Copeland v. Vance

893 F.3d 101
Court of Appeals for the Second Circuit·Decided June 22, 2018·No. Docket No. 17-474; August Term, 2017·Published·Cited by 49 cases

Opinion

Katzmann, Chief Judge:

*107Plaintiffs-appellants John Copeland, Pedro Perez, and Native Leather, Ltd. (collectively, "plaintiffs") appeal from a judgment against them following a bench trial in the United States District Court for the Southern District of New York (Forrest, J .). Plaintiffs claim that New York's ban on gravity knives is void for vagueness under the Due Process Clause of the Fourteenth Amendment as applied to "[k]nives that are designed to resist opening from their folded and closed position," or common folding knives. J. App'x 51. New York law defines a gravity knife as a knife that can be opened to a locked position with a one-handed flick of the wrist. Plaintiffs mainly argue that the statute cannot lawfully be applied to common folding knives because the wrist-flick test is so indeterminate that ordinary people cannot reliably identify legal knives.

Key to deciding this case is determining whether the plaintiffs' vagueness claim should be understood as an as-applied challenge or a facial challenge. Because plaintiffs' claim would, if successful, effectively preclude all enforcement of the statute, and because plaintiffs sought to prove their claim chiefly with hypothetical examples of unfair prosecutions that are divorced from their individual facts and circumstances, we deem it a facial challenge. Plaintiffs therefore must show that the gravity knife law is invalid in all applications, including as it was enforced against them in three prior proceedings. Under this strict standard, the challengers' claim will fail if the gravity knife law was constitutionally applied to any one of the challengers. We conclude that Native Leather did not carry its burden. Accordingly, we affirm the judgment of the district court.

BACKGROUND

The State of New York prohibits the possession of a "gravity knife," which is defined as "any knife which has a blade which is released from the handle or sheath thereof by the force of gravity or the application of centrifugal force which, when released, is locked in place by means of a button, spring, lever or other device." N.Y. Penal Law §§ 265.01(1), 265.00(5) ("gravity knife law"). The law, originally passed in 1958, remains unchanged today.1 The gravity knife law employs a functional, *108rather than design-based, definition. A knife is a gravity knife if it operates as one-the blade must "release[ ] from the handle" by gravity or by "the application of centrifugal force" and then "lock[ ] in place"-even if the manufacturer did not design it to do so. Id. § 265.00(5) ; see People v. Neal , 79 A.D.3d 523, 913 N.Y.S.2d 192, 194 (1st Dep't 2010) (finding proof sufficient where "[t]he officer demonstrated in court that he could open the knife by using centrifugal force, created by flicking his wrist, and the blade automatically locked in place after being released"). Some other banned weapons are defined by their design. See, e.g. , N.Y. Penal Law § 265.00(15-b) (" 'Kung Fu star' means a disc-like object with sharpened points on the circumference thereof and is designed for use primarily as a weapon to be thrown.").

Knowledge that a knife responds to the wrist-flick test is not an element of this crime. See People v. Parrilla , 27 N.Y.3d 400, 402, 53 N.E.3d 719 (2016) ("[T]he mens rea prescribed by the legislature for criminal possession of a gravity knife simply requires a defendant's knowing possession of a knife, not knowledge that the knife meets the statutory definition of a gravity knife."). Possessing a gravity knife is a misdemeanor offense, but it can be charged as a felony if the offender has previously been convicted of a crime. See id. at 404, 53 N.E.3d 719 & n.2.

To determine whether a knife is a gravity knife, police officers and prosecutors "us[e] the force of a one-handed flick-of-the-wrist to determine whether a knife will open from a closed position," a method known as the wrist-flick test. Copeland v. Vance , 230 F.Supp.3d 232, 238 (S.D.N.Y. 2017). Officers are trained in the wrist-flick test at the Police Academy, and each of the officers involved in the events giving rise to this case received this training. "[A]rrests and prosecutions for possession of a gravity knife only occur once a knife has opened in response to the Wrist-Flick test." Id. at 242. "[T]he same Wrist-Flick test has been used by the NYPD to identify gravity knives since the statute's effective date" and continuing to the present. Id. The district court found that "the evidence supports a known, consistent functional test for determining whether a knife fits the definition of a 'gravity knife' and does not support inconsistent outcomes under that test." Id.

John Copeland is an artist who lives in Manhattan. In the fall of 2009, Copeland bought a folding knife at a Manhattan retailer and asked two police officers whether the knife was legal. When neither officer could open the knife with the wrist-flick test, they told him it was. Copeland regularly used the knife over the next year. In October 2010, two police officers stopped Copeland when they saw the knife clipped to his pocket. One of the officers applied the wrist-flick test, and the knife fully opened to a locked position on the first attempt. Copeland was arrested and charged with violating the gravity knife law. He later agreed to an adjournment in contemplation of dismissal of the charge.

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Copeland v. Vance, 893 F.3d 101 (2d Cir. 2018).

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