Commonwealth v. Wooten

269 S.W.3d 857, 2008 Ky. LEXIS 298, 2008 WL 5046782
CourtKentucky Supreme Court
DecidedNovember 26, 2008
Docket2006-SC-000125-DG
StatusPublished
Cited by11 cases

This text of 269 S.W.3d 857 (Commonwealth v. Wooten) is published on Counsel Stack Legal Research, covering Kentucky Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Wooten, 269 S.W.3d 857, 2008 Ky. LEXIS 298, 2008 WL 5046782 (Ky. 2008).

Opinions

Opinion of the Court by

Justice SCHRODER.

This is an appeal by the Commonwealth from orders of the Bracken Circuit Court relative to the court’s determination that Deanna Wooten was incompetent to stand trial on two counts of first-degree criminal abuse. We reject the Commonwealth’s arguments that the trial court erred in allowing funding for an independent defense expert for evaluation of Deanna’s competency, in allowing that expert to testify at the competency hearing, and in denying a motion for a more specific report by that expert. In light of the evidence that Deanna could not participate rationally in her own defense, we also adjudge that the trial court did not abuse its discretion in finding Deanna incompetent to stand trial. Hence, we affirm.

On January 24, 2008, Appellant, Deanna Wooten was indicted on two counts of first-degree criminal abuse for allowing her live-in boyfriend, Anthony Winkle, to abuse her two children. Wooten pled not guilty at her arraignment in January 2003, and on March 31, 2003, the trial court entered an order for reciprocal discovery. At a status hearing on July 10, 2003, Deanna’s counsel requested that Deanna be evaluated by Kentucky Correctional Psychiatric Center (KCPC), but made clear that she was concerned about the limited testing the appointed evaluator would employ. The court granted the motion and directed Deanna’s counsel to draft an order for the evaluation. No such order appears in the record.

At some point thereafter, Deanna made an ex parte motion for state funding for a mental health expert. Specifically, the motion stated that Deanna sought to retain the services of Dr. Peggy Pack “for mental evaluations for purposes of possible guilt and innocence defenses and mitigation.” On September 20, 2003, the court entered a sealed order ordering defense counsel to provide authority for holding an ex parte hearing on the motion. Deanna’s attorney thereafter filed a response citing KRS 31.185(2) as authority for the motion. On March 11, 2004, apparently without holding a hearing on the motion, the court entered an ex parte order authorizing the funding for an expert witness and set the matter for trial on November 3, 2004.

During a status conference on June 10, 2004, Deanna’s counsel revealed that a sealed order in the record authorized funds for a private expert. The Commonwealth stated that an indigent defendant is first required to use state facilities before getting funds for a private expert, and that the proper procedure had not been followed. However, the Commonwealth made no formal objection, nor asked for any relief.

On July 22, 2004, Deanna’s counsel provided a copy of Dr. Pack’s report to the Commonwealth and gave notice of their [860]*860intent to introduce evidence of Deanna’s mental retardation at the time of the offense. Dr. Pack’s report solely addressed the competency issue, but did not state a definitive opinion as to whether or not Deanna was competent to stand trial. Eight days later, the Commonwealth made a motion that Deanna be required to submit to a mental health examination at KCPC and that Dr. Pack be required to provide a more specific report. On September 2, 2004, the court granted the request for the KCPC examination, but denied the motion for a more specific report.

A competency hearing was held on October 18, 2004. The court heard testimony from Dr. Peggy Pack and Dr. Barbara Jefferson, who evaluated Deanna for KCPC.

Dr. Pack testified that Deanna’s verbal IQ was 66, her performance IQ was 74, and her overall IQ was 66. Based on these scores, Dr. Pack diagnosed Deanna as being mentally retarded. Dr. Pack testified that Deanna’s problems processing new information would make it difficult for her to assist her attorney in legal proceedings. Initially Dr. Pack did not want to state an opinion as to Deanna’s competency during the hearing, but eventually, when pressed, she testified that Deanna was “at the marginal line of competency.” Dr. Pack qualified her response, stating that for Deanna to be competent to stand trial, she would need a great deal of support during the proceedings.

Dr. Jefferson agreed with Dr. Pack that Deanna was mildly retarded. While Dr. Jefferson testified that Deanna was competent to stand trial, she noted that Deanna has a limited ability to understand new information. Dr. Jefferson stated for Deanna to go to trial, trial language would have to be simplified, the trial would have to move at a slower pace, attorneys would have to be patient, and the pressure placed on Deanna should be limited.

In an order entered on October 19, 2004, the court determined that Deanna was incompetent to stand trial. The court reasoned as follows:

While the defendant has the capacity to understand the nature and consequences of the proceedings if the proceedings are carefully explained in the simplest terms, she, by virtue of limited ability to process new information, does not have the ability to assist her counsel at trial in her own defense. Defense counsel may have the luxury of explaining in detail the preliminary steps and procedures leading up to trial, but in the trial itself, if the defendant cannot mentally process and respond to the testimony and other trial events, it is clear that she cannot effectively or rationally assist her counsel during the most important phase of the prosecution. For these reasons, the defendant is incompetent to stand trial.

The Commonwealth appealed to the Court of Appeals from the order granting Deanna’s ex parte motion for expert funding, the order denying the Commonwealth’s motion to require Dr. Pack to give a more specific report, and the court’s order determining that Deanna was incompetent to stand trial. The Court of Appeals agreed with the Commonwealth that KRS 31.185 does not authorize funds for a defense expert on the issue of competence to stand trial, and that under the applicable statute, KRS 504.100, neither the defense nor the prosecution is entitled to an independent evaluation on competency to stand trial. The Court of Appeals also agreed with the Commonwealth that the trial court abused its discretion in granting the ex parte motion for expert funding because the defense failed to demonstrate that the use of state facilities would be [861]*861impractical or that a private expert was reasonably necessary, a precondition to funding under KRS 31.185. However, the Court of Appeals adjudged the resulting error to be harmless, reasoning that KRS 504.100 did not prohibit consideration of the expert testimony once it was available, even though it was erroneously obtained. As to the failure to require Dr. Pack to provide a more specific report, the Court of Appeals ruled there was no error because the statutes do not require the expert to give a specific opinion. The Court of Appeals also noted that even if it was error to not give a specific opinion in the report, any variance between Dr. Pack’s report and her testimony leaned in the Commonwealth’s favor when she testified at the hearing that Deanna was marginally competent.

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Commonwealth v. Wooten
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Cite This Page — Counsel Stack

Bluebook (online)
269 S.W.3d 857, 2008 Ky. LEXIS 298, 2008 WL 5046782, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-wooten-ky-2008.