Cordis Corp. v. Boston Scientific Corp.

658 F.3d 1347, 100 U.S.P.Q. 2d (BNA) 1329, 2011 U.S. App. LEXIS 19738, 2011 WL 4470563
CourtCourt of Appeals for the Federal Circuit
DecidedSeptember 28, 2011
Docket2010-1311, 2010-1316
StatusPublished
Cited by33 cases

This text of 658 F.3d 1347 (Cordis Corp. v. Boston Scientific Corp.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Cordis Corp. v. Boston Scientific Corp., 658 F.3d 1347, 100 U.S.P.Q. 2d (BNA) 1329, 2011 U.S. App. LEXIS 19738, 2011 WL 4470563 (Fed. Cir. 2011).

Opinion

GAJARSA, Circuit Judge.

Cordis Corporation (“Cordis”) appeals the United States District Court for the District of Delaware’s grant of judgment as a matter of law (“JMOL”) that Boston Scientific Corporation and Boston Scientific Scimed, Inc. (collectively, “BSC”) do not literally infringe claim 25 of U.S. Patent No. 5,879,370. Cordis also appeals the district court’s denial of JMOL on the issue of noninfringement by the reverse doctrine of equivalents. BSC cross-appeals the district court’s judgment that U.S. Patent Nos. 5,643,312 (the “'312 patent”) and 5,879,370 (the “'370 patent”) are not unenforceable due to inequitable conduct. For the reasons stated below, we affirm.

Background

This dispute relates to balloon-expandable stents, devices which are used to treat occluded blood vessels. We have previously summarized the importance of such stents:

The development of balloon-expandable coronary stents marked a significant advance in the treatment of coronary artery disease by providing an alternative to balloon angioplasty and bypass surgery. In balloon angioplasty, an inflated balloon crushes built-up plaque against the arterial wall to improve blood flow. The balloon is withdrawn at the end of the procedure, however, which allows the artery to close again over time. A stent of the sort disclosed in the patents at issue in this case is mounted on an angioplasty balloon and is forced to expand against the arterial walls when the *1351 balloon is inflated. When the balloon is deflated and withdrawn, the stent retains its shape and remains in the artery to keep it open.

Cordis Corp. v. Medtronic AVE, Inc., 339 F.3d 1352, 1354-55 (Fed.Cir.2003). Both of the patents at issue are directed to, inter alia, stents having undulating longitudinal sections.

On February 25, 1994, Robert E. Fischell and two of his sons, David R. Fischell and Tim A. Fischell, filed U.S. Patent Application No. 08/202,128 (the “'128 application”), which ultimately issued as the '312 patent. For the first two years after the '128 application was filed, Robert Fischell prosecuted the application pro se. He did, however, retain an attorney, Morton J. Rosenberg, to prosecute foreign counterparts. 1

On July 17, 1995, Mr. Rosenberg forwarded to Robert Fischell a “Search Report from the European Patent Office” (“EPO Search Report”) regarding a European counterpart to the '128 application. The EPO Search Report identified six references, and categorized them according to relevance. Category “X” documents were “particularly relevant if taken alone,” category “Y” documents were “particularly relevant if combined with another document of the same category,” and category “A” documents were “technological background.” J.A. 11523. Only one reference, European Patent Application 566807 (“Sgro”), was identified as a category X reference. In an accompanying letter, Mr. Rosenberg explained:

the only reference which is stated as being particularly relevant to Claim 1 is European Patent Application # 566807 whose inventor is Jean-Claude Sgro. We have made a Patentee Search to determine whether we have any corresponding Patent in the United States but have come up negatively. It may pay us to make a translation from the French to determine if this is relevant.

J.A. 11946.

As in the original '128 application, the only claim in the European application that mentioned undulating longitudinals was claim 8. The EPO Search Report identified four “Y” references as being relevant to that claim. Among the references so identified was U.S. Patent No. 4,856,516 (“Hillstead”), a patent directed to, inter alia,

[a] stent for reinforcing a vessel within a subject comprising a cylindrical support dimensioned to fit within an interior of said vessel constructed from an elongated wire bent to define a series of relatively tightly spaced convolutions or bends, said wire also bent in the form of a plurality of loops....

Hillstead, col.4 11.37-42 (emphasis added). Figure 2A from Hillstead, also displayed on the cover page of that patent, is reproduced below, along with Figure 8 from the '312 patent for comparison.

*1352 [[Image here]]

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In the course of this case, Mr. Rosenberg testified it was his practice to “carefully” review the “X” references in EPO search reports, i.e., those that — like Sgro — are “particularly relevant if taken alone.” Cordis Corp. v. Boston Scientific Corp., 641 F.Supp.2d 353, 355-56 (D.Del.2009) (“Cordis III ”). But his practice was to “just scan” “Y” references, i.e., those that — like Hillstead — are “particularly relevant if combined with another document of the same category.” Id. Similarly, Robert Fischell testified it was his practice to “look at the pictures and see if the pictures [in the references] look like the invention, the inventive concept for which we’re trying to get claims.” Bench Trial Tr. 846:1-17; see also Bench Trial Tr. 845:10-16, 852:7-24. Nevertheless, both Mr. Rosenberg and Robert Fischell testified that they did not recall looking at Hillstead until April 1998, even though it was identified in the EPO Search Report and both had retained copies of Hillstead in their files since at least July 1995. Not surprisingly, Hillstead was never disclosed to the U.S. Patent and Trademark Office in the course of the '312 patent’s prosecution, despite multiple amendments adding limitations regarding undulations and the importance given those undulations in distinguishing various prior art references. 2

*1353 Just prior to the July 1, 1997, issuance of the '312 patent, the Fischells filed U.S. Patent Application 08/864,221 (“the '221 application”) as a continuation of the '128 application. Robert Fischell was thereafter shown a copy of Hillstead during a meeting with Cordis’s counsel. 3 Robert Fischell testified that this meeting — apparently in April 1998 — was the first time he specifically recalled seeing Hillstead.

In May 1998, an information disclosure statement (“IDS”) regarding the '221 application was filed with the Patent and Trademark Office. The IDS cited forty-one U.S. patents, seven foreign patent documents, and thirteen articles. Hillstead, along with the other three “Y” references from the EPO Search Report, was included in the disclosure. Among the seventy references ultimately identified, Hillstead was never emphasized as being of particular interest. The '221 application subsequently issued as the '370 patent, with Hillstead among the “References Cited” on the face of the patent.

The present litigation began on October 3, 1997, when Cordis filed suit against Medtronic AVE, Inc., BSC, and Scimed Life Systems, Inc. As relevant to this appeal, Cordis ultimately accused BSC’s NIR stent of infringing the '312 and '370 patents.

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658 F.3d 1347, 100 U.S.P.Q. 2d (BNA) 1329, 2011 U.S. App. LEXIS 19738, 2011 WL 4470563, Counsel Stack Legal Research, https://law.counselstack.com/opinion/cordis-corp-v-boston-scientific-corp-cafc-2011.