if it requires court approval under this subdivision (e). 12 13 Id. 14 “Courts have long recognized that settlement class actions present unique due process 15 concerns for absent class members.” In re Bluetooth Headset Prods. Liab. Litig., 654 F.3d 935, 16 946 (9th Cir. 2011) (internal quotation marks and citations omitted). To protect the rights of 17 absent class members, Rule 23(e) requires that the court approve all class action settlements “only 18 after a fairness hearing and a determination that the settlement is fair, reasonable, and adequate.” 19 Bluetooth, 654 F.3d at 946. When parties seek approval of a settlement agreement negotiated 20 before formal class certification, “there is an even greater potential for a breach of fiduciary duty 21 owed the class during settlement.” Id. In such circumstances, “settlement approval requires a 22 higher standard of fairness” and a “more exacting review” so as “to ensure that class 23 representatives and their counsel do not secure a disproportionate benefit at the expense of the 24 unnamed plaintiffs who class counsel had a duty to represent.” Lane v. Facebook, Inc., 696 F.3d 25 811, 819 (9th Cir. 2012) (internal quotation marks and citations omitted). 26 In addition, when parties seek class certification only for purposes of settlement, Rule 23 27 “demand[s] undiluted, even heightened, attention” to the certification requirements. Amchem 28 Prods., Inc. v. Windsor, 521 U.S. 591, 620 (1997). The district court must examine the propriety 1 of certification under Rule 23 both at this preliminary stage and at a later fairness hearing. See, 2 e.g., Ogbuehi v. Comcast, 303 F.R.D. 337, 344 (E.D. Cal. Oct. 2, 2014). 3 Review of a proposed class action settlement ordinarily proceeds in three stages. See 4 Manual for Complex Litigation (4th) § 21.632. First, the court conducts a preliminary fairness 5 evaluation and, if applicable, considers class certification. Id. (noting that if the parties move for 6 both class certification and preliminary approval, the certification hearing and preliminary 7 fairness evaluation can usually be combined). Second, if the court makes a preliminary 8 determination on the fairness, reasonableness, and adequacy of the settlement terms, the parties 9 are directed to prepare the notice of certification and proposed settlement to the class members. 10 Id. Third, the court holds a final fairness hearing to determine whether to approve the settlement. 11 Id.; see also Narouz v. Charter Commc’ns, LLC, 591 F.3d 1261, 1267 (9th Cir. 2010).

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