NOTICE: Summary decisions issued by the Appeals Court pursuant to M.A.C. Rule 23.0, as appearing in 97 Mass. App. Ct. 1017 (2020) (formerly known as rule 1:28, as amended by 73 Mass. App. Ct. 1001 [2009]), are primarily directed to the parties and, therefore, may not fully address the facts of the case or the panel's decisional rationale. Moreover, such decisions are not circulated to the entire court and, therefore, represent only the views of the panel that decided the case. A summary decision pursuant to rule 23.0 or rule 1:28 issued after February 25, 2008, may be cited for its persuasive value but, because of the limitations noted above, not as binding precedent. See Chace v. Curran, 71 Mass. App. Ct. 258, 260 n.4 (2008).
COMMONWEALTH OF MASSACHUSETTS
APPEALS COURT
24-P-1013
COMMONWEALTH
vs.
YORDANI MIGUEL ROMERO.
MEMORANDUM AND ORDER PURSUANT TO RULE 23.0
After a jury trial in the Boston Municipal Court, the
defendant was convicted of unlawful possession of a firearm
without a license, G. L. c. 269, § 10 (a), and possession of
ammunition without a firearm identification card (FID), G. L.
c. 269, § 10 (h) (1). On appeal, he claims the judge erred in
denying his motion to suppress, there was insufficient evidence
to establish that the defendant did not possess a license to
carry a firearm, and the evidence of the Criminal Justice
Information Services (CJIS) records were inadmissible hearsay
and their admission in evidence violated the confrontation
clause. We affirm. 1. Motion to suppress. For the first time on appeal, the
defendant claims that his motion to suppress should have been
allowed because the motion judge misidentified the moment he was
seized. In particular, he now claims that he was seized when
the detective tapped his badge a second time on the window of a
car in which the defendant was seated, and not moments later
when the detective opened the car door.
"It has long been our rule that we need not consider an
argument that urges reversal of a trial court's ruling when that
argument is raised for the first time on appeal." Commonwealth
v. Bettencourt, 447 Mass. 631, 633 (2006). In terms of a motion
to suppress, a defendant cannot simply drop the contentions he
made in the trial court and put forward new grounds not
intimated to the judge at the motion to suppress. Commonwealth
v. Grant, 352 Mass. 434, 436 (1967). More specifically, if the
defendant conceded an issue before the judge at the hearing on
the motion to suppress, the defendant has waived any argument as
to the validity of the matter conceded, and a different ground
for the suppression cannot be argued on appeal. Commonwealth v.
Accaputo, 380 Mass. 435, 444 n.11 (1980). See Commonwealth v.
Lugo, 104 Mass. App. Ct. 309, 315 (2024) ("Appellate review
should be based on what occurred at trial, not what might have
been").
2 Here, neither version of the defendant's motion to suppress
raised the claim that the seizure occurred earlier, which
renders the claim waived. 1 See Commonwealth v. Piard, 105 Mass.
App. Ct. 428, 438 (2025). See also Mass. R. Crim. P.
13 (a) (2), as appearing in 442 Mass. 1516 (2004) ("Grounds not
stated which reasonably could have been known at the time a
[pretrial] motion is filed shall be deemed to have been
waived"). Moreover, at the evidentiary hearing on the motion to
suppress, defense counsel expressly conceded that the defendant
was not seized at the moment of the window tapping. Rather, it
was counsel's position that the seizure occurred when the
detective opened the door, a point with which the prosecutor
agreed, and defense counsel argued that the door opening seizure
was not supported by antecedent reasonable suspicion. Finally,
in the motion judge's findings, he wrote, "Here, the parties
agree, and the [c]ourt concurs[,] that the [d]efendant was
stopped in a constitutional sense when [the detective] opened
the front passenger door."
Invoking this court's holding in Commonwealth v. Santos, 95
Mass. App. Ct. 791, 795 (2019), the defendant argues that if the
newly arriving claim is waived, we should review for error and,
1 There are two versions of the same motion to suppress on file at the Boston Municipal Court.
3 if any, to determine whether it created a substantial risk of a
miscarriage of justice. See Commonwealth v. Dew, 478 Mass. 304,
309-310 (2017). To do so, we need to determine if the record is
adequate to conduct such an analysis. See Piard, 105 Mass. App.
Ct. at 439 n.10. We conclude that it is not. In large part,
this conclusion is a result of not only the failure to raise the
claim in the two versions of the motion to suppress, but also
defense counsel expressly conceding that there was no seizure
before the car door was opened. See Commonwealth v. Brule, 98
Mass. App. Ct. 89, 92 (2020) (record inadequate where "defense
counsel not only failed to raise the issue below but also
conceded that the officer acted in accordance with proper
procedure").
Furthermore, the prosecutor, who had the burden of proof,
had no notice of the issue, as he agreed with the defendant's
concession as to when the seizure occurred, and would have no
need to put on evidence to justify an earlier seizure. See
Commonwealth v. Demos D., 105 Mass. App. Ct. 193, 201 (2025).
See also Piard, 105 Mass. App. Ct. at 441 ("Put simply, we do
not know what evidence the Commonwealth would have offered, or
could offer, because it was never on notice of the need to offer
any"). Finally, the motion judge, noting the agreement of the
parties on the moment of the seizure, made no findings relative
to the late blooming appellate claim before us. See
4 Commonwealth v. Silva, 440 Mass. 772, 781 (2004) (Rule 13
"requirement alerts the judge and the Commonwealth to the
suppression theories at issue, and allows the Commonwealth to
limit its evidence to these theories"). 2
2. Sufficiency of the evidence. The defendant also claims
that the Commonwealth presented insufficient evidence to prove
that he did not possess a license to carry a firearm or an FID
card to support his conviction for unlawful possession of
ammunition. In particular, he claims the evidence was
insufficient because the Commonwealth failed to demonstrate that
the defendant's correct name and date of birth were used in the
CJIS query. We disagree.
"When analyzing whether the record evidence is sufficient
to support a conviction, an appellate court is not required to
'ask itself whether it believes that the evidence at the trial
established guilt beyond a reasonable doubt.'" Commonwealth v.
Hartnett, 72 Mass. App. Ct. 467, 475 (2008), quoting
Commonwealth v. Velasquez, 48 Mass. App. Ct. 147, 152 (1999).
Nor are we obligated to "reread the record from a [defendant]'s
perspective." Commonwealth v. Duncan, 71 Mass. App. Ct. 150,
152 (2008), quoting Palmariello v. Superintendent of M.C.I.
2 The defendant does not raise on appeal the challenge he made at the suppression hearing, i.e., that the door-opening seizure was not supported by reasonable suspicion.
5 Norfolk, 873 F.2d 491, 493 (1st Cir.), cert.
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NOTICE: Summary decisions issued by the Appeals Court pursuant to M.A.C. Rule 23.0, as appearing in 97 Mass. App. Ct. 1017 (2020) (formerly known as rule 1:28, as amended by 73 Mass. App. Ct. 1001 [2009]), are primarily directed to the parties and, therefore, may not fully address the facts of the case or the panel's decisional rationale. Moreover, such decisions are not circulated to the entire court and, therefore, represent only the views of the panel that decided the case. A summary decision pursuant to rule 23.0 or rule 1:28 issued after February 25, 2008, may be cited for its persuasive value but, because of the limitations noted above, not as binding precedent. See Chace v. Curran, 71 Mass. App. Ct. 258, 260 n.4 (2008).
COMMONWEALTH OF MASSACHUSETTS
APPEALS COURT
24-P-1013
COMMONWEALTH
vs.
YORDANI MIGUEL ROMERO.
MEMORANDUM AND ORDER PURSUANT TO RULE 23.0
After a jury trial in the Boston Municipal Court, the
defendant was convicted of unlawful possession of a firearm
without a license, G. L. c. 269, § 10 (a), and possession of
ammunition without a firearm identification card (FID), G. L.
c. 269, § 10 (h) (1). On appeal, he claims the judge erred in
denying his motion to suppress, there was insufficient evidence
to establish that the defendant did not possess a license to
carry a firearm, and the evidence of the Criminal Justice
Information Services (CJIS) records were inadmissible hearsay
and their admission in evidence violated the confrontation
clause. We affirm. 1. Motion to suppress. For the first time on appeal, the
defendant claims that his motion to suppress should have been
allowed because the motion judge misidentified the moment he was
seized. In particular, he now claims that he was seized when
the detective tapped his badge a second time on the window of a
car in which the defendant was seated, and not moments later
when the detective opened the car door.
"It has long been our rule that we need not consider an
argument that urges reversal of a trial court's ruling when that
argument is raised for the first time on appeal." Commonwealth
v. Bettencourt, 447 Mass. 631, 633 (2006). In terms of a motion
to suppress, a defendant cannot simply drop the contentions he
made in the trial court and put forward new grounds not
intimated to the judge at the motion to suppress. Commonwealth
v. Grant, 352 Mass. 434, 436 (1967). More specifically, if the
defendant conceded an issue before the judge at the hearing on
the motion to suppress, the defendant has waived any argument as
to the validity of the matter conceded, and a different ground
for the suppression cannot be argued on appeal. Commonwealth v.
Accaputo, 380 Mass. 435, 444 n.11 (1980). See Commonwealth v.
Lugo, 104 Mass. App. Ct. 309, 315 (2024) ("Appellate review
should be based on what occurred at trial, not what might have
been").
2 Here, neither version of the defendant's motion to suppress
raised the claim that the seizure occurred earlier, which
renders the claim waived. 1 See Commonwealth v. Piard, 105 Mass.
App. Ct. 428, 438 (2025). See also Mass. R. Crim. P.
13 (a) (2), as appearing in 442 Mass. 1516 (2004) ("Grounds not
stated which reasonably could have been known at the time a
[pretrial] motion is filed shall be deemed to have been
waived"). Moreover, at the evidentiary hearing on the motion to
suppress, defense counsel expressly conceded that the defendant
was not seized at the moment of the window tapping. Rather, it
was counsel's position that the seizure occurred when the
detective opened the door, a point with which the prosecutor
agreed, and defense counsel argued that the door opening seizure
was not supported by antecedent reasonable suspicion. Finally,
in the motion judge's findings, he wrote, "Here, the parties
agree, and the [c]ourt concurs[,] that the [d]efendant was
stopped in a constitutional sense when [the detective] opened
the front passenger door."
Invoking this court's holding in Commonwealth v. Santos, 95
Mass. App. Ct. 791, 795 (2019), the defendant argues that if the
newly arriving claim is waived, we should review for error and,
1 There are two versions of the same motion to suppress on file at the Boston Municipal Court.
3 if any, to determine whether it created a substantial risk of a
miscarriage of justice. See Commonwealth v. Dew, 478 Mass. 304,
309-310 (2017). To do so, we need to determine if the record is
adequate to conduct such an analysis. See Piard, 105 Mass. App.
Ct. at 439 n.10. We conclude that it is not. In large part,
this conclusion is a result of not only the failure to raise the
claim in the two versions of the motion to suppress, but also
defense counsel expressly conceding that there was no seizure
before the car door was opened. See Commonwealth v. Brule, 98
Mass. App. Ct. 89, 92 (2020) (record inadequate where "defense
counsel not only failed to raise the issue below but also
conceded that the officer acted in accordance with proper
procedure").
Furthermore, the prosecutor, who had the burden of proof,
had no notice of the issue, as he agreed with the defendant's
concession as to when the seizure occurred, and would have no
need to put on evidence to justify an earlier seizure. See
Commonwealth v. Demos D., 105 Mass. App. Ct. 193, 201 (2025).
See also Piard, 105 Mass. App. Ct. at 441 ("Put simply, we do
not know what evidence the Commonwealth would have offered, or
could offer, because it was never on notice of the need to offer
any"). Finally, the motion judge, noting the agreement of the
parties on the moment of the seizure, made no findings relative
to the late blooming appellate claim before us. See
4 Commonwealth v. Silva, 440 Mass. 772, 781 (2004) (Rule 13
"requirement alerts the judge and the Commonwealth to the
suppression theories at issue, and allows the Commonwealth to
limit its evidence to these theories"). 2
2. Sufficiency of the evidence. The defendant also claims
that the Commonwealth presented insufficient evidence to prove
that he did not possess a license to carry a firearm or an FID
card to support his conviction for unlawful possession of
ammunition. In particular, he claims the evidence was
insufficient because the Commonwealth failed to demonstrate that
the defendant's correct name and date of birth were used in the
CJIS query. We disagree.
"When analyzing whether the record evidence is sufficient
to support a conviction, an appellate court is not required to
'ask itself whether it believes that the evidence at the trial
established guilt beyond a reasonable doubt.'" Commonwealth v.
Hartnett, 72 Mass. App. Ct. 467, 475 (2008), quoting
Commonwealth v. Velasquez, 48 Mass. App. Ct. 147, 152 (1999).
Nor are we obligated to "reread the record from a [defendant]'s
perspective." Commonwealth v. Duncan, 71 Mass. App. Ct. 150,
152 (2008), quoting Palmariello v. Superintendent of M.C.I.
2 The defendant does not raise on appeal the challenge he made at the suppression hearing, i.e., that the door-opening seizure was not supported by reasonable suspicion.
5 Norfolk, 873 F.2d 491, 493 (1st Cir.), cert. denied, 493 U.S.
865 (1989). Rather, the relevant "question is whether, after
viewing the evidence in the light most favorable to the
prosecution, any rational trier of fact could have found the
essential elements of the crime beyond a reasonable doubt."
Commonwealth v. Latimore, 378 Mass. 671, 677 (1979), quoting
Jackson v. Virginia, 443 U.S. 307, 319 (1979) (Jackson).
To sustain the defendant's conviction under G. L. c. 269,
§ 10 (a), for unlawful possession of a firearm, the Commonwealth
must prove the defendant lacked a license to carry a firearm.
Commonwealth v. Guardado, 491 Mass. 666, 690, 692, S.C., 493
Mass. 1 (2023). Similarly, to sustain a conviction under G. L.
c. 269, § 10 (h) (1), for unlawful possession of ammunition, the
Commonwealth must prove the defendant lacked either a license
pursuant to G. L. c. 140, § 131 (a), or an FID card, pursuant to
G. L. c. 140, § 129B. See Guardado, 491 Mass. at 692. See also
G. L. c. 140, § 129C (a).
Here, the Commonwealth presented evidence that a CJIS query
of the defendant's name and date of birth returned no record,
which established that the defendant did not possess a license
to carry or an FID card. While the spelling of the defendant's
first name has varied, even on this appellate record, the CJIS
query was made for more than one spelling of his name. In any
6 event, the search algorithm used by CJIS accounts for spelling
discrepancies.
In the light most favorable to the Commonwealth, the jury
were entitled to credit the testimony relative to the
defendant's name, despite the various spellings, where more than
one spelling of the name was queried, and from the evidence that
the CJIS's algorithm accounted for such variances. 3 "To the
extent that conflicting inferences are possible from the
evidence, 'it is for the jury to determine where the truth
lies.'" Commonwealth v. Wilborne, 382 Mass. 241, 245 (1981),
quoting Commonwealth v. Amazeen, 375 Mass. 73, 81 (1978).
Indeed, "a reviewing court 'faced with a record of historical
facts that supports conflicting inferences must presume -- even
if it does not affirmatively appear in the record -- that the
trier of fact resolved any such conflicts in favor of the
prosecution, and must defer to that resolution.'" McDaniel v.
Brown, 558 U.S. 120, 133 (2010), quoting Jackson, 443 U.S. at
326.
Regarding the date of birth utilized in the query, the
evidence, in the light most favorable to the Commonwealth,
Furthermore, trial counsel did not raise any error in the 3
spelling of defendant's name on the CJIS query, nor argued at closing that the CJIS query was ineffective due to an alleged spelling error.
7 disclosed that the search was done with the defendant's date of
birth, i.e., February 3, 1985. The defendant's date of birth
was provided to CJIS by the district attorney's office to a CJIS
attorney, who in turn provided the date to the CJIS employee,
Steven Fennessy, who ran the query and testified at trial. In a
similar vein to the defendant's name, the jury were entitled to
credit the testimony regarding the use of the defendant's birth
date to perform the query. The defendant is correct in his
assertion that this evidence was hearsay. However, it was not
objected to and, in that posture, the jury were entitled to
consider it for its full probative value. Commonwealth v.
Stewart, 398 Mass. 535, 543 (1986). Even if the testimony
should have been excluded as hearsay, sufficiency of the
evidence "is to be measured upon that which was admitted in
evidence without regard to the propriety of the admission."
Commonwealth v. Sepheus, 468 Mass. 160, 164 (2014), quoting
Commonwealth v. Farnsworth, 76 Mass. App. Ct. 87, 98 (2010).
Finally, contrary to the defendant's claim, this case is
not like Commonwealth v. Smith, 496 Mass. 304 (2025). In Smith,
as occurred in the present case, the district attorney's office
gave the CJIS witness the defendant's name and date of birth,
which were used to search the firearm license database. Id. at
307. Also like this case, the Commonwealth moved in limine to
admit the CJIS witness's testimony to prove the defendant lacked
8 both a license to carry and an FID card, which the judge
allowed. Id. However, unlike this case, the judge sustained
the defendant's objection and struck the date of birth evidence
because the witness lacked personal knowledge of the matter, and
the Commonwealth did not introduce alternate substantive
evidence of the date of birth. Id. at 307-308. It was this gap
in the evidence -- which does not exist here -- that rendered
the evidence insufficient to support the defendant's convictions
of unlawful possession of a firearm and ammunition. Id. at 317-
318.
3. Hearsay and the confrontation clause. Finally, the
defendant claims that the CJIS records are inadmissible hearsay
because the Commonwealth failed to lay a proper foundation for
their admission as a public record, and their admission in
evidence violated the confrontation clause. We disagree.
We review a judge's evidentiary ruling for an abuse of
discretion. Commonwealth v. Brea, 488 Mass. 150, 159 (2021). A
judge abuses his discretion where the decision is a clear error
of judgment, such that the decision falls outside the range of
reasonable alternatives. L.L. v. Commonwealth, 470 Mass. 169,
185 n.27 (2014).
a. Hearsay. To lay a proper foundation to admit CJIS
records as a public record, "it suffices that the witness be
familiar with the process of searching the database and with the
9 public record-keeping practices with respect to the database."
Smith, 496 Mass. at 312. Under this standard, the Commonwealth
established a sufficient foundation that Fennessy was competent
to testify to the results of his search of the firearm license
database.
At the voir dire in support of the Commonwealth's motion in
limine, Fennessy testified that he had been a State trooper for
twenty-eight years before joining CJIS, and had used CJIS during
his lengthy tenure as a trooper. He explained that CJIS is a
public agency that is required by law to maintain firearms
licensure information and the database in which they do so is
electronically searchable. He described his training and
experience with CJIS, including the certification and
recertification process every three years to use the system. He
was familiar with the variety of databases that may be accessed
through CJIS. He elaborated on how records queries are made,
and, with regard to firearm licensing, he explained that CJIS
accesses data from the Massachusetts Instant Records Check
System and the Firearms Record Bureau. Given this foundation,
there was no abuse of discretion in admitting Fennessy's
testimony in support of the CJIS report, and the report was
admissible under the public records exception to the hearsay
10 rule. See Smith, 496 Mass. at 310-313. See also Mass. G. Evid.
§ 803 (10) (2025). 4
b. Confrontation clause. "[T]he touchstone of the
confrontation clause analysis is whether the primary purpose of
a declarant's out-of-court statement is testimonial or
nontestimonial -- that is, whether the statement is intended to
'prove past events potentially relevant to later criminal
prosecution.'" Commonwealth v. Middlemiss, 465 Mass. 627, 634
(2013), quoting Michigan v. Bryant, 562 U.S. 344, 366 (2011).
As the Supreme Judicial Court clarified in Smith, 496 Mass. at
313-315, there was no violation of the defendant's right to
confront the witnesses against him because the contents of the
firearm license database were not testimonial.
Judgments affirmed.
By the Court (Meade, Neyman & Walsh, JJ. 5),
Clerk
Entered: November 12, 2025.
4 Given our resolution of the matter, we need not also determine if the CJIS records were properly admitted in evidence under the business records exception to the hearsay rule.
5 The panelists are listed in order of seniority.