Corrigan v. Rhode Island, Department of Business Regulation

820 F. Supp. 647, 1993 U.S. Dist. LEXIS 4932, 71 Fair Empl. Prac. Cas. (BNA) 205, 1993 WL 120986
CourtDistrict Court, D. Rhode Island
DecidedApril 14, 1993
DocketCiv. A. 90-0648L
StatusPublished
Cited by9 cases

This text of 820 F. Supp. 647 (Corrigan v. Rhode Island, Department of Business Regulation) is published on Counsel Stack Legal Research, covering District Court, D. Rhode Island primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Corrigan v. Rhode Island, Department of Business Regulation, 820 F. Supp. 647, 1993 U.S. Dist. LEXIS 4932, 71 Fair Empl. Prac. Cas. (BNA) 205, 1993 WL 120986 (D.R.I. 1993).

Opinion

MEMORANDUM AND ORDER

LAGUEUX, Chief Judge.

This matter is before the Court on defendants’ motion for summary judgment pursuant to Rule 56 of the Federal Rules of Civil Procedure. Defendants argue that the age discrimination and civil rights claims set forth by plaintiff, Richard D. Corrigan, either fail to state legally viable causes of action or are not supported by any facts or inferences in the record. Plaintiff, on the other hand, contends that all of the claims in the Complaint state valid causes of action and that he *651 has raised genuine issues of material facts regarding the claims.

BACKGROUND

Plaintiff, who was born on September 21, 1940, worked for the State of Rhode Island Department of Business Regulation (“DBR”) for over twenty years. In 1977, seven years after he began working for DBR, he became the Chief Securities Examiner in the Banking and Securities Division. His direct supervisor was the head of that division, the Associate Director and Superintendent of the Banking and Securities Division. Plaintiff remained Chief Securities Examiner until 1990 when he transferred to the recently created DBR Banking Division.

Importantly, during his tenure at DBR, plaintiff filed a number of complaints against the State of Rhode Island. In 1982, when he was 41 years old, plaintiff brought an action in federal court claiming that his nonselection for the then-vacant position of Chief Bank Examiner was a product of age discrimination. The State settled that suit with a cash payment. Subsequently, in 1985 and then again in 1988, plaintiff filed suits claiming that he was excluded from salary increases awarded to virtually all other employees within his division because of his age and in retaliation for his prior age discrimination actions. Again, these suits were settled. The final consent order, granting plaintiff a salary grade increase, was entered on January 19, 1989 when plaintiff was 48 years old.

The events leading to plaintiffs present suit began a few months later in 1989. At that time, DBR Director Robert Janes and Deputy Director Anthony Arico began implementing a change in DBR’s structure that had been considered' for a number of years. Specifically, they took steps to divide the Banking and Securities Division into two separate divisions, to place the Superintendent of the combined division in charge of the Banking Division, and to fill the new position of Associate Director and Superintendent of Securities with a lawyer.

After a Board of Bank Incorporators meeting in May 1989, Rhode Island Attorney General James O’Neil asked Janes to discuss job opportunities in Rhode Island with O’Neil’s nephew, Michael Fines, a 33 year old lawyer working at the Securities Exchange Commission (“SEC”) office in Boston. Later that month, Janes and Arico met with Fines. Thereafter, in July, Janes and Arico met with Governor Edward DiPrete’s Chief of Staff, Arthur Markos, and advocated the creation of a separate Division of Securities to be headed by a lawyer.- Janes' identified Michael Fines as the candidate for the position. On July 20, the Governor adopted Executive Order No. 89-17 authorizing the creation of the position of Associate Director and Superintendent to head the Securities Division and to supervise the Chief Securities Examiner and the Securities Examiners.

The position vacancy was posted for applications within DBR for seven days in August 1989, but was not advertised in any newspaper or in any related enforcement agency, such as the SEC office in Boston or the National Association of Stock Dealers (“NASD”) office. Janes personally notified Fines about the position. Fines and plaintiff were the only two applicants for the job. Arico interviewed both men and recommended Fines for the position. Janes agreed, and Fines soon accepted _ the job.

Fines began work in September 1989. Although prior to September plaintiffs responsibilities included reviewing subordinate staff work, assigning work to subordinates, and fielding telephone calls from attorneys throughout the country, plaintiff claims that Fines diverted all of these job duties to himself, leaving plaintiff with no work to perform. Plaintiff complained about the lack of work to both Arico and Janes, but, with the exception of a few low-level tasks assigned to him after he formally complained about the removal of all of his duties to the Equal Employment Opportunity Commission and the Rhode Island Human Rights Commission, he had no tasks to perform. At the direction of his doctor, plaintiff took sick leave five months after Fines began work. Following an informal reassignment, plaintiff returned in April 1990 to work in the Banking Division under the supervision of the Associate Director and Superintendent of Banking, Susan Hayes. He remained there *652 until he was placed on involuntary, indefinite layoff in March 1991.

Dissatisfied with his treatment at DBR, after completing the necessary administrative steps, plaintiff filed a Complaint in this Court seeking prospective injunctive relief, including being assigned as Associate Director and Superintendent of Securities, back pay, compensatory and punitive damages, and costs and attorneys’ fees. The suit, which is based on federal question and pendent jurisdiction, contains six counts. The first three counts involve DBR’s choice of Michael Fines, rather than plaintiff, for the position of Associate Director and Superintendent of Securities. The latter three parallel the first three in legal theory, but focus on the treatment of plaintiff from September 1989, when Fines began work, until plaintiff transferred to the Banking Division in April 1990.

More specifically, in Counts I and IV respectively, plaintiff alleges that the State, through Janes, Arico, and Fines, violated the federal Age Discrimination in Employment Act (“ADEA”), 29 U.S.C. §§ 621-634 (1992), and its state counterpart, the Rhode Island Fair Employment Practices Act (“RI-FEPA”), R.I.Gen.Laws §§ 28-6-1 to 28-5-40 (1992), by failing to promote him and by subjecting him to a pattern of harassment because of his age and/or in retaliation for his prior age-related actions. The defendants in Count I are the State of Rhode Island, Department of Business Regulations (the “State”) as well as Janes and Arico, in their individual capacities. In Count IV, plaintiff names these defendants plus Fines, individually.

In Counts II and V respectively, plaintiff alleges, under the Civil Rights Act of 1871, 42 U.S.C. § 1983 (“Section 1983”), that his First Amendment right to bring suit was violated by the decisions of the State, through Janes, Arico, and Fines, to not promote him and to strip him of all of his duties in retaliation for his past age-related suits.

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820 F. Supp. 647, 1993 U.S. Dist. LEXIS 4932, 71 Fair Empl. Prac. Cas. (BNA) 205, 1993 WL 120986, Counsel Stack Legal Research, https://law.counselstack.com/opinion/corrigan-v-rhode-island-department-of-business-regulation-rid-1993.