Commonwealth v. Waters

273 A.2d 329, 441 Pa. 511, 1971 Pa. LEXIS 1138
Supreme Court of Pennsylvania·Decided January 25, 1971·No. Appeal, 117·Published·Cited by 12 cases

Opinion

Opinion by

Mr. Justice Roberts,

Petitioner pleaded guilty to murder generally and on February 27, 1963, was adjudged guilty of murder in the first degree and sentenced to life imprisonment. No direct appeal was taken from the judgment of sentence. On June 25, 1968, petitioner filed a petition under the Post Conviction Hearing Act, 1 contending that his guilty plea had been unlawfully induced, that he had been ineffectively represented by counsel, and that he had been denied his right to appeal. The petition was dismissed after a hearing and this appeal ensued.

Petitioner testified that at the time of his arrest a police officer struck him violently in the stomach sev *514 eral times without provocation. This was corroborated by several other eyewitnesses and so found as a fact by the hearing court. 2 Petitioner further testified that the same officer who had assaulted him visited him in his cell at the police station and told him that he might as well confess inasmuch as his accomplice had already given a statement implicating petitioner in the homicide. According to petitioner, he then decided to confess in order to forestall a second beating. Shortly thereafter petitioner did in fact confess to another police officer.

In order for an accused to avoid the consequences of a guilty plea on the basis of a coerced confession, he must demonstrate, inter alia, that the existence of the illegally obtained confession was the primary motivation for the plea. See, e.g., Commonwealth v. Garrett, 425 Pa. 594, 229 A. 2d 922 (1967). Petitioner’s own testimony at the PCHA hearing, however, refutes any assertion that his confession was the primary motivation for guilty plea. On cross-examination petitioner was asked: “Q. . . . And wasn’t it because you were afraid that it might be first degree with that death penalty that caused you to plead guilty in the hope of getting life imprisonment, isn’t that true? Isn’t that true? A. Yes, sir.” On redirect examination petitioner was again asked (this time by his own counsel): “Q. Are you saying that the only reason you pled guilty was to avoid the electric chair? A. Yes, sir. Q. That is the sole reason? A. Yes, sir.” Upon this record petitioner’s plea is not susceptible to attack on the basis of his confession.

Respecting the contention of ineffective assistance of counsel, petitioner testified as follows: His trial counsel, Herbert Blumenfeld, met with him only once for one or two minutes one week prior to trial. At that *515 brief meeting, Blumenfeld did not discuss the case with him or ask him any questions but merely stated: “Don’t worry about it, it won’t be the worst.” On the day of trial Blumenfeld’s. only further advice to petitioner was: “If you plead guilty, I’ll get you second degree.” Although petitioner subsequently testified as a witness on his own behalf, Blumenfeld did not prepare him in any way. Finally, petitioner asserted that Blumenfeld never even informed bim of the nature of the charges against bim or of his right to appeal the judgment of sentence.

Upon cross-examination petitioner’s testimony was somewhat weaker. He admitted that Blumenfeld had interviewed petitioner’s mother and gained some knowledge of petitioner’s general background. Petitioner also admitted that he had been aware that he was facing a charge of “homicide.” In addition, Blumenfeld was called as a witness for the Commonwealth. Blumenfeld was unable to recall the material details concerning his representation of petitioner but did testify that it was his practice, particularly in murder cases, to interview his clients thoroughly before advising them to plead guilty or allowing them to testify.

As we declared in Commonwealth ex rel. Washington v. Manroney, 427 Pa. 599, 235 A. 2d 349 (1967): “Our task in cases of this nature . . . encompasses both an independent review of the record . . . and an examination of counsel’s stewardship of the now challenged proceedings in light of the available alternatives. . . . The test is not whether other alternatives were more reasonable, employing a hindsight evaluation of the record. Although weigh the alternatives we must, the balance tips in favor of a finding of effective assistance as soon as it is determined that trial counsel’s decisions had any reasonable basis.” 427 Pa. at 604-05, 235 A. 2d at 352-53 (footnote omitted). Accord Common *516 wealth v. Shipper, 440 Pa. 576, 271 A. 2d 476 (1970) ; Commonwealth v. Woody, 440 Pa. 569, 271 A. 2d 477 (1970).

In applying these standards to the case at hand, it should be noted initially that the hearing court did not credit petitioner’s testimony concerning Blumenfeld’s representation of him. Matters of credibility are uniquely within the competence of the finder of fact, and this particular finding is not clearly erroneous. What did impress the hearing court was Blumenfeld’s testimony that he habitually conducted comprehensive interviews with his criminal clients. While the constitutional imperative of effective assistance of counsel is not concerned with counsel’s general ability and competence but ®nly with counsel’s performance in a given case, Blumenfeld’s testimony regarding his customary procedures in criminal cases is to some extent probative that he did follow such procedures in this particular case.

A review of the trial record sustains the view that Blumenfeld’s recommendation of a guilty plea had a reasonable basis and that petitioner was otherwise afforded effective assistance of counsel. At trial, Blumenfeld cross-examined several of the Commonwealth’s witnesses and examined a dozen witnesses in petitioner’s behalf, including petitioner himself. Moreover, prior to the entry of the guilty plea, petitioner’s accomplice had confessed, and in that confession petitioner was clearly implicated in the homicide. In light of these circumstances, we cannot hold that petitioner was inadequately represented.

Petitioner’s final contention is that he was denied his right to appeal by virtue of the fact that neither Blumenfeld nor the trial court ever informed him of that right. The hearing court made no finding in this regard, being of the view that these assertions, even if true, would not provide a basis for any relief. We disagree.

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Commonwealth v. Waters, 273 A.2d 329, 441 Pa. 511, 1971 Pa. LEXIS 1138 (Pa. 1971).

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