Coogan v. Smyers

134 F.3d 479, 1998 U.S. App. LEXIS 551, 1998 WL 15824
Court of Appeals for the Second Circuit·Decided January 15, 1998·No. No. 387, Docket 96-7158·Published·Cited by 22 cases

Opinion

WALKER, Circuit Judge:

Plaintiff James A. Coogan brought this áction, pursuant to 42 U.S.C. § 1983, against the defendants, members of the City of Tona-wanda Common Council (“Council”), after the Council failed to reappoint him as City Clerk of Tonawanda, New York, in January 1994. The essence of Coogan’s claim was that the Council, which consisted of a newly elected Republican majority, decided not to continue his employment because of his political activities on behalf of the Democratic party, thereby violating his rights under the First and Fourteenth Amendments. Following a bench trial, a judgment was entered in the United States District Court for the Western District of New York (Edmund F. Maxwell, Magistrate Judge) finding for defendants and dismissing plaintiffs complaint. Coogan appeals and, for the following reasons, we vacate and remand.

BACKGROUND

The Tonawanda City Clerk is appointed every two years by a majority vote of the Council, the city’s seven-member governing body. Coogan was appointed City Clerk, effective January 1, 1984, and served five consecutive two-year terms through December 31,1993.

Throughout Coogan’s tenure as City Clerk, the Council was controlled by a Democratic majority. In the November 1993 election, however, the control shifted to four Republicans (Thomas W. Smyers, Fred Priano, Jr., Ronald J. Pilozzi, and Thomas J. Christy) and three Democrats (Carlton L. Zeisz, Lynette L. Ryan, and Kenneth Horn), all of whom are defendants in this action.

There was evidence that many of the incoming Council members, among others, had assumed that the position of City Clerk was subject to political appointment and that Council members were free to appoint a new clerk on the basis of party affiliation. At trial, City Attorney Joseph Cassata testified that the City Clerk’s position was considered to be “the biggest political plum” appointment made by the Tonawanda Council.

[482] Coogan, a lifelong Democrat, had long been politically active. He had served on the City Council himself and, at various times, as Vice Chairman, Treasurer, and eommitteep-erson of the local Democratic party. He was also active in fundraising, voter registration, and screening potential candidates. Over the years, Coogan had actively opposed or supported the campaigns of various members of the Council that acted on his 1994 appointment. He managed the 1987 mayoral campaign for the opponent of defendant Pilozzi, beating Pilozzi by five votes, and he actively campaigned against Pilozzi’s mayoral candidacy again in 1989. As a member of the Democratic screening committee, Coogan withheld his endorsement of defendant Horn’s candidacy until Horn changed his party affiliation from Liberal to Democrat. In the November 1993 City Council election, Coogan supported defendant Ryan against defendant Priano.

There was evidence in the record indicating that Coogan had satisfactorily performed his job as City Clerk, at least until his last term. He was reappointed four times and had received merit raises. City Attorney Cassata testified that Coogan was the best City Clerk of the five he had worked with over a twenty-two-year period. During his tenure as City Clerk, Coogan was never formally reprimanded or disciplined. However, two incidents during Coogan’s final term figured into the Council’s decision not to reappoint him. In December of 1992, Coogan claimed that he had fallen and injured himself on property leased by the Knights of Columbus (the “Knights”) from the City of Tonawanda. Coogan consulted an attorney and filed a notice of claim against the Knights and the City, but did not follow up with a lawsuit. There was testimony at trial that members of the Knights, including defendants Priano and Horn, were upset by Coogan’s conduct. Priano testified that there was a question as to whether the accident occurred on the Knights’ property, and that he believed Coogan had lied in the matter.

The second incident arose in March 1993 after a Tonawanda firefighter, shortly before his retirement, claimed a seventeen percent loss of hearing as an employment-related disability. Coogan, to whom a news reporter had been directed for information, not only verified the claim as a matter of public record, but also made statements that implicitly questioned the claim’s merits. Coogan further expressed concern that this claim might lead to others, resulting in higher insurance premiums for the City. The statements appeared in The Tonawanda News and prompted a call by the Firefighters’ Union for Coogan’s immediate removal. The Council summoned Coogan to appear before it and instructed him to send a letter of apology to the Firefighters’ Union. At least two of the defendants, Smyers and Horn, claimed to be very upset over this incident.

Shortly after the 1993 City Council election, the Republicans on the Council formed the “Tonawanda City Clerk Selection Committee” (the “Committee”). The Committee consisted only of Republicans because, according to Smyers’ testimony, the City Clerk was believed to be the Republican majority’s pick. The Committee interviewed six candidates, all Republicans, for the City Clerk’s position and later sent letters to five of them stating that Jack Lawrence, the sixth candidate, had been selected. Neither Coogan nor Gary Doane, the man eventually appointed, were interviewed by the Committee.

During this period, Coogan met separately with Smyers, Pilozzi, and Christy in the course of his duties as City Clerk. Coogan testified that during each of these meetings he raised the issue of his candidacy for reappointment as City Clerk and was told by all three that they were looking at Republican candidates. Concerned that he would not be reappointed City Clerk, Coogan retained legal counsel Timothy McCarthy. On December 23,1993, McCarthy informed the Council that it would be illegal to fail to reappoint Coogan on the basis of his political affiliation.

Between December 28, 1993, and January 17, 1994, the newly elected Council held a series of meetings to deal with the appointment. At the first meeting, the Council deferred action on the City Clerk appointment pending advice from its own newly retained counsel Brick, Brick & Elmer (“B,B & E”). On January 11, B,B & E advised the Council [483] that Coogan could be replaced for malfeasance, but not for purely political reasons. Council discussions focused upon Coogan’s level of political activity, which was denounced by several members, as well as the Knights and firefighter incidents and concerns about the pending litigation. On January 17, B,B & E furnished the Council with an opinion letter that stated that a party-line vote replacing Coogan would have less than a twenty percent chance of being upheld in federal court. At the meeting, and in response to specific questions, B,B & E stated that the odds were improved if the appointment went to another Democrat or to a nonpolitical candidate. The Council took a straw vote and four of the seven Council members (three Democrats and one Republican) voted to reappoint Coogan.

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Coogan v. Smyers, 134 F.3d 479, 1998 U.S. App. LEXIS 551, 1998 WL 15824 (2d Cir. 1998).

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Coogan v. Smyers
134 F.3d 479 (Second Circuit, 1998)