Companhia Energetica Potiguar v. Caterpillar Inc.

307 F.R.D. 620, 2015 U.S. Dist. LEXIS 85407, 2015 WL 3903652
CourtDistrict Court, S.D. Florida
DecidedMay 21, 2015
DocketCase No. 14-CV-24277
StatusPublished

This text of 307 F.R.D. 620 (Companhia Energetica Potiguar v. Caterpillar Inc.) is published on Counsel Stack Legal Research, covering District Court, S.D. Florida primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Companhia Energetica Potiguar v. Caterpillar Inc., 307 F.R.D. 620, 2015 U.S. Dist. LEXIS 85407, 2015 WL 3903652 (S.D. Fla. 2015).

Opinion

ORDER ON PLAINTIFF’S DISCOVERY REQUEST

JONATHAN GOODMAN, United States Magistrate Judge.

The iconic television sitcom, “The Andy Griffith Show,” which originally ran on CBS from 1960 to 1968, opened with Andy Griffith, playing Andy Taylor, sheriff of Mayber-ry, strolling down a country path with his son, Opie, played by Ron Howard (called “Ronny” Howard in the opening credits). With fishing rods slung over their shoulders, the two would saunter down the road, while the infectious, whistling-filled song, “The Fish’n Hole,” would play. Called by at least one source as the number one fishing song of all-time,1 the tune contained the following lyrics: “Well, now, take down your fishin’ pole and meet me at the Fishin’ Hole, We may not get a bite all day, but don’t you rush away.”

This television-based, Norman Rockwell mental image and the associated song lyrics come to mind (and find their way into this Order) because the subject of fishing often arises in discovery disputes, as parties objecting to discovery often brand the challenged requests as a “fishing expedition.” This case is no exception, and Defendants have argued that the broader relevancy standard for discovery, as opposed to admissibility, should not be “misapplied” here to permit [622]*622“fishing expeditions in discovery.” [ECF No. 83, p. 3].

But virtually all discovery involves at least some degree of fishing. That’s the very nature of discovery. So calling a discovery request a fishing expedition does not usually provide a definitive way for the Undersigned to decide whether the discovery is permissible. In fact, other courts have recognized that the more-significant questions are to determine “[t]he pond, the type of lure, and how long the parties can leave their lines in the water.” Myers v. The Prudential Ins. Co., 581 F.Supp.2d 904, 913 (E.D.Tenn.2008) (also explaining that “much of discovery is a fishing expedition of sorts”).2

In the instant case, for the reasons outlined below, the Undersigned concludes that the document request at issue is not an effort to sail off into deep discovery waters with overly broad nets which have not been shown to likely snag a catch of relevant documents. Plaintiff may obtain the disputed discovery even if it does involve a bit of fishing.

Plaintiffs lawsuit against diesel engine manufacturing entities concerns 144 allegedly defective generator sets (“gensets”) (a generator driven by an engine mounted to a common platform) purchased to generate electricity for Brazilian power plants. The discovery dispute here is whether Caterpillar C32 engines used in other applications, such as industrial, marine, and machine scenarios and involving diverse products such as wood chippers, snow blowers, and locomotives, are similar enough to permit Plaintiff to obtain discovery about complaints, recalls, analyses, and tests concerning these same Caterpillar C32 engines used in applications other than those for power generators.

Complying with an Order entered after a discovery hearing, Defendant Caterpillar Inc. and other Defendants (Caterpillar Americas Service Co. and Caterpillar Americas Co., collectively “Caterpillar”) submitted an affidavit from Michael Minks, Caterpillar’s customer service engineer (for, among other products, the C32 diesel engine operating in industrial, electric power and machine operations). Plaintiff Companhia Energética Po-tiguar (“CEP”) took Mink’s deposition and then submitted the affidavit of John Stanley Poulson, a marine engineer and surveyor who CEP retained as an expert witness.

In his affidavit, Minks explains what he considers to be the significant differences between C32 engines used in electric power applications and other applications which Caterpillar supports. [ECF No., 68], But, not surprisingly, Poulson reaches a different conclusion in his affidavit. [ECF No. 74]. Poulson says that (1) the core parts of the C32 diesel engine are substantially similar across all applications, (2) the core engine parts are actually identical in many instances, (3) the same parts have failed in different applications for the same root cause, and (4) he believes the failures he observed in the engines which failed in this case have probably been experienced by C32 diesel engines in other applications.

[623]*623But Caterpillar notes that the applications cover a huge array of different products, and it contends that there are substantial differences between them.

In addition to submitting affidavits, the parties each submitted a memorandum of law [ECF Nos. 80; 83]. Among other arguments it advanced, Caterpillar challenges Poulson’s conclusions as being vague and conclusory, and it argues that he never demonstrated why failures in similar components in entirely different products will help CEP in proving that the gensets were incapable of continuous operation, which is the gravamen of each of CEP’s causes of action. CEP, however, brands Caterpillar’s position as unjustifiable. In fact, it argues that Caterpillar’s objection is so legally weak that it should be compelled to pay costs and attorney’s fees under Federal Rule of Civil Procedure 37’s “loser pays” presumption for discovery disputes (because its objection is not substantially justified).

The Undersigned has reviewed the affidavits, the memoranda, the exhibits, the discovery hearing transcript and the case law cited by the parties. Although Caterpillar has already provided substantial discovery about its C32 engines in the power generation application, I nonetheless find that there is sufficient similarity between the different applications (because of the core iron parts shared in common among all applications) to permit the requested discovery.

In reaching this conclusion, I recognize that Caterpillar contends that Poulson did not explain why he concluded that “I believe that the failures I have seen in CEP’s C32 Diesel Engines have probably been experienced by C32 Diesel Engines in other applications.” [ECF No. 74, p. 9]. Moreover, I appreciate Caterpillar’s point that he did not focus his opinions on the specific defect alleged here—that the engines would not operate in a continuous mode. Thus, Caterpillar argues, the mere fact that a C32 engine failed in, for example, a boat engine would not necessarily have any bearing on whether that failure involved a failure to operate continuously in a power generation application.

On the other hand, Caterpillar’s own expert, Minks, testified that (1) the core parts of the C32 engine are substantially similar in all C32 engines, regardless of application, (2) the core engine parts have failed across all applications, (3) a manufacturing or design defect in any such part could cause such a failure across applications (and probably has), and (4) a search for such information would take approximately 15 or 20 seconds and would yield a mountain of evidence.

Given the broad discovery rule and the critical fact that the same engine with the same core parts is at issue in the discovery request, the discovery is permissible.

But Caterpillar’s position, though ultimately unsuccessful, is certainly substantially justified, and I therefore will not grant CEP’s request to award attorney’s fees and costs against Caterpillar.

This ruling relates only to discovery.

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Bluebook (online)
307 F.R.D. 620, 2015 U.S. Dist. LEXIS 85407, 2015 WL 3903652, Counsel Stack Legal Research, https://law.counselstack.com/opinion/companhia-energetica-potiguar-v-caterpillar-inc-flsd-2015.