Cortes-Ramos v. Martin-Morales
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Opinion
United States Court of Appeals For the First Circuit
No. 24-1805
LUIS ADRIÁN CORTÉS-RAMOS,
Plaintiff, Appellant,
v.
ENRIQUE MARTIN-MORALES, a/k/a Ricky Martin,
Defendant, Appellee,
JOHN DOE; RICHARD ROE, and their respective insurance companies,
Defendants.
APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF PUERTO RICO
[Hon. Silvia L. Carreño-Coll, U.S. District Judge]
Before
Barron, Chief Judge, Thompson and Aframe, Circuit Judges.
Juan R. Rodríguez López, with whom Rodriguez López Law Offices, P.S.C. was on brief, for appellant. Benjamin S. Akley, with whom Maria E. Martinez-Casado, Maria D. Trelles-Hernandez, Pietrantoni Mendez & Alvarez LLC, David C. Rose, and Pryor Cashman LLP were on brief, for appellee.
June 12, 2026 THOMPSON, Circuit Judge. Today, we consider another
chapter in the perpetual quest of plaintiff/appellant Luis Adrián
Cortés-Ramos ("Cortés" to save keystrokes) for good ol' fashioned
copyright justice. He's again sued defendant/appellee Enrique
Martin-Morales, whom our readers more likely know as Ricky Martin,
the famous Puerto Rican singer. (We'll just call him "Martin.")
And (as suggested by our use of "another chapter," "perpetual
quest," and "again") this isn't the first time Cortés has ended up
before us in his David-versus-Goliath copyright battle -- in fact,
it's his fifth appeal in twelve years across three cases arising
from the same core facts.1 So we'll assume the reader's familiarity
with Cortés's past endeavors as our able colleagues have elsewhere
described them -- all available in the stacks of the Federal
Reporter, Third Series -- and pick up where they left off.
A long while after we last revived a previous rendition
of this case (a version later dismissed without prejudice, after
which Cortés refiled), a magistrate judge recommended granting
summary judgment to Martin. Over Cortés's manifold objections,
1 The two more recent appeals involved Cortés's cases against Martin. See Cortés-Ramos v. Martin-Morales, 956 F.3d 36 (1st Cir. 2020); Cortés-Ramos v. Martin-Morales, 894 F.3d 55 (1st Cir. 2018). The prior two appeals arose out of the same facts, but there, Cortés was litigating not only against Martin but also Sony Corporation. See Cortés-Ramos v. Sony Corp. of Am., 889 F.3d 24 (1st Cir. 2018); Cortés-Ramos v. Sony Corp. of Am., 836 F.3d 128 (1st Cir. 2016).
- 2 - the district court adopted that recommendation in full and then
invalidated Cortés's copyright registration certificate.
Yet it took those sweeping actions without giving Cortés
the benefit of a chance to pursue discovery, despite his repeated
pleas for such an opportunity. Cortés appeals on that ground (as
well as some others), and we agree with him on the discovery issue,
so we vacate and remand for more litigation, yet again. Read on
to see why.
HOW WE GOT HERE (FOR A FIFTH TIME)
We'll groove past the core story of the case and skip
right into more recent developments (and there are plenty).2 But
2 For the curious, here's the capsule form of the facts (taken from another Cortés appeal): In 2013, [Sony] co-sponsored the "SuperSong" contest [with Martin]. The contest invited entrants to compose, record, and submit an original musical composition and accompanying music video. According to the contest's rules, the winning composition would potentially be included on the 2014 Fédération Internationale de Football Association ("FIFA") World Cup Official Album. On January 2nd, 2014, Cortés-Ramos entered the contest by uploading a song and accompanying music video to the contest's website prior to the submission deadline of January 6, 2014. On January 8, 2014, Cortés-Ramos was notified by email that he was selected as one of twenty finalists, and, on January 15, 2014, Cortés-Ramos received an email from a representative of one of the contest co-sponsors that requested that, in connection with his entry in the contest, he sign several documents and return the documents to Sony.
- 3 - because (as the reader will later see) Cortés's arguments often
focus on procedural history, we beg the reader's patience as we
slow down the music and waltz gently through everything that's led
us here.
A. Since Last Time
Our last decision (issued more than five years ago)
considered the previous district court's dismissal of several of
Cortés's claims at the motion-to-dismiss stage. See Cortés-Ramos
v. Martin-Morales, 956 F.3d 36, 39 (1st Cir. 2020). Though we
affirmed dismissal of Cortés's state-law claims, we partially
vacated the district court's order and remanded on one issue. Id.
at 45. We wanted "to allow the district court to consider whether
to dismiss the [federal] copyright claim without prejudice or to
allow [Cortés] to supplement his complaint under Rule 15(d) to
allege registration," an essential element of that claim. Id. at
45.
Cortés-Ramos signed the documents before a notary public and returned them. On February 10, 2014, a different entrant was announced as the winner of the contest. On or about April 22, Martin released a song and music video entitled "Vida" [which Cortés alleges] . . . is similar to the music video that he had submitted as an entrant in the contest. Cortés-Ramos, 894 F.3d at 56–57.
- 4 - Since then, the parties have been busy. Cortés moved
several times to amend his complaint -- which, again, alleged a
federal claim of copyright infringement -- to include new details
of his recent copyright registration. Martin opposed, arguing
(among other things) that amendments would be futile because the
papers that Cortés signed when he entered the SuperSong Contest
conclusively ended the case in Martin's favor; alternatively,
Martin said that the district court for the District of Puerto
Rico had no personal jurisdiction over him.
After considering the parties' arguments, the district
court entered an order dismissing the remaining copyright claim
without prejudice -- i.e., in a manner that would allow Cortés to
refile a complaint stating the proper elements. Why? It's a bit
complicated. In 2019 (during the lifespan of the previous case),
the Supreme Court held that the Copyright Act of 1976 "bars a
copyright owner from suing for infringement until registration has
been made." Fourth Est. Pub. Benefit Corp. v. Wall-Street.com,
LLC, 586 U.S. 296, 302 (2019) (cleaned up). But the effective
date of Cortés's Certificate of Registration was March 1,
2017 -- "almost a year after the Complaint in the instant case was
filed" (the district court's words, our emphasis). Because the
district court interpreted Fourth Estate to require that a
registration be approved before a plaintiff filed suit, it held
that permitting Cortés's amendment to his complaint "would
- 5 - validate the filing of a suit in violation of the requirements set
[out] in Section 411(a)." Dismissing without prejudice (thereby
allowing Cortés to refile after the registration had happened)
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United States Court of Appeals For the First Circuit
No. 24-1805
LUIS ADRIÁN CORTÉS-RAMOS,
Plaintiff, Appellant,
v.
ENRIQUE MARTIN-MORALES, a/k/a Ricky Martin,
Defendant, Appellee,
JOHN DOE; RICHARD ROE, and their respective insurance companies,
Defendants.
APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF PUERTO RICO
[Hon. Silvia L. Carreño-Coll, U.S. District Judge]
Before
Barron, Chief Judge, Thompson and Aframe, Circuit Judges.
Juan R. Rodríguez López, with whom Rodriguez López Law Offices, P.S.C. was on brief, for appellant. Benjamin S. Akley, with whom Maria E. Martinez-Casado, Maria D. Trelles-Hernandez, Pietrantoni Mendez & Alvarez LLC, David C. Rose, and Pryor Cashman LLP were on brief, for appellee.
June 12, 2026 THOMPSON, Circuit Judge. Today, we consider another
chapter in the perpetual quest of plaintiff/appellant Luis Adrián
Cortés-Ramos ("Cortés" to save keystrokes) for good ol' fashioned
copyright justice. He's again sued defendant/appellee Enrique
Martin-Morales, whom our readers more likely know as Ricky Martin,
the famous Puerto Rican singer. (We'll just call him "Martin.")
And (as suggested by our use of "another chapter," "perpetual
quest," and "again") this isn't the first time Cortés has ended up
before us in his David-versus-Goliath copyright battle -- in fact,
it's his fifth appeal in twelve years across three cases arising
from the same core facts.1 So we'll assume the reader's familiarity
with Cortés's past endeavors as our able colleagues have elsewhere
described them -- all available in the stacks of the Federal
Reporter, Third Series -- and pick up where they left off.
A long while after we last revived a previous rendition
of this case (a version later dismissed without prejudice, after
which Cortés refiled), a magistrate judge recommended granting
summary judgment to Martin. Over Cortés's manifold objections,
1 The two more recent appeals involved Cortés's cases against Martin. See Cortés-Ramos v. Martin-Morales, 956 F.3d 36 (1st Cir. 2020); Cortés-Ramos v. Martin-Morales, 894 F.3d 55 (1st Cir. 2018). The prior two appeals arose out of the same facts, but there, Cortés was litigating not only against Martin but also Sony Corporation. See Cortés-Ramos v. Sony Corp. of Am., 889 F.3d 24 (1st Cir. 2018); Cortés-Ramos v. Sony Corp. of Am., 836 F.3d 128 (1st Cir. 2016).
- 2 - the district court adopted that recommendation in full and then
invalidated Cortés's copyright registration certificate.
Yet it took those sweeping actions without giving Cortés
the benefit of a chance to pursue discovery, despite his repeated
pleas for such an opportunity. Cortés appeals on that ground (as
well as some others), and we agree with him on the discovery issue,
so we vacate and remand for more litigation, yet again. Read on
to see why.
HOW WE GOT HERE (FOR A FIFTH TIME)
We'll groove past the core story of the case and skip
right into more recent developments (and there are plenty).2 But
2 For the curious, here's the capsule form of the facts (taken from another Cortés appeal): In 2013, [Sony] co-sponsored the "SuperSong" contest [with Martin]. The contest invited entrants to compose, record, and submit an original musical composition and accompanying music video. According to the contest's rules, the winning composition would potentially be included on the 2014 Fédération Internationale de Football Association ("FIFA") World Cup Official Album. On January 2nd, 2014, Cortés-Ramos entered the contest by uploading a song and accompanying music video to the contest's website prior to the submission deadline of January 6, 2014. On January 8, 2014, Cortés-Ramos was notified by email that he was selected as one of twenty finalists, and, on January 15, 2014, Cortés-Ramos received an email from a representative of one of the contest co-sponsors that requested that, in connection with his entry in the contest, he sign several documents and return the documents to Sony.
- 3 - because (as the reader will later see) Cortés's arguments often
focus on procedural history, we beg the reader's patience as we
slow down the music and waltz gently through everything that's led
us here.
A. Since Last Time
Our last decision (issued more than five years ago)
considered the previous district court's dismissal of several of
Cortés's claims at the motion-to-dismiss stage. See Cortés-Ramos
v. Martin-Morales, 956 F.3d 36, 39 (1st Cir. 2020). Though we
affirmed dismissal of Cortés's state-law claims, we partially
vacated the district court's order and remanded on one issue. Id.
at 45. We wanted "to allow the district court to consider whether
to dismiss the [federal] copyright claim without prejudice or to
allow [Cortés] to supplement his complaint under Rule 15(d) to
allege registration," an essential element of that claim. Id. at
45.
Cortés-Ramos signed the documents before a notary public and returned them. On February 10, 2014, a different entrant was announced as the winner of the contest. On or about April 22, Martin released a song and music video entitled "Vida" [which Cortés alleges] . . . is similar to the music video that he had submitted as an entrant in the contest. Cortés-Ramos, 894 F.3d at 56–57.
- 4 - Since then, the parties have been busy. Cortés moved
several times to amend his complaint -- which, again, alleged a
federal claim of copyright infringement -- to include new details
of his recent copyright registration. Martin opposed, arguing
(among other things) that amendments would be futile because the
papers that Cortés signed when he entered the SuperSong Contest
conclusively ended the case in Martin's favor; alternatively,
Martin said that the district court for the District of Puerto
Rico had no personal jurisdiction over him.
After considering the parties' arguments, the district
court entered an order dismissing the remaining copyright claim
without prejudice -- i.e., in a manner that would allow Cortés to
refile a complaint stating the proper elements. Why? It's a bit
complicated. In 2019 (during the lifespan of the previous case),
the Supreme Court held that the Copyright Act of 1976 "bars a
copyright owner from suing for infringement until registration has
been made." Fourth Est. Pub. Benefit Corp. v. Wall-Street.com,
LLC, 586 U.S. 296, 302 (2019) (cleaned up). But the effective
date of Cortés's Certificate of Registration was March 1,
2017 -- "almost a year after the Complaint in the instant case was
filed" (the district court's words, our emphasis). Because the
district court interpreted Fourth Estate to require that a
registration be approved before a plaintiff filed suit, it held
that permitting Cortés's amendment to his complaint "would
- 5 - validate the filing of a suit in violation of the requirements set
[out] in Section 411(a)." Dismissing without prejudice (thereby
allowing Cortés to refile after the registration had happened)
would cure that defect, so that's what the district court did.
Cortés then filed his third lawsuit thus far (that's
today's case). He (again) alleged that Martin infringed on his
federal copyright by producing, distributing, and displaying what
Cortés sees as a substantially similar song and video. Along with
that, Cortés alleged that he was fraudulently induced into entering
the contest. And he now included details about the registration,
too.
After answering and adding two counterclaims seeking to
invalidate the registration (more on those later), Martin moved
for a judgment on the pleadings. He argued that the documents
incorporated by the complaint (and attached to his answer) showed
that Cortés had assigned any and all rights he had in the video to
Sony.
Following more briefing and a motion hearing, the
district court dismissed the fraudulent inducement claim (because
Cortés failed to properly state a claim) but kept the copyright
claim alive. On that copyright claim, the court reasoned that
Martin hadn't properly developed an argument under "federal
copyright and Puerto Rico caselaw" that Cortés assigned his
copyright to Sony; without more, "the factual allegations, taken
- 6 - as true," gave the district court "pause," so it didn't think
dismissal of the copyright claim on Rule 12 grounds was
appropriate. More specifically, the district court was held up
with Cortés's "statement that he never received a copy of the
rules," and, without receipt, the district court was "reluctant to
treat the affidavit" that Cortés signed when he became a top twenty
finalist "as a memorandum of the transfer" for copyright purposes.3
Martin timely moved to reconsider, advancing arguments
about how Cortés assented to the Contest Rules by entering the
Contest under a "clickwrap" theory (as well as another argument
that doesn't come up later).4 While that motion sat pending,
Cortés separately moved for an initial scheduling conference to
kickstart discovery (a request that Martin opposed).
The court denied Martin's motion to reconsider.
Relevant for our purposes, it thought the clickwrap theory wasn't
3 More on the above-referenced affidavit: on January 15, 2014, Cortés submitted two sworn affidavits (confirmed by notaries) to Sony. In the first, he authorized Sony (as co-sponsor of the Contest, as laid out in the Contest Rules) to use his materials as well as those "created by Co-Sponsors and featuring [his] likeness in connection with [his] status as entrant . . . ." In the second, he signed off on the statement that he "affirm[ed] and represent[ed] that [he] [has] complied with the Official Rules of the Contest, a copy of which is attached . . . ." But Cortés had said that the Contest Rules weren't attached and he hadn't seen them, thus the district court's hesitation. 4 A "clickwrap" agreement "refers to the assent process by which a user must click 'I agree,' but not necessarily view the contract to which she is assenting." Cullinane v. Uber Techs., Inc., 893 F.3d 53, 61 n.10 (1st Cir. 2018) (cleaned up).
- 7 - properly raised before the motion to reconsider, so it needn't
evaluate it. But, notably, it stated as follows at the end of its
order: "To avoid discovery and unnecessary litigation, the Court
will consider the aforementioned issues," i.e., the clickwrap
argument (as well as one other) "under the summary judgment
standard" (emphasis ours). It continued: "The Parties may file
motions for summary judgment by September 29, 2023.[5] The Court
expects comprehensive, well-developed legal positions and will
disregard underdeveloped arguments or further briefing on the
Parties' litigation history." The same day, the district court
denied (in a text order) Cortés's motion for an initial scheduling
conference without explanation.
Cortés rapidly (as in, on the same day) moved for
reconsideration of the district court's denial of the initial
scheduling conference. He highlighted how initial disclosures
hadn't happened yet and that Martin controlled all the evidence,
so Cortés couldn't get any documents. But the district court, in
another text order, quickly denied that motion, too. The order
stated that the court had "considered the arguments presented and
[saw] no reason to disturb its prior ruling," so the summary
judgment deadline (about a month later) would stand.
5 September 29, 2023, was a month and a day after the district court issued the above-described order.
- 8 - The parties then filed their summary judgment
papers: Martin seeking it, Cortés opposing it.
B. The Magistrate Judge's Take
Next, the district judge referred Martin's summary
judgment motion to the magistrate judge, who then issued a report
and recommendation (or "R&R") on it. We'll only walk through the
R&R as necessary for today's decision.
To start, the magistrate judge laid out thirty-two
numbered undisputed facts about the SuperSong Contest, its rules,
Cortés's selection by Sony, his acceptance of the Contest's terms,
and Cortés's later registration of the copyright for his song.
(These largely track what we put in Footnote 2.)
After that, the magistrate judge laid out several legal
holdings. It began by holding, over Cortés's two-fold
protestations, that the summary judgment motion could be decided.
While Cortés first lamented that summary judgment was premature
"because no discovery has been conducted, not even initial
disclosures," the magistrate judge noted that the parties "had a
mutual obligation under [Rule] 26(a)(1)(A) to provide to the other
initial disclosures 'without awaiting a discovery request.'"
Cortés's cries rung hollow, thought the magistrate judge, because
Cortés hadn't "alleged that he fulfilled his duty under Rule 26
even three years after he filed the case."
- 9 - Cortés's second gripe with the timing of summary
judgment, explained the magistrate judge, was that it was
"arbitrary," an argument that was disposed of quickly. Remember,
after the district court denied Martin's motion to reconsider its
past order (the one partially denying Martin's initial motion to
dismiss), it set a deadline of just over one month later for the
parties to file motions for summary judgment. The magistrate judge
thought this decision was reasonable given caselaw about the
district court's broad discretionary powers to manage cases, as
well as the flexibility built into Rule 56. So, in the magistrate
judge's eyes, the district court's decision to move straight to
summary judgment "[t]o avoid discovery and unnecessary litigation"
(to remind, the district court's words from above) was fine.
After that, the magistrate judge rejected Cortés's
argument that it and the district court lacked "jurisdiction to
make any rulings regarding the Contest Documents, including the
Contest Rules, because" (at least in Cortés's eyes) "that analysis
is reserved for the arbitration proceedings" that he planned to
pursue against Sony. That argument easily failed (in the
magistrate judge's view) both because of First Circuit caselaw
explaining that "[a]n agreement to arbitrate does not divest a
court of its jurisdiction," Skirchak v. Dynamics Rsch. Corp., 508
F.3d 49, 56 (1st Cir. 2007) (cleaned up), and because the district
- 10 - court had (in its opinion on Martin's judgment on the pleadings
motion) already heard and rejected the argument.
Those threshold issues aside, the magistrate judge dug
into the merits of the case. The central merits issue before
it -- based on the district court's decision to narrow the
field -- was whether Cortés "in fact assigned his copyright" to
Sony "by consenting to the Contest Rules." The magistrate judge
reasoned that the Contest Rules' "broad, all-encompassing
language" supported Martin's argument that Cortés "unequivocally
assigned to Sony all copyrights over the Submission Materials."
Given that Cortés had "not presented uncontested material facts to
refute the plain language of the Contest Rules' assignment
provision," the magistrate judge thought Martin had the better of
this argument.
Yet the fact that the Contest Rules set up an assignment
did not end the analysis. The magistrate judge next examined
whether Cortés assented to the Contest Rules -- the point being
that it didn't matter if the Contest Rules required an assignment
if Cortés never consented to them in the first place. After
walking through the record, the magistrate judge found that Cortés
had accepted the Contest Rules and thus held that Martin "has put
forth uncontested material facts showing that [Cortés] assigned
his copyrights to Sony," and "[b]ecause ownership of a valid
copyright is a requirement of a copyright infringement action,"
- 11 - Cortés could not "prevail as a matter of law." It thus recommended
granting Martin's motion for summary judgment.
C. Cortés's Objections to the R&R
Cortés then timely filed his objections to the R&R, and
he made several. We'll detail them only to the extent they track
Cortés's arguments that we consider today.6
For one, Cortés argued that the magistrate judge erred
in ruling that the discovery process (or more precisely, the lack
thereof) was all aboveboard. Cortés highlighted how the magistrate
judge said that he "claims no such discovery occurred but has not
alleged that he fulfilled his duty under Rule 26 even three years
after he filed the case." But Cortés lamented it was "incorrect"
that the "discovery phase can be initiated voluntarily by the
parties, cannot be forced by a party upon another party (Martin)
and cannot be conducted against another source (non-party Sony),"
based on Rule 26(d)(1). And that rule states that a "party may
not seek discovery from any source before the parties have
conferred as required by Rule 26(f), except in a proceeding
exempted from initial disclosure under Rule 26(a)(1)(B), or when
authorized by these rules, by stipulation, or by court order."
Fed. R. Civ. P. 26(d)(1). Cortés then highlighted a few times
where he sought discovery and was denied by the district court.
6 We'll also pass on summarizing Martin's responses for now.
- 12 - And Cortés thought that discovery should be allowed because "all
evidence is in the control" of Martin and his co-defendants.
Second, Cortés challenged (we think, at least based on
the header in the brief) the magistrate judge's refutation of his
jurisdictional argument. After quoting the part of the R&R
describing how the district court found in Cortés's "favor on the
issue of whether the agreement was a work for hire and leaving his
copyright claim intact," Cortés simply explained that "[t]he
analysis is incorrect and then the subsequent conclusion is
incorrect."
Afterward, Cortés objected to the magistrate judge's
determination that the Contest Rules "contained an assignment of
copyrights." Similarly, he insisted that he did not consent to
the Contest Rules by any of the mechanisms the magistrate judge
identified -- registering for the SuperSong Contest, sending the
email, or submitting the affidavit. (He made this argument mainly
by citing his response to Martin's motion for summary judgment,
without providing much further detail.) And finally, Cortés
disputed the magistrate judge's determination that there was "no
genuine factual dispute that Plaintiff consented to the Contest
Rules." That concluded his list of grievances.7
7 We move quickly through these arguments because we don't reach their merits today. We also here note that Cortés separately took aim at a footnote in the R&R where the magistrate judge stated: "Surprisingly, neither party has submitted a copy of the
- 13 - D. The District Court's Order Adopting the R&R
After reviewing Cortés's objections and Martin's
responses, the district court adopted the R&R in full.
i
Relevant here, the district court explained why Cortés's
gripes about discovery were meritless. It offered four reasons.
First, the district court said that Cortés misunderstood
rules about discovery. As the district court put it, "Federal
Rule[s] of Civil Procedure 26(a) and (f) instruct" parties "to
confer and make initial disclosures at a case's outset." Cortés
didn't allege that he invited Martin to confer, or that Martin
rejected such an invitation; he also didn't allege that he made
his own required initial disclosures. From that, the district
court reasoned that it was "not obligated to devote scarce judicial
resources to routine exercises the parties never attempt, let alone
fail, to conduct alone."
Second, the district court didn't make much of the fact
that Sony (as a third-party) held the records. In the district
court's words, it was "unclear why that fact hindered [Cortés's]
ability to discover documents," given that attorneys "have
copyrighted video and the allegedly infringing video." To refute that point, Cortés cited former iterations of this case where the magistrate judge could have found them, as well as the defendants' motion for summary judgment and more submissions from previous iterations. But that did not bear on the decision, so we won't linger on it further.
- 14 - subpoena power in civil cases" under Rule 45(a)(3). This wasn't
a case where Sony defied a subpoena or Cortés moved to compel, so
this point about Sony's control over the documents wasn't a winner
for Cortés.
Third, even without the discovery that Cortés so
desperately now called for, the district court thought he didn't
try to halt the proceedings after Martin filed for summary
judgment. The district court thought he might have been within
his rights to do so under Rule 56(d), because (as we put it) that
rule "provides a safety valve for claimants genuinely in need of
further time to marshal facts essential to justify their opposition
to a summary judgment motion." Emigrant Residential LLC v. Pinti,
37 F.4th 717, 724 (1st Cir. 2022) (cleaned up). But on the chance
Cortés thought his opposition to the summary judgment motion "could
be construed as a Rule 56(d) motion," the district court said
otherwise. Rule 56(d) motions have specific requirements (as
detailed by our caselaw) but Cortés's opposition, in contrast,
"merely assert[ed] that no discovery was conducted." So the
district court saw no error in the magistrate judge's decision to
consider the summary judgment motion even absent discovery.
Fourth, the district court set aside all of that insofar
as (in its eyes) there was, at this point in the litigation, "but
one material, threshold issue: whether the Contest Rules and other
exchanges between [Cortés] and Sony, taken as a whole, constitute
- 15 - a contract that precludes [Cortés's] copyright infringement claim
against Martin," what it saw as a "strictly legal issue." The
Contest Rules (and other relevant papers) were in the record and
Cortés "previously stipulated to the authenticity of those
documents," but, meanwhile, Cortés had "never informed the Court
that any other relevant exchange between him and Sony or Martin
occurred." So no more needed to be said.
ii
Next, the district court took a quick foray into Cortés's
jurisdictional argument. Describing it as "vaguely allege[d]" and
"murky," the district court construed it as either "an objection
to this Court's subject matter jurisdiction or an argument that
some abstention doctrine applie[d]."
But neither objection carried the day in the district
court's view. That Cortés had an arbitration agreement with Sony
was irrelevant to its dispute with Martin, it thought, so no
"jurisdictional defect lies." As for any "prudential reason to
abstain from adjudicating this case," the district court couldn't
discern one. After all, Cortés "not only properly invoked [the
district court's] jurisdiction" by suing in the first place, but
then "embraced it when favorable to him." Nor had Cortés "actually
commenced arbitration against Sony," so that couldn't give the
district court any pause. Instead, the district court wrote: "Only
now -- at the eleventh hour, without citation or argument -- does
- 16 - [Cortés] argue [the district court] cannot (or should not) perform
the contract inquiry key to his claims," even though his copyright
claim is "apparently not pending adjudication before any other
tribunal or arbitral body." Calling the jurisdictional argument
"bafflingly contradictory," the district court boiled it down to
Cortés "just" not wanting the court "to touch" what looked like a
losing issue. The district court thus saw no error in the
magistrate judge's approach from a jurisdictional perspective.
iii
After that, the district court considered and rejected
Cortés's argument that the magistrate judge erred in determining
that Cortés assigned his rights to Sony.
Next, the district court considered (and again quickly
dispensed with) Cortés's objection that he didn't assent to the
Contest Rules by registering for the SuperSong Contest, submitting
the video, or submitting the later affidavit.
Finally, the district court looked at Cortés's argument
that consent was a factual question involving credibility
determinations better left for the jury. That one wasn't a winner
in the district court's view because Cortés failed to show "any
conflicting evidence that he believes was inadequately weighed"
and failed to "point to credibility determinations in the R&R."
No more needed to be said.
- 17 - iv
Having stood up and then knocked down the arguments
Cortés levied against the R&R, the district court adopted it in
full and thus granted Martin's motion for summary judgment.
But that wasn't all, because "one loose end" was
left: Martin's counterclaims seeking to invalidate Cortés's
copyright registration. The district court, considering its
adoption of the R&R, found the counterclaims moot "in all respects
except for Martin's request that the Court deem [Cortés's]
copyright registration invalid." Because it had determined that
Cortés assigned any rights that he possessed in the submission
materials to Sony, the district court held that Cortés "had no
rights to register with the Copyright Office in 2017," so it
declared Cortés's Certificate of Registration invalid.
Cortés timely appealed, so we now step onto the stage
for our performance.
OUR BEAT (STANDARD OF REVIEW)
"We review an order granting summary judgment de novo."
Irobe v. U.S. Dep't of Agric., 890 F.3d 371, 377 (1st Cir. 2018).
The standard is a familiar one: a court can grant summary judgment
"only if the record, construed in the light most amiable to the
nonmovant, presents no genuine issue as to any material fact and
reflects the movant's entitlement to judgment as a matter of law."
Id. (cleaned up); see Fed. R. Civ. P. 56(a).
- 18 - OUR VERSE (DISCUSSION)
On appeal, Cortés repeats much of the song he sang below.
We start with jurisdiction, move to discovery, and -- finding
reversible error there -- then stop the music.
A. Jurisdiction and Arbitration
To start, we consider Cortés's jurisdictional argument.8
His main point, as we read it, is that any controversy between him
and Sony "had to be adjudicated by an arbiter" under the Federal
Arbitration Act, so the district court lacked jurisdiction to hear
this case between Cortés and Martin, too, because it was related
to the Contest Rules.9
Martin retorts that Cortés has pursued his claim in
federal court for years at this point. Quoting the district court,
Martin says that Cortés "can't have it both ways, accepting the
Court's analysis of contest documents when favorable to him and
seeking to block analysis of those same documents when unfavorable
to him." In other words, Martin sees it as inconceivable that
8 We start here because this is (as we understand it) a jurisdictional dispute, but we note that this argument was the third in his appellate brief. 9 Cortés also includes some caselaw about the role of federal courts in vacating arbitration awards (among other things). But given that he hasn't pursued arbitration and there's no award, we "can make neither heads nor tails of these citations, which have no clear relevance and which are completely devoid of context or developed argument." FTC v. Direct Mktg. Concepts, Inc., 624 F.3d 1, 8 (1st Cir. 2010). So Cortés has "waived any argument [he] might have raised under those sources, if any exists." Id.
- 19 - Cortés could first bring a claim that necessarily turns on an
interpretation of the Contest Rules but then, once the case started
to shake out against Cortés, basically end the litigation on
jurisdictional grounds before reaching a key merits issue.
We think Cortés's arbitration argument could be read a
few ways, but our precedent forecloses it no matter how it's
sliced. If Cortés is saying that the district court lacked
jurisdiction just because an arbitration agreement exists in the
Contest Rules, we've said exactly the opposite before: "[a]n
agreement to arbitrate does not divest a court of its
jurisdiction." Skirchak, 508 F.3d at 56 (cleaned up); see also
DiMercurio v. Sphere Drake Ins., PLC, 202 F.3d 71, 77 (1st Cir.
2000) (noting the "modern view that arbitration agreements do not
divest courts of jurisdiction, though they prevent courts from
resolving the merits of arbitrable disputes"). Cortés gives us no
reason to revisit those holdings, so we won't tarry on the point.
And if Cortés is instead arguing that the arbitration
agreement between him and Sony also required the district court to
stop judicial proceedings and compel arbitration between him and
Martin, we don't see why. A necessary condition of compelling
arbitration is "that the other party is bound by" the arbitration
clause, and we don't see that here. InterGen N.V. v. Grina, 344
F.3d 134, 142 (1st Cir. 2003). Cortés concedes that the agreement
was solely between him "and a third party (Sony)," and he does not
- 20 - otherwise explain why Martin is "bound by" the arbitration clause.
See Cortés-Ramos v. Martin-Morales, 894 F.3d 55, 60 (1st Cir. 2018)
(explaining that "Martin was not an intended third-party
beneficiary of the parties' agreement to arbitrate").
And if (as a third possibility) Cortés is instead arguing
that there's any other reason to abstain because of the arbitration
agreement, we echo the district court's reasoning. We see no
"prudential reason to abstain from adjudicating this case" even
though Cortés has the option to pursue arbitration against Sony,
and Cortés doesn't identify one. After all, Cortés (as the
district court put it) "not only properly invoked [the district
court's] jurisdiction" by suing there in the first place, but then
"embraced it when favorable to him." And Cortés still has not, as
far as we know, commenced arbitration against Sony.
Yet we do note the relationship between this litigation
and any possible future arbitration: it's "well-settled that issue
preclusion may apply to arbitration proceedings." O'Connell v.
Fed. Ins. Co., 484 F. Supp. 2d 223, 226 (D. Mass. 2007). And while
that normally means that an arbitration result can bind a court if
the strictures of issue preclusion are satisfied, see id., it's
possible that past judicial decisions would also bind future
- 21 - arbitrations, given that they legally bind the parties.10 (Why
that consideration matters will become clear later.)
But either way, we see no reversible error on
jurisdictional and/or arbitration-related grounds.
B. Discovery
Cortés next protests how discovery shook out -- or
really, how it didn't. He starts by explaining that "no discovery
was conducted in the prior cases and [Martin] had control of all
the evidence." He says he requested that discovery start several
times in writing and also orally at what he says is the only
hearing he got. And he then proceeds to summarize more of the
procedural history that we've described above.11 Like Martin, we
understand Cortés's grievance to be that the district court granted
summary judgment even though the parties hadn't yet conducted
discovery.
"When a party claims an inability to respond to an
opponent's summary judgment motion because of incomplete discovery
or the like," just like Cortés does here, Rule 56(d) "looms large."
Resol. Tr. Corp. v. N. Bridge Assocs., Inc., 22 F.3d 1198, 1202
10 Whether that's right is a question for another day. 11 He recounts, for instance, his motion for an initial scheduling conference, Martin's opposition, the district court's denial, his motion to reconsider the denial of the scheduling conference, the court's denial of that motion to reconsider, and its decision to carry on with summary judgment.
- 22 - (1st Cir. 1994).12 The rule "is intended to safeguard against
judges swinging the summary judgment axe too hastily." Id. It
provides:
If a nonmovant shows by affidavit or declaration that, for specified reasons, it cannot present facts essential to justify its opposition, the court may: (1) defer considering the motion [for summary judgment] or deny it; (2) allow time to obtain affidavits or declarations or to take discovery; or (3) issue any other appropriate order.
Fed. R. Civ. P. 56(d).
It's true (as our dissenting-in-part colleague observes)
that Cortés never actually invoked Rule 56(d) by name. But, unlike
the district court, we think his motion to reconsider can be
reasonably understood as an initial Rule 56(d)-style plea for
relief, and, to boot, he continued to press those discovery
arguments throughout the remainder of the case. See Shelton v.
Bledsoe, 775 F.3d 554, 566 (3d Cir. 2015) (explaining how "the
text of the rule, Advisory Committee's notes, our own precedent,
and guidance from other circuit courts all indicate that a formal
motion is not required by the Rule"). In his motion for
reconsideration, Cortés explained that "[t]o allow the filing of
12 The careful reader will note that Resolution Trust Corp. discussed "Rule 56(f)," not Rule 56(d), but we note that before 2010, "what is now Rule 56(d) was denominated as Rule 56(f)." Emigrant Residential LLC v. Pinti, 37 F.4th 717, 724 (1st Cir. 2022).
- 23 - summary judgment without any discovery is contrary
to . . . Rule 56 and only benefits [Martin] who exercises
control[] over all the records and the evidence." The only
relevant part of Rule 56 to that statement was, in fact,
subsection (d), so we'll evaluate his discovery argument with the
Rule 56(d) caselaw in mind.13 See Rivera-Almodóvar v. Instituto
Socioeconómico Comunitario, Inc., 730 F.3d 23, 29 (1st Cir. 2013)
(explaining that courts should apply the rule "liberally" (cleaned
up)).
We've explained that Rule 56(d) requires that the party
seeking additional discovery show "five
elements: authoritativeness, timeliness, good cause, utility, and
materiality." Emigrant, 37 F.4th at 725 (cleaned up). But it is
indeed a flexible taxonomy, because "one or more" of those five
13 We read the dissent to say Cortés couldn't have protested the lack of discovery before Martin had filed the motion for summary judgment. It's fair enough to say that the mine-run of cases involving Rule 56(d) are those involving "a party who, when confronted by a summary judgment motion" sought more time, and Cortés first raised the discovery problem before he was "confronted by a summary judgment motion." Resol. Tr. Corp., 22 F.3d at 1203. But we certainly won't fault Cortés for essentially invoking what we've called "the salutary purposes" of Rule 56(d) in his motion to reconsider, albeit preemptively, both because (1) he raised such concerns again when actually confronted with the motion and (2) it seems he well knew that a summary judgment motion from Martin was imminent anyway, based on the district court's prior order. Why fault him on those grounds when Rule 56(d) precisely "is designed to minister to the vigilant"? Id.
- 24 - factors can "be relaxed, or even excused, to address the exigencies
of a particular case." Id. (cleaned up).
We view our Rule 56(d) analysis (i.e., the district
court's decision to deny discovery and proceed with summary
judgment) with an abuse of discretion lens. Id. at 724. But even
so, we have "been clear and concordant in [our] direction to
district courts regarding how to analyze Rule 56(d)
issues: Consistent with the salutary purposes underlying Rule
56([d]), district courts should construe motions that invoke the
rule generously, holding parties to the rule's spirit rather than
its letter." In re PHC, Inc. S'holder Litig., 762 F.3d 138, 143
(1st Cir. 2014) (cleaned up). All that explained, we turn to the
five factors.
1. Authoritativeness. First, "authoritativeness." It's
true that Cortés didn't quite comply with Rule 56(d)'s formalities
insofar as he didn't attach a separate affidavit or declaration.
But under special case-specific circumstances, other circuits have
relaxed the rule's formalities. See 10B Wright & Miller's Federal
Practice and Procedure § 2740 (4th ed. 2016) ("[I]n certain
circumstances courts have indicated that continuances would be
proper even though Rule 56(d) had not been formally complied with
when the court concluded that the party opposing summary judgment
had been diligent and had acted in good faith." (collecting
cases)); see, e.g., First Chi. Int'l v. United Exch. Co., 836 F.2d
- 25 - 1375, 1381 (D.C. Cir. 1988) ("[G]iven the particular circumstances
of this case, we do not think the district court's summary judgment
was automatically justified by FCI's failure to file a Rule 56
affidavit."); Harrods Ltd. v. Sixty Internet Domain Names, 302
F.3d 214, 244-45 (4th Cir. 2002) ("Specifically, if the nonmoving
party's objections before the district court served as the
functional equivalent of an affidavit and if the nonmoving party
was not lax in pursuing discovery, then we may consider whether
the district court granted summary judgment prematurely, even
though the nonmovant did not record its concerns in the form of a
Rule 56([d]) affidavit." (cleaned up)).
We believe this is one such case where that relaxed
approach is both appropriate and necessary. See Emigrant, 37 F.4th
at 724 (explaining that "district courts should construe motions
that invoke the rule generously, holding parties to the rule's
spirit rather than its letter" (cleaned up)). The reasons why
become clear once we turn to the "timeliness" and "good cause"
analyses.
2. Timeliness. Indeed, Cortés deserves credit in the
"timeliness" department. He was quick to act, filing the motion
to reconsider (i.e., the first motion for Rule 56(d)-style relief)
as soon as practicable after the district court's first denial of
the initial scheduling conference (i.e., the same day). See In re
PHC, Inc. S'holder Litig., 762 F.3d at 144 (finding in favor of
- 26 - the plaintiffs on this element when they "promptly invoked Rule 56
shortly after defendants moved for summary judgment").
Remember, Rule 56(d) is "designed to minister to the
vigilant," and we see Cortés's "due diligence both in pursuing
discovery before the summary judgment initiative surface[d],"
insofar as he sought to have the initial conference back in March
2023, "and in pursuing an extension of time thereafter," insofar
as he filed another motion the same day his first motion for an
initial scheduling conference was denied. Ayala-Gerena v. Bristol
Myers-Squibb Co., 95 F.3d 86, 92 (1st Cir. 1996) (cleaned up); see
also Rios v. Centerra Grp. LLC, 106 F.4th 101, 121 (1st Cir. 2024).
That vigilance helps his cause.
3. Good Cause. Onto "good cause." The critical question
here is whether Cortés "has had a full and fair opportunity to
conduct discovery needed to mount an effective opposition to a
summary judgment motion." Emigrant, 37 F.4th at 724 (cleaned up).
Whether good cause for more (or really, any) discovery exists "must
be viewed against the historical background of the litigation."
Id. at 726. And if Cortés is able to show "that [he] has not had
such an opportunity" to pursue discovery, "a strong presumption
arises in favor of relief." Id. at 724 (cleaned up).
We think Cortés has shown that he hasn't had a full and
fair opportunity. Remember, the prototypical Rule 56(d) case
arises when the parties have had the chance to do at least some
- 27 - discovery, but then the summary judgment motion comes before at
least one party is satisfied with the discovery process. See,
e.g., id. at 723; Rivera-Almodóvar, 730 F.3d at 25.
This case, by contrast, involves no discovery. For
starters, Cortés timely argued that summary judgment should be
postponed for discovery because (in his exact words) "[s]ince 2016
(eight years) has been of litigation; but no discovery had been
conducted due to the continuous motion to dismiss filed by
defendant; over six (6) [motions to dismiss] in the later case
before the US District Court." We understand his point to be that,
in his past cases about the SuperSong Contest, discovery never
opened in large part because he always got held up at the
motion-to-dismiss stage. That does reasonably explain why it
hadn't yet been conducted previously, despite the chronicles of
caselaw this endeavor's created thus far.
And in this case, the district court sped from Martin's
motion for judgment on the pleadings into summary judgment motions
practice specifically "[t]o avoid discovery." Meanwhile, Martin's
summary judgment motion was supported by testimony in the form of
affidavits (like those of Sony's Stuart Bondell and Colleen
Christi) that Cortés never got to challenge during a
deposition -- let alone see before the summary judgment
motion -- as well as documents he hadn't seen in a long time. See
In re PHC, Inc. S'holder Litig., 762 F.3d at 144 ("Much of the
- 28 - information sought was within defendants' control, a factor which
weighs heavily in favor of relief under Rule 56([d])." (cleaned
up)). We see no statement from Martin (either here or below) that
he's provided all the relevant documents related to the case
(remember, we're talking about the defendant here, and not any
statement made by third-party Sony). So both the district court
and Cortés only saw what became the dispositive documents because
of Martin's largesse; Martin might as well have said, "Trust me,
there's nothing else to see." Yet the formalities of discovery
exist precisely so that Cortés could (to quote President Reagan)
"trust, but verify" that there really wasn't anything more. See
United States v. Procter & Gamble Co., 356 U.S. 677, 682 (1958)
("Modern instruments of discovery . . . make a trial less a game
of blind man's buff and more a fair contest with the basic issues
and facts disclosed to the fullest practicable extent.").
Denying Cortés that chance was error. Two lines of cases
inform our decision. First, it's established in our caselaw that
if the evidence in a case is largely or solely within the
defendant's control, that factor "weighs heavily in favor of relief
under" Rule 56(d). In re PHC, Inc. S'holder Litig., 762 F.3d at
144 (cleaned up). Cortés raised this point repeatedly, and
although we believe that third-party Sony (rather than Martin)
held the docs, Martin was (as far as we understand) able to utilize
their prior business relationship (and co-defendant status) to
- 29 - marshal what he saw as the necessary paperwork to win at summary
judgment. Such a circumstance, we think, still weighs in favor of
relief. Cf. id. (noting co-defendant relationship); Reid v. New
Hampshire, 56 F.3d 332, 342 (1st Cir. 1995) ("Given the direct
police involvement in the bitter dispute between Wendy and her
mother, and the two police reports relating prior sexual abuse of
Misty, it cannot be considered implausible in the least that the
police had access to the exculpatory information prior to Reid's
arrest.").
Second, and more importantly, we've previously explained
that, "typically, when the parties have no opportunity for
discovery, denying the Rule 56([d]) motion and ruling on a summary
judgment motion is likely to be an abuse of discretion." In re
PHC, Inc. S'holder Litig., 762 F.3d at 144 (cleaned up). Plenty
of our sister circuits have reached the same conclusion when the
district court blew past discovery entirely. See, e.g., Shelton,
775 F.3d at 558, 568 (holding that it was an abuse of discretion
to grant summary judgment where "[n]o discovery requests were filed
by either party; no disclosures were provided; and no discovery
occurred," despite the nonmovant's protests); Bailey v. KS Mgmt.
Servs., LLC, 35 F.4th 397, 404 (5th Cir. 2022) ("Here . . . there
was no discovery period at all -- Bailey had no opportunity to
conduct discovery absent court approval. She promptly and
repeatedly sought such approval. That her requests were repeatedly
- 30 - denied does not reveal a lack of diligence on her part."); Vance
By & Through Hammons v. United States, 90 F.3d 1145, 1149 (6th
Cir. 1996) ("Most significant to the conclusion" that summary
judgment was inappropriate "is the fact that no discovery was
conducted before the motion for summary judgment was filed and
decided."); InteliClear, LLC v. ETC Glob. Holdings, Inc., 978 F.3d
653, 663–64 (9th Cir. 2020) ("To date, no discovery has been
conducted and oral argument in the district court was cancelled.
On these facts, we conclude that the summary judgment granted was
precipitous, premature and did not fairly permit development of
the issues for resolution . . . ."). This line of cases presuming
error without discovery clinches why it was problematic to deny
Cortés any meaningful opportunity to get discovery.
These concerns are especially weighty (now returning to
our arbitration/issue preclusion point) given that this litigation
could bind Cortés in that future arbitration against Sony, too;
his loss in this case (without discovery) probably means that he
wouldn't even get the chance to engage in discovery over in
arbitration, either, because of the district court's legal
determination (on a possibly incomplete record) that he assigned
his rights to Sony -- the very matter that would have to be
arbitrated.
It's true that the district court offered some reasons
why it thought discovery wasn't necessary. But we don't find those
- 31 - reasons all that persuasive, in light of the circumstances and the
caselaw we've identified. For one, the district court hung its
hat on the fact that Cortés failed to provide initial disclosures.
But two points lead us not to give that much weight. First, if
Martin and Sony held all the facts (as Cortés so insistently
claimed), what could Cortés have to disclose? And second, given
that the district court said that it was specifically putting the
case on the fast track "[t]o avoid discovery" and Cortés repeatedly
opposed that plan to no avail, we don't see why initial disclosures
would have made much a difference. Cf. Bailey, 35 F.4th at 404
("Bailey's repeated requests for court permission to conduct
discovery show anything but a lack of diligence.").
For another, the district court said that there was no
reason why Cortés couldn't have subpoenaed Sony, who actually held
the evidence. But again, the district court said that the case
was heading towards summary judgment and that such a path was being
taken "[t]o avoid discovery." So we don't see how Cortés would
have gotten a reasonable window to halt the proceedings and pursue
that line of inquiry anyway, especially given the district court's
denial of Cortés's request that it order a scheduling conference.
Cf. id. at 403 ("Before the district court held its initial
conference, two obstacles stood in Bailey's way: First was Rule
26, which prohibited her from seeking discovery until after the
initial conference.").
- 32 - And for a third, the district court said that Cortés
failed to invoke Rule 56(d) entirely. Yet it seemed to forget
that, given the salutary purpose of Rule 56, the Rule should be
construed "liberally." Rivera-Almodóvar, 730 F.3d at 29. We get
that Cortés's briefing below was hardly a model of clarity, but it
was lucid enough to convey the gist of his argument such that we're
able and willing to excuse some shortcomings here under the
flexible Emigrant taxonomy. See 37 F.4th at 725. That's
especially true given how the procedural evolution of this matter
has played itself out. His motion to reconsider followed by his
continued pressing of the argument indeed shows his dogged
"persistence in [his] pursuit of discovery at an early stage of
the litigation." In re PHC, Inc. S'holder Litig., 762 F.3d at
144.14
And the problems under "good cause" of course have a
cascading effect on the rest of the Rule 56(d) analysis.
4. Utility. While Cortés didn't do a bang-up job mapping
"out . . . areas that [he] wished to explore
14 Given our Rule 56(d) holding, we decline to opine much on the district court's additional point (setting aside discovery) about how there "is but one material, threshold issue." The reason the case was so narrow may well have been because Cortés hadn't been given the chance to find anything else, despite surviving a decade's worth of motions to dismiss. See Emigrant, 37 F.4th at 727 (rejecting the argument that additional discovery would be futile when discovery could "call into question the chain of custody" of important documents or "reveal circumstances" rendering past assignments "void").
- 33 - through . . . discovery," it's rather obvious why he
couldn't: discovery hadn't even started yet and he consistently
said that he held none of the documents relevant to his case.
Emigrant, 37 F.4th at 725. Because Cortés's initial plea to halt
the proceedings and seek discovery came before any discovery
started, we excuse this less-than-stellar showing, given these
exigencies. See id. (Don't get it twisted, though: the word
"because" is doing a lot of work there, and parties shouldn't get
the wrong impression that, in more ordinary cases, an effort to
make a persuasive showing on less than all five factors is okay if
the record clearly suggests that such a showing can be made.)
5. Materiality. The same goes for the "materiality"
analysis. "Because evaluating the potential significance of
unknown facts in regard to unadjudicated issues is something of a
metaphysical exercise, the threshold materiality at this stage of
a case is necessarily low," so Cortés's more general pleas were to
be expected. In re PHC, Inc. S'holder Litig., 762 F.3d at 145
(cleaned up). And we reiterate that this less-than-stellar showing
is passable here, too, only because of the wholesale denial of
discovery; Cortés's failure to present a more robust materiality
showing is excusable under these particular circumstances. See
Emigrant, 37 F.4th at 725 (emphasizing the flexible taxonomy).
Synthesis. All told, we think that Cortés didn't get a
full and fair opportunity to pursue discovery. Combined with his
- 34 - vigilance in trying to bring the issue to the district court's
attention, that constitutes reversible error on the district
court's part. In re PHC, Inc. S'holder Litig., 762 F.3d at 144.
We know, as Martin reminds us, that "discovery is an
expensive and burdensome process, and at every stage is subject to
control as a matter of sound judicial judgment." E. Food Servs.,
Inc. v. Pontifical Cath. Univ. Servs. Ass'n, 357 F.3d 1, 9 (1st
Cir. 2004). But in the discovery process, district courts should
fairly balance the interests of the parties, particularly when one
party has access to/control over all the documents and the other
has no more than a vague memory of what documents were exchanged
many years ago.15 We don't think such a balancing of interests
happened here. On remand, the district court should clarify the
parties' obligations for the discovery proceedings and permit
Cortés to engage in discovery related to the key issues of the
case.
Because, "[g]iven these additional factors due weight,
and considering the record as a whole," we find error in the
discovery arena, we vacate the district court's orders granting
summary judgment and invalidating Cortés's copyright registration
15To be more specific, it seems that Sony (who held all the documents related to the SuperSong Contest) provided Martin whatever documentation was purportedly necessary to pursue summary judgment, while Martin (throughout these proceedings) challenged Cortés's ability to independently probe for more.
- 35 - on what could well be a less-than-fair-and-complete record. Resol.
Tr. Corp., 22 F.3d at 1209. Only after Cortés has had a "full and
fair opportunity" to pursue some discovery (as our caselaw
requires) should the district court proceed to summary judgment.16
Emigrant, 37 F.4th at 724.
OUTRO
We thus vacate the district court's grant of summary
judgment, as well as its order deeming invalid Cortés's copyright
registration, and remand for further proceedings consistent with
this opinion. Costs to Cortés.
- Partial Dissenting Opinion Follows -
We thus decline to opine on the merits of the district 16
court's summary judgment order.
- 36 - BARRON, Chief Judge, dissenting in part. The majority
vacates the grant of summary judgment to Enrique Martin-Morales on
Luis Adrián Cortés-Ramos's remaining claims based solely on the
District Court's asserted misapplication of Federal Rule of Civil
Procedure 56(d). That Rule provides that a court may, among other
things, "defer considering [a] motion [for summary judgment]" if
"a nonmovant shows by affidavit or declaration that, for specified
reasons," they "cannot present facts essential to justify [their]
opposition." Fed. R. Civ. P. 56(d). Because I do not understand
Cortés to have made the Rule 56(d) arguments that the majority
attributes to him, I respectfully dissent in part.17
In his responsive filing to Martin's motion for summary
judgment, Cortés argued that it would be premature to grant the
motion because "[n]o discovery ha[d] been conducted[,] not even
initial disclosure[s] produced." But the Magistrate Judge to whom
Martin's motion for summary judgment was referred expressly
rejected that argument in its Report and Recommendation ("R&R")
because, "even three years after he filed the case," Cortés still
had failed to comply with his "obligation under" Federal Rule of
Civil Procedure 26(a)(1)(A) "to provide . . . initial disclosures
'without awaiting a discovery request.'"
17 I agree with the majority that the District Court had jurisdiction over the appeal despite the arbitration clause between Cortés and Sony.
- 37 - In his objections to the R&R that he filed with the
District Court, Cortés took issue with "the Magistrate Judge's
observation that [he] failed to fulfill his Rule 26[(a)(1)(A)]
duty to make initial disclosures yet opposed summary judgment on
grounds that no discovery or initial disclosures were exchanged."
The District Court was not persuaded.
The District Court explained that Cortés failed to
"highlight[]" any "legal error by the Magistrate Judge," as Cortés
did not claim that the Magistrate Judge's "observation" concerning
Rule 26 was "incorrect." Instead, the District Court observed
that Cortés merely asserted, "without citation to any legal
authority, that the parties cannot initiate discovery
voluntarily." But, the District Court determined, that
proposition was contradicted by Federal Rules of Civil
Procedure 26(a)(1)(C) and 26(f)(1), which "command[] litigants to
confer and make initial disclosures at a case's outset."
Nor, the District Court noted, did Cortés claim that he
had "ever invited Martin to confer regarding discovery," "that
Martin ever rejected an invitation to meet and confer," "that he
made the required initial disclosures," "or that the instant
proceeding [was] exempt from initial disclosures." And, the
District Court added, it was not "obligated to devote scarce
judicial resources to routine exercises" -- such as ordering "an
- 38 - Initial Scheduling Conference" -- that "the parties never
attempt[ed], let alone fail[ed], to conduct alone."
The District Court did acknowledge that Cortés
"[s]eparately" objected to the R&R on the grounds that "evidence
and records [were] in possession of Sony, a third party." But the
District Court pointed out that Cortés did not "allege that he
ever served a subpoena on Sony" or "filed a motion to compel,"
leaving it "unclear why [Sony's alleged possession of evidence and
records] hindered [his] ability to discover documents." (Citing
Fed. R. Civ. P. 45(a)(3).)
Finally, the District Court observed that, "when
confronted with Martin's Motion for Summary Judgment," Cortés did
not "file a Rule 56(d) motion." And, the District Court continued,
even if Cortés's responsive filing to Martin's motion for summary
judgment could itself "be construed as a Rule 56(d) motion," Cortés
still "failed to meet the requirements" under Rule 56(d) because
that filing, among other things, "fail[ed] to even vaguely describe
what facts he could counter with discovery."
So, what does Cortés have to say in response to the
District Court's grounds for rejecting his discovery-related
objections to the R&R? As far as I can tell, only this:
Since the case was filed, [Cortés] made clear that no discovery was conducted in the prior cases and [Martin] had control of all the evidence. [Cortés] reaffirmed the need for discovery at all processes and in the only
- 39 - hearing, the oral argumentation on July 12, 2022.
(Citations omitted.) But that response fails to address any of
the District Court's pertinent reasoning. Specifically, it does
not engage with the District Court's conclusions regarding
Rules 26(a)(1)(C) and 26(f)(1) (which concerned the problem with
Cortés objecting to the R&R based on no discovery having been
conducted when he had failed to take the precursor steps spelled
out in those rules despite having had years to do so),
Rule 45(a)(3) (which concerned the problem with Cortés objecting
to the R&R based on Sony having potentially relevant evidence when
he failed to explain why he could not have subpoenaed Sony on his
own), or Rule 56(d) (which concerned the problem with Cortés
objecting to the R&R on Rule 56(d) grounds when he had indisputably
failed to "even vaguely describe" what he sought in discovery in
his only filing that could possibly be treated as a Rule 56(d)
motion). Rather, Cortés simply asserts on appeal that he desired
to conduct discovery, that he told the District Court of his desire
to conduct discovery, and that discovery ultimately was not
conducted. He therefore has not shown through the only arguments
that count -- namely, the ones that he has advanced to us in his
briefing on appeal -- that the District Court abused its discretion
- 40 - (or otherwise erred) in finding his discovery-related objections
to the R&R meritless.18
There is one loose end to tie up. Cortés argues
that -- his discovery-related challenges aside -- we should reverse
the grant of summary judgment because the Magistrate Judge
impermissibly "ruled on credibility and [weighed] the evidence"
when it found that he consented to the Contest Rules. I am again
unconvinced given the arguments that Cortés makes on appeal.
18 The majority appears to be treating Cortés's motion to reconsider -- which concerned only the order denying Martin's motion for reconsideration (of the Cortés-friendly portion) of the order partially denying judgment on the pleadings -- as if it were a standing Rule 56(d) motion. But I cannot see how Cortés's motion to reconsider can provide a basis for finding merit to his challenge to the grant of summary judgment to Martin if the appeal of that judgment otherwise lacks merit. Even setting aside the fact that Cortés does not on appeal characterize his motion to reconsider as a Rule 56(d) motion (standing or otherwise), the District Court's denial of that motion could not itself have been a denial of any Rule 56(d) motion that the motion to reconsider implicitly contained. After all, at the time of that denial, no motion for summary judgment, for which Cortés could have been opposing pursuant to Rule 56(d), had even been filed. Nor did the District Court, in denying Cortés's motion to reconsider, purport to bar Cortés from opposing a future motion for summary judgment under Rule 56(d). In fact, when Martin did eventually file a motion for summary judgment, the District Court did not immediately grant it. Instead, the District Court merely referred the motion to the Magistrate Judge, who then entertained Cortés's discovery-related reasons for denying summary judgment. What is more, in reviewing Cortés's objections to the R&R, the District Court made clear that, even if Cortés's filing in opposition to Martin's motion for summary judgment were construed as a Rule 56(d) motion, Cortés "failed to meet the requirements" under that Rule. And, as I have explained, Cortés does not engage with that conclusion on appeal.
- 41 - Although the District Court adopted the R&R "in its
entirety," Cortés's briefing to us does not contest the Magistrate
Judge's determination that he consented to the Contest Rules via
"clickwrap agreement[]." Cortés therefore "leaves undisturbed an
independent ground for affirmance." Oliveras-Villafañe v. Baxter
Healthcare SA, 140 F.4th 29, 31 (1st Cir. 2025).19
19 Cortés's challenge to the District Court deeming his copyright registration invalid is duplicative of his other challenges.
- 42 -
Related
Cite This Page — Counsel Stack
Cortes-Ramos v. Martin-Morales, Counsel Stack Legal Research, https://law.counselstack.com/opinion/cortes-ramos-v-martin-morales-ca1-2026.