Core v. Bureau of Public Debt

987 F. Supp. 2d 711
CourtDistrict Court, S.D. West Virginia
DecidedDecember 19, 2013
DocketCivil Action No. 6:11-cv-00865
StatusPublished
Cited by7 cases

This text of 987 F. Supp. 2d 711 (Core v. Bureau of Public Debt) is published on Counsel Stack Legal Research, covering District Court, S.D. West Virginia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Core v. Bureau of Public Debt, 987 F. Supp. 2d 711 (S.D.W. Va. 2013).

Opinion

AMENDED MEMORANDUM OPINION AND ORDER

THOMAS E. JOHNSTON, District Judge.

Pending before the Court are Plaintiff Jeff Corr’s motion for summary judgment [Docket 12] and Defendant Bureau of the Public Debt, United States Department of the Treasury’s cross motion to dismiss and/or for summary judgment [Docket 14].

This Court has jurisdiction pursuant to 28 U.S.C. § 1331 as this civil action arises under the provisions of the Privacy Act, 5 U.S.C. § 552a et seq. Because Plaintiff proceeds pro se, this case was referred to United States Magistrate Judge Mary E. Stanley for submission of proposed findings and recommendation (“PF & R”). Magistrate Judge Stanley filed her PF & R [Docket 22] on April 4, 2012, 2012 WL 4464049, recommending that this Court grant Plaintiffs motion for summary judgment in part and deny it in part, and deny Defendant’s motion to dismiss and/or for summary judgment. In response to Magistrate Judge Stanley’s PF & R, Plaintiff and Defendant both filed timely objections which are ripe for the Court’s consideration.

The Court finds that there are no disputed issues of material fact and that Defendant is entitled to judgment as a matter of law. For the reasons that follow, the Court DENIES Plaintiffs motion for summary judgment and GRANTS Defendant’s .motion to dismiss and/or for summary judgment.

/. BACKGROUND

The dispute in this case arises from Plaintiff Jeff Corr’s claim of access to a case file in the possession of Defendant Bureau of the Public Debt (“BPD”). The pertinent facts are undisputed, and are presented here only in truncated version.

Plaintiff is an employee of BPD. (Docket 13 at 1.) Over the course of several months in the fall of 2010, Plaintiff reported a series of incidents of alleged misconduct by his first and second-level supervisors, Anne Young and Matt Miller. (Id. at 3.) One of these allegations of misconduct involved a two-day suspension that Plaintiff received and served on October 20 and 21, 2010. (Docket 12-8 at 6.) Defendant BPD initiated an investigation of these allegations in November 2010, and in doing so began to create the “Administrative Inquiry File” which is the subject of this litigation. (Docket 15 at 4.)

On November 12, 2010, and as part of the investigation, Plaintiff submitted to Jessica Stout of BPD’s Human Resources Division a seven-page self-created document detailing these allegations of harassment and misconduct. (Docket 12-8.) The portion of the document entitled “Declaration” contained detailed allegations of alleged harassment on the part of both supervisors. (Id. at 1-6.) Under the section entitled “Remedies,” Plaintiff requested a reversal of his suspension, money damages, including damages for pain and suffering, and alteration of administrative records to eliminate any reference to his suspension. (Id. at 7.) Defendant added these documents to the case file that had been developed to document its investigation. It concluded its investigation of Anne Young and Matt Miller in January 2011. (Docket 15 at 3.)

In April and May 2011, Plaintiff requested and was denied documentation relating to the investigation of his supervisors. (Docket 14-2 at 2.) On June 13, 2011, Plaintiff submitted another records request to BPD’s Human Resources Divi[714]*714sion, citing 5 U.S.C. § 552a(d)(l) and “Treasury .002 Grievance Records — Treasury.” 1 (Docket 14-2 at 2; Aff. of Denise K. Nelson, Docket 14-1 at ¶ 6.) Plaintiff requested “all copies of all documents that are or should be in the case file associated with my grievance reporting misconduct on the part of Matt Miller and Anne Young.” (Docket 14-2 at 2.) After searching the records, BPD’s Disclosure Officer Denise K. Nelson determined that Plaintiff had never filed a grievance. (Aff. of Denise K. Nelson, Docket 14-1 at ¶ 6.) In an effort to more fully respond to Plaintiffs request, Defendant performed a broader search of records specific to the targets of Plaintiffs misconduct'allegations — his supervisors. (Id. at ¶ 9; Aff. of Tracy Walters, Docket 14-3 at ¶ 13.) That search recovered the Administrative Inquiry file. (Aff. of Denise K. Nelson, Docket 14-1 at ¶ 10; Aff. of Tracy Walters, Docket 14-3 at ¶ 14.)

After concluding that the Administrative Inquiry file was not a grievance record, Defendant informed Plaintiff that he had no Privacy Act right of access to the file because it documented an investigation of third parties and did not concern him. (Docket 14-2 at 5.) After a second request for the Administrative Inquiry File was denied, Defendant informed Plaintiff of his right to seek judicial review pursuant to 5 U.S.C. § 552a(g)(l)(B). (Id. at 12.) Plaintiff proceeded to bring a civil action in this Court, requesting access to the Administrative Inquiry file pursuant to the Privacy Act.

This action was referred to Magistrate Judge Stanley, who held a status conference on January 4, 2012. At that conference, the parties agreed that discovery was unnecessary and the case could be resolved on summary judgment. (Docket 22 at 2.) The parties submitted cross motions for summary judgment,2 and Magistrate Judge Stanley thereafter submitted her PF & R. Magistrate Judge Stanley evaluated Plaintiffs Privacy Act request on two independent bases. First, she considered whether Plaintiff filed a grievance. If so, she reasoned, Department of the Treasury regulations may entitle Plaintiff to the Administrative Inquiry file as a record of that grievance. Second, if Plaintiff did not file a grievance, she discussed whether the Privacy Act otherwise provided Plaintiff a right of access to the file.

Magistrate Judge Stanley concluded that Plaintiff did not file a grievance in accordance with BPD’s administrative grievance process. Further, she reasoned that because the- Administrative Inquiry file was a “record” about Plaintiff within a “system of records,” Plaintiff was entitled to part of its contents. (Id. at 19-20.) Because significant portions of the file are records pertaining to Anne Young and Matt Miller — individuals who have not consented to Plaintiff obtaining access to the file — Magistrate Judge Stanley proposed a finding that the Privacy Act permitted Plaintiffs access only to those portions of the Administrative Inquiry -file that were separable from his supervisors’ records. (Id. at 20.)

II. OBJECTIONS TO THE PF & R

Plaintiffs principal objection to the PF & R is the magistrate judge’s proposed finding that his “Declaration and Reme[715]*715dies” was not a grievance. (Docket 28 at 1-5.) He requests that this Court find that his submission was a grievance under Treasury Regulation .002 — Grievance Records, thereby granting him access to the entire Administrative Inquiry file. To the extent Plaintiff failed to comply with applicable administrative requirements in initiating his grievance, Plaintiff implores the Court to focus instead on the subject matter of his complaints in determining whether the Privacy Act requires BPD to relinquish the Administrative Inquiry file.

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Cite This Page — Counsel Stack

Bluebook (online)
987 F. Supp. 2d 711, Counsel Stack Legal Research, https://law.counselstack.com/opinion/core-v-bureau-of-public-debt-wvsd-2013.