Cook v. Department of Commerce

2015 UT App 64, 347 P.3d 5, 782 Utah Adv. Rep. 50, 2015 Utah App. LEXIS 66, 2015 WL 1254879
CourtCourt of Appeals of Utah
DecidedMarch 19, 2015
Docket20130974-CA
StatusPublished
Cited by7 cases

This text of 2015 UT App 64 (Cook v. Department of Commerce) is published on Counsel Stack Legal Research, covering Court of Appeals of Utah primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Cook v. Department of Commerce, 2015 UT App 64, 347 P.3d 5, 782 Utah Adv. Rep. 50, 2015 Utah App. LEXIS 66, 2015 WL 1254879 (Utah Ct. App. 2015).

Opinion

Opinion

TOOMEY, Judge:

{1 Monica Cecilia Cook challenges the Department of Commerce's decision to revoke her Advanced Practice Registered Nurse (APRN) license, revoke her license to prescribe and administer controlled substances, and fine her $5,000 for unprofessional conduct. We approve the decision as to the unprofessional-conduct determination and the fine, but we set aside the Department's revocation of her licenses. ¢

BACKGROUND

T 2 In 2005, the National Certification Corporation (the NCC) certified Cook as a Woman's Health Care Nurse Practitioner, The same year, Cook applied to the Division of Occupational and Professional Licensing (DOPL) for an APRN license and a license to administer and prescribe controlled substances. In completing her application for licensure, Cook stated that her national certification would expire March 31, 2008, and attested that she had read and understood Utah's Nurse Practice Act Rule. By so attesting, Cook indicated her understanding that "disciplinary action may be taken against [her] license for unlawful or unprofessional conduct."

3 Between 2005 and 2012, Cook regularly took continuing medical education (CME) courses but failed to submit proof of her CME to the NCC to renew her national certification. 1 As a result, Cook's NCC certification expired on March 31, 2008. Although national certification was required for relicensing in Utah and her national certification had expired, in January 2010 and again in January 2012, Cook renewed her APRN license and her license to administer and prescribe controlled substances through online renewal application.

T 4 In each online license renewal application, Cook reviewed and affirmed the following statements:

1 am qualified in all respects for the renewal or reinstatement of this license;
To the best of my knovéledge, the information contained in this application is complete and correct, and is free of fraud, misrepresentation, or omission of material fact;
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In accordance with Subsection R156-81b-303(8)(b) [of the Utah Administrative Code], you must have National Certification in your specialty area of practice ...;
By selecting "Continue" you hereby certify that you have completed, or will complete all renewal requirements ... before the expiration or reinstatement of your current license; and ~
Please note that false, misleading, or fraudulent submittal may result in loss of *8 licensure, criminal prosecution or both and is subject to audit. Additionally, [DOPL] reserves the right to initiate action at any time against a licensee who did not meet the renewal/reinstatement requirements at the time the license was issued.

{ 5 In November 2011, Cook contacted the NCC to inquire about the status of her national certification. 2 In early 2012, Cook's employment ended because she was not nationally certified. On April 2, 2012, Cook wrote a letter to the Board of Nursing (the Board) 3 relinquishing her APRN license and informing the Board that she had recently learned she had inadvertently allowed her NCC certification to expire, not realizing she needed to renew it. She wrote, "I understand that the Board of Nursing may assess me with a citation or fine for my situation. I am willing to pay any such reasonable penalty as I am at fault. ..."

T6 In June 2012, DOPL filed a Verified Petition and Notice of Agency Action, alleging that Cook had engaged in unprofessional conduct by falsely attesting that she was nationally certified when she renewed her APRN license. Cook filed an answer alleging that DOPL improperly delegated its duties to the NCC, violated her constitutional rights, failed to properly comply with its duties to notify her of the national certification requirement, and lacked the authority to fine her for unprofessional conduct. Additionally, the answer stated that Cook believed she had current national certification because she had taken the required CME courses.

T7 Although Cook raised constitutional concerns during a telephonic prehearing conference, the Administrative Law Judge (ALJ) limited the issues to be heard by the Board to (1) whether Cook's actions constituted grounds for sanctioning her, (2) whether Cook's state of mind constituted a mitigating cireumstance, and (8) what sanction, if any, should be imposed.

18 Following a hearing, the Board made recommendations which the DOPL director later adopted. DOPL issued an order concluding that Cook had engaged in unprofessional conduct by allowing her national certification to expire and then submitting two applications attesting she was qualified in all respects for renewal of her APRN license. The order fined Cook $5,000 and revoked her APRN license and her license to prescribe and administer controlled substances. Thereafter, consistent with its normal business procedures, DOPL published its adverse action against Cook's license in two national databanks and in DOPL's disciplinary newsletter.

T 9 Cook requested ageney review on April 15, 2018. 4 Additionally, on August 30, 2013, DOPL notified Cook that a conditional APRN license would be issued pending the outcome of ageney review. 5 But in September 2013, after reviewing DOPL's decision to sanction Cook by revoking her licenses and fining her, the Department affirmed DOPU's Amended Order. The Department adopted the Board's findings as conclusive, including the following:

[The requirements for renewing an NCC certification are taught and discussed in the associated pre-certification education. Each individual who is awarded a certification is given a handbook that details the process for submitting a renewal applica *9 tion to the NCC. The NCC maintains a website where the process and requirements are posted for easy reference. In addition, the NCC sends each certification holder a renewal reminder, using the address of record, prior to the date of expiration....

The Department also found that DOPL

properly met its obligations to send out renewal notices to [Cook]. [Cook] failed to establish that the sanction of revocation and a $5,000.00 fine was unreasonable or arbitrary or capricious. [Cook] received due process rights of notice and opportunity to be heard. Challenges to the constitutionality of a statute must be deferred to the Courts. [Cook] failed to properly preserve remaining issues for ageney review. Finally, [Cook] has failed to establish any basis for her request for an apology from [DOPL] or payment for lost income.

Cook petitions this court for judicial review of the Department's order.

ISSUES ON REVIEW

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Cite This Page — Counsel Stack

Bluebook (online)
2015 UT App 64, 347 P.3d 5, 782 Utah Adv. Rep. 50, 2015 Utah App. LEXIS 66, 2015 WL 1254879, Counsel Stack Legal Research, https://law.counselstack.com/opinion/cook-v-department-of-commerce-utahctapp-2015.