HARRIS, Associate Judge:
Appellant was convicted by a jury of carrying a pistol without a license (D.C. Code 1973, § 22-3204), five counts of assault with a dangerous weapon
{id.,
§ 22-502), and negligent homicide
{id.,
§ 40-606). He challenges: (1) the quashing of his subpoena for police personnel files; (2) the exclusion of certain testimony relating to an alleged telephoned threat on appellant’s life; and (3) the exclusion of testimony about appellant’s reputation for truth and honesty. We find no error in the quashing of the subpoena, and conclude that the errors which were committed with respect to points (2) and (3) were harmless.
I
On the night of December
4, 1971,
off-duty police officer Louis Boyd was driving south on South Capitol Street, taking friends home. Among his four companions was Jerry Morris, another off-duty police officer. Boyd had his revolver with him; Morris did not.
Boyd reached the south end of the South Capitol Street bridge. Suddenly a red Chevelle, driven by appellant Cooper, pulled in front of his car and stopped. Boyd slammed on his brakes to avoid a collision.
The two cars remained stopped for a few seconds. Boyd saw one of the three passengers in the Cooper car “lean back, stick his arm toward the center of his waist area, and then lean forward to the driver.” Boyd then told his companions that the people in the other car “might have a gun.”
Boyd took his police identification folder and badge out of his pocket, held them in his left hand, and started to pull around Cooper’s car. As Boyd and his companions moved slowly past, Cooper pointed a revolver at them and called: “Go on down the road or I’ll blow your motherfucking head off.”
Boyd drove off rapidly and told his passengers to get down on the floor. He took out his revolver and placed it in his lap. Boyd continued on, for a mile or a mile and one-half, until he heard “a pinging sound of something striking the car.” He then stopped his car in the middle of the road, leaving an open lane on each side in the hope that the Cooper car would go by. Instead of passing Cooper stopped his car a few feet to the right of Boyd’s car, with its front even with Boyd’s rear fender.
Boyd got out and moved quickly to the left rear side of his car, holding his badge in his left hand and his gun in his right. Leaning over his trunk, he faced the other driver and said twice: “Metropolitan police officer. Get out of the car.”
Appellant then pointed a gun out of his window and fired at Boyd.
As Boyd ducked, Cooper fired a second shot, which struck the car door. Boyd then fired two shots at Cooper.
More shots followed, from both sides. During the gunfire, Officer Morris got out of Boyd’s car; he was shot in the leg. According to a witness who had been driving along South Capitol Street, Morris grabbed his leg and fell back into his seat. Then he got up, steadying himself on the door, and moved between the two automobiles to the front of Boyd’s car. The witness said Morris fell, and that “at about the same time that he fell the automobile, the red automobile [Cooper’s], started moving forward.” Another witness, who watched the incident from a nearby Boll-ing Air Force Base barracks, also saw Morris fall.
No one saw Morris alive again.
After several shots had been fired from each side, Cooper pulled his arm back into the car. Officer Boyd, correctly believing Cooper’s gun to be empty, then ran to Cooper’s car and fired one shot inside. The bullet apparently wounded Cooper. Cooper started to drive away, and swerved into Boyd’s car. Boyd ran a short distance away, and turned to fire a final shot at the Cooper car. He watched as it drove over a sign on the median strip and proceeded south along South Capitol Street.
Boyd returned to his car, and drove off in pursuit of the Cooper vehicle. No one noticed the absence of Officer Morris. They had driven a short distance when Boyd noticed something ahead that “looked like a bundle of rags lying there in the street”. Driving closer, he saw that it was the body of Jerry Morris. Morris had been run over and dragged for 300-400 feet, resulting in his death from multiple fractures and internal injuries.
A few minutes later, police found-Cooper. He was wounded, sitting in the passenger seat of the car he had been driving. Clothing ' fibers and hair from Officer Morris subsequently were found on the undercarriage of the car. The gun Cooper had used was found in a wooded area, where Cooper said he had thrown it.
At trial, Cooper claimed self-defense. He testified that an unidentified man had telephoned a threat on his life to his place of work some four to six weeks before the shooting incident, and that the threat had been relayed to him by both- a fellow employee and his employer. Cooper stated the belief that the threat had come from a rival for the affections of a woman whom he had been dating. Earlier that same' evening, according to Cooper, he saw the woman’s mother, who told him that her daughter was at the rival’s apartment. Cooper and the woman’s three sisters then went to the apartment. When they arrived, they suspected foul play, and they summoned police. Cooper testified that when the officers entered, “[tjhere was blood, and the apartment was torn all up, like it had been a fight, but she wasn’t there.” He said he made a missing person report to the police the next day, but to his knowledge, she had not been found.
Cooper testified that the combination of the threat and his girl friend’s disappearance made him apprehensive for his safety and caused him to carry a gun in his car. On the evening of the incident in question, Cooper transferred the gun to a friend’s car, when he and the friend decided to visit the missing girl’s mother.
II
Appellant subpoenaed the police personnel files of Officers Boyd and Morris.
The government moved orally at trial to quash the subpoena. The government asserted a claim of privilege for the files, except those portions made public by statute.
The Metropolitan Police Department’s Deputy General Counsel summarized the three basic reasons for the policy of confidentiality as “the privacy of the officer, the normal personnel executive interest of the department, and also the discipline of self-policing aspect of an investigation report that might be included.” Defense counsel stated that he wished to look through the files seeking two types of material: (1) any indication of prior violent acts by Officers Boyd or Morris for use as evidence that they may have been the aggressors on this occasion, and (2) information about promotions or investigations of weapon firings which might show that Boyd had a motive for perjury.
Defense counsel was unable to proffer that he had any reason to believe -that either of those two types of material .would be found in the officers’ personnel ¡files.
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HARRIS, Associate Judge:
Appellant was convicted by a jury of carrying a pistol without a license (D.C. Code 1973, § 22-3204), five counts of assault with a dangerous weapon
{id.,
§ 22-502), and negligent homicide
{id.,
§ 40-606). He challenges: (1) the quashing of his subpoena for police personnel files; (2) the exclusion of certain testimony relating to an alleged telephoned threat on appellant’s life; and (3) the exclusion of testimony about appellant’s reputation for truth and honesty. We find no error in the quashing of the subpoena, and conclude that the errors which were committed with respect to points (2) and (3) were harmless.
I
On the night of December
4, 1971,
off-duty police officer Louis Boyd was driving south on South Capitol Street, taking friends home. Among his four companions was Jerry Morris, another off-duty police officer. Boyd had his revolver with him; Morris did not.
Boyd reached the south end of the South Capitol Street bridge. Suddenly a red Chevelle, driven by appellant Cooper, pulled in front of his car and stopped. Boyd slammed on his brakes to avoid a collision.
The two cars remained stopped for a few seconds. Boyd saw one of the three passengers in the Cooper car “lean back, stick his arm toward the center of his waist area, and then lean forward to the driver.” Boyd then told his companions that the people in the other car “might have a gun.”
Boyd took his police identification folder and badge out of his pocket, held them in his left hand, and started to pull around Cooper’s car. As Boyd and his companions moved slowly past, Cooper pointed a revolver at them and called: “Go on down the road or I’ll blow your motherfucking head off.”
Boyd drove off rapidly and told his passengers to get down on the floor. He took out his revolver and placed it in his lap. Boyd continued on, for a mile or a mile and one-half, until he heard “a pinging sound of something striking the car.” He then stopped his car in the middle of the road, leaving an open lane on each side in the hope that the Cooper car would go by. Instead of passing Cooper stopped his car a few feet to the right of Boyd’s car, with its front even with Boyd’s rear fender.
Boyd got out and moved quickly to the left rear side of his car, holding his badge in his left hand and his gun in his right. Leaning over his trunk, he faced the other driver and said twice: “Metropolitan police officer. Get out of the car.”
Appellant then pointed a gun out of his window and fired at Boyd.
As Boyd ducked, Cooper fired a second shot, which struck the car door. Boyd then fired two shots at Cooper.
More shots followed, from both sides. During the gunfire, Officer Morris got out of Boyd’s car; he was shot in the leg. According to a witness who had been driving along South Capitol Street, Morris grabbed his leg and fell back into his seat. Then he got up, steadying himself on the door, and moved between the two automobiles to the front of Boyd’s car. The witness said Morris fell, and that “at about the same time that he fell the automobile, the red automobile [Cooper’s], started moving forward.” Another witness, who watched the incident from a nearby Boll-ing Air Force Base barracks, also saw Morris fall.
No one saw Morris alive again.
After several shots had been fired from each side, Cooper pulled his arm back into the car. Officer Boyd, correctly believing Cooper’s gun to be empty, then ran to Cooper’s car and fired one shot inside. The bullet apparently wounded Cooper. Cooper started to drive away, and swerved into Boyd’s car. Boyd ran a short distance away, and turned to fire a final shot at the Cooper car. He watched as it drove over a sign on the median strip and proceeded south along South Capitol Street.
Boyd returned to his car, and drove off in pursuit of the Cooper vehicle. No one noticed the absence of Officer Morris. They had driven a short distance when Boyd noticed something ahead that “looked like a bundle of rags lying there in the street”. Driving closer, he saw that it was the body of Jerry Morris. Morris had been run over and dragged for 300-400 feet, resulting in his death from multiple fractures and internal injuries.
A few minutes later, police found-Cooper. He was wounded, sitting in the passenger seat of the car he had been driving. Clothing ' fibers and hair from Officer Morris subsequently were found on the undercarriage of the car. The gun Cooper had used was found in a wooded area, where Cooper said he had thrown it.
At trial, Cooper claimed self-defense. He testified that an unidentified man had telephoned a threat on his life to his place of work some four to six weeks before the shooting incident, and that the threat had been relayed to him by both- a fellow employee and his employer. Cooper stated the belief that the threat had come from a rival for the affections of a woman whom he had been dating. Earlier that same' evening, according to Cooper, he saw the woman’s mother, who told him that her daughter was at the rival’s apartment. Cooper and the woman’s three sisters then went to the apartment. When they arrived, they suspected foul play, and they summoned police. Cooper testified that when the officers entered, “[tjhere was blood, and the apartment was torn all up, like it had been a fight, but she wasn’t there.” He said he made a missing person report to the police the next day, but to his knowledge, she had not been found.
Cooper testified that the combination of the threat and his girl friend’s disappearance made him apprehensive for his safety and caused him to carry a gun in his car. On the evening of the incident in question, Cooper transferred the gun to a friend’s car, when he and the friend decided to visit the missing girl’s mother.
II
Appellant subpoenaed the police personnel files of Officers Boyd and Morris.
The government moved orally at trial to quash the subpoena. The government asserted a claim of privilege for the files, except those portions made public by statute.
The Metropolitan Police Department’s Deputy General Counsel summarized the three basic reasons for the policy of confidentiality as “the privacy of the officer, the normal personnel executive interest of the department, and also the discipline of self-policing aspect of an investigation report that might be included.” Defense counsel stated that he wished to look through the files seeking two types of material: (1) any indication of prior violent acts by Officers Boyd or Morris for use as evidence that they may have been the aggressors on this occasion, and (2) information about promotions or investigations of weapon firings which might show that Boyd had a motive for perjury.
Defense counsel was unable to proffer that he had any reason to believe -that either of those two types of material .would be found in the officers’ personnel ¡files. The trial judge offered to inspect the files
in camera
to determine whether they contained relevant, admissible evidence. Defense counsel rejected that offer.
The court then quashed the subpoena on the grounds that “[i]t’s really nothing more than a fishing expedition”.
We conclude that the trial court properly sustained the challenge to the subpoena, and hence find it unnecessary to resolve the privilege question.
See United States v. Nixon,
418 U.S. 683, 698, 94 S.Ct. 3090, 41 L.Ed.2d 1039 (1974). Under Superior Court Criminal Rule 17(c), a subpoena duces tecum may be quashed if production of the materials sought would be “unreasonable or oppressive.” In considering this standard, courts generally have followed the formulation expressed in
United States v. Iozia,
13 F.R.D. 335, 338 (S.D.N.Y.1952). The
lozia
test, as endorsed by the Supreme Court in the
Nixon
case, requires a party seeking a subpoena duces tecum to show the following:
(1) that the documents are evidentiary and relevant; (2) that they are not otherwise procurable reasonably in advance of trial by exercise of due diligence; (3) that the party cannot properly prepare for trial without such production and inspection in advance of trial and that the failure to obtain such inspection may tend unreasonably to delay the trial; and (4) that the application is made in good faith and is not intended as a “fishing expedition.”
United States v. Nixon, supra
418 U.S. at 699-700, 94 S. Ct. at 3103.
In this case, the trial court effectively applied the standard enunciated in
lozia.
The following exchange illustrates the record support for the finding that the defense was merely “fishing”:
[DEFENSE COUNSEL]: ... I really don’t feel that the Court is in a position to determine what may or may not be relevant to my case. I feel that there are subtleties that counsel might want to bring out that the Court may not feel are relevant, and if I were only able to see them and determine that it would be impossible for me to know, and it’s certainly also impossible for me to know ahead of time what to tell Your Honor what to look for. I don’t know what’s even in there.
THE COURT: That’s exactly what I mean by fishing.
[DEFENSE COUNSEL]: Your Honor, I submit to the Court that I have a right to conduct a fishing expedition, if that’s what it’s called.
Enforcement of a subpoena under Rule 17(c) is committed to the sound discretion of the trial judge. Unless the trial court’s finding is either arbitrary or without record support, its decision as to the necessity for the subpoena will not be disturbed on appeal.
See United States v. Nixon, supra
418 U.S. at 702, 94 S.Ct. 3090. We find no indication of arbitrariness, and the trial court’s finding is supported by the record. The ruling to quash the subpoena is sustained.
Ill
Appellant’s second argument concerns the trial court’s exclusion of certain testimony to be given by Cooper’s employer, James Young. Young was prepared to describe the contents of the telephone threat against Cooper which he allegedly relayed to appellant, but the trial court ruled that such testimony was inadmissible hearsay.
Appellant contends that the testimony should have been received because it was offered only to show that the witness told Cooper his life had been threatened (causing Cooper to become fearful for his safety), rather than to show that the content of the message was true
(i. e.,
that such a threat actually had been made). The proffered testimony was hearsay, but we agree that it was admissible. It should have been admitted to show the state of mind it might have induced in Cooper.
Cf. King v. United States,
D.C.Mun.App., 177 A.2d 912, 913 (1962);
Nick Bombard, Inc. v. Proctor,
D.C.Mun.App., 47 A.2d 405, 408 (1946). However, we conclude that its exclusion did not constitute reversible error.
Young was permitted to testify that a message was received at work, that he transmitted the message to Cooper, that Cooper became “frightened or scared” as a result, and that Cooper came to work with a gun a few days later. Additionally, appellant himself fully described the threat’s content and its effect on his state of mind. Any possible prejudice was cured by the admission of this other evidence on the point sought to be proved. Since the exclusion of the subject testimony did not affect the substantial rights of appellant, it is not grounds for reversal.
See Johnson v. United States,
D.C.App., 298 A.2d 516, 518 (1972);
Shellie v. United States,
D.C.App., 277 A.2d 288, 289 (1971); D.C.Code 1973, § 11-721(e).
IV
Appellant’s final argument is that the trial court committed reversible error by excluding testimony that he had a reputation in the community for truth and honesty. Cooper argues that such testimony was admissible for two purposes: (1) to serve as substantive evidence, casting doubt on the probability of his guilt in ánd of itself, and (2) to rehabilitate appellant as a witness after the government attempted to impeach his credibility by the introduction of prior inconsistent statements.
We agree that some of the proffered testimony should have been admitted but conclude that its exclusion was harmless error.
Whether the character of the accused shall be placed in issue, and the
scope of the evidence to be admitted thereon, is a matter largely within the control of the defendant.
See United States v. Lewis,
157 U.S.App.D.C. 43, 48, 482 F.2d 632, 637 (1973). The prosecution is foreclosed from attacking the character of the defendant until it has been placed in issue by the defense, and even then is both limited to impeachment evidence relevant to the particular character trait asserted by the accused and confined by the further requirement that the probative value of the proffered character evidence outweigh its potential for prejudice.
See Adams v. District of Columbia,
D.C.Mun.App., 134 A.2d 645, 647 (1957);
Awkard v. United States,
122 U.S.App.D.C. 165, 352 F.2d 641 (1965). The defense, on the other hand, may elect to raise any character trait antithetical to the charged offense, or may assert in proper circumstances a general reputation for honesty, veracity, or being peaceful and law-abiding.
Cf. Brown v. Haynes,
385 F.Supp. 285, 295-96 (W.D.Mo.1974). The right of the accused to raise a defense based on good character is established, as “such testimony alone, in some circumstances, may be enough to raise a reasonable doubt of guilt.”
Michelson v. United States,
335 U.S. 469, 476, 69 S.Ct. 213, 219, 93 L.Ed. 168 (1948).
In his trial, appellant’s character witnesses were permitted to testify to his reputation for “peace and good order”, but were barred from giving testimony as to his reputation for honesty and veracity, principally on the ground that such traits were insufficiently related to the violent offenses charged. The concerns which underlie the relevancy limitation upon character impeachment by the prosecution are somewhat different from those governing the restrictions placed on the defense. To avoid prejudice and the possibility of conviction on bad character alone, the prosecution is confined to the specific traits placed in issue by the defense. The defense, on the other hand, may offer evidence on any trait reasonably related to the elements of the charged offense.
While the trial judge has a responsibility to ascertain the competence of the proffered character evidence and to prevent the trial from straying into collateral areas, his broad discretion on these matters must be tempered with an awareness of the circumstances of the particular case and the accused’s right to defend himself fully. Although a defendant’s reputation for veracity
(i. e.,
for telling the truth) might not always be sufficiently germane to a charge of violent behavior to warrant its admission,
where, as here, it is reason
able to conclude that the credibility of the accused may play a determinative role in the jury’s decision, it is error to bar competent testimony as to a defendant’s reputation for truthfulness.
Notwithstanding that narrow error, appellant was permitted to introduce substantial character evidence.
See United States v. Lewin,
467 F.2d 1132, 1139 (7th Cir.1972). Because the jury had that evidence before them and because appellant’s reputation for veracity was not integrally related to the elements of the charged offenses, we are of the opinion that the error is not of constitutional dimension.
Cf. In re Winship,
397 U.S. 358, 90 S.Ct. 1068, 25 L.Ed.2d 368 (1970). Therefore, the test for reversal is whether it can be concluded “with fair assurance, after pondering all that happened without stripping the erroneous action from the whole that the judgment was not substantially swayed by the error.”
The factors to be considered are the closeness of the case, the centrality of the issue affected by the error, and the steps taken to mitigate the effects of the error.
We have carefully examined the whole of the record, including the testimony of defendant’s character witnesses which was admitted and the charge to the jury. That review persuades us that the error was harmless.
While the court barred evidence specifically directed to appellant’s reputation for veracity, substantial testimony was admitted bearing on his credibility. Two of the passengers in the car which was driven by Cooper that night testified at length, fully corroborating his description of the incident. (The third passenger did not testify for either side.) As noted, Cooper’s employer also testified, reinforcing appellant’s story about having received a threat, becoming apprehensive, and beginning to carry a gun. The testimony of those three witnesses had the effect of indicating Cooper’s truthfulness by supporting his version of the episode.
Additionally, appellant did present three character witnesses. Although they were not permitted to discuss his reputation in the community for truth and honesty, they were allowed to testify about his reputation for peace and good order. Appellant’s former employer stated that everyone who knew Cooper liked him, and that he was “always peaceful.” The wife of the man who owned the car driven by Cooper testified that people “all thought very highly of him, and they thought he was a fine fellow, easy to get along with, quiet, respectable, friendly — in all, an all-around nice guy.” She stated that Cooper was “very peaceful and definitely nonviolent.” Another man, who said he had known Cooper “[a]ll of his life”, testified that Cooper had a reputation for being a peaceful, law-abiding citizen. That witness said that when people in the community heard about Cooper’s alleged role in the shootout, “They just didn’t believe it by — you know, by knowing him; they just couldn’t see how this could happen, by knowing him.” Finally (and perhaps dispositively), although the trial court apparently was not requested to do so by the defense, the court did give the standard instruction to the jury on character testimony, charging the jurors that such evidence alone may create a reasonable doubt of guilt.
Since considerable testimony thus was presented on Cooper’s behalf which both corroborated his version of the incident and tended to establish character inconsistent with the offenses charged, we conclude that the exclusion of specific testimony about his reputation for veracity had little or no effect upon the jury’s decisions. Accordingly, it is not grounds for reversal.
See Kotteakos v. United States,
328 U.S. 750, 764-65, 66 S.Ct. 1239, 90 L.Ed. 1557 (1946);
United States v. Lewis, supra,
157 U.S.App.D.C. at 57-58, 482 F.2d at 646-47.
See also Lloyd v. United States,
D.C.App., 333 A.2d 387, 390-91 (1975);
Johnson v. United States, supra,
298 A.2d at 518; D.C. Code 1973, § 11-721 (e).
Affirmed.