Commonwealth v. Wallace

602 A.2d 345, 411 Pa. Super. 576, 1992 Pa. Super. LEXIS 93
CourtSuperior Court of Pennsylvania
DecidedJanuary 15, 1992
Docket960
StatusPublished
Cited by26 cases

This text of 602 A.2d 345 (Commonwealth v. Wallace) is published on Counsel Stack Legal Research, covering Superior Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Wallace, 602 A.2d 345, 411 Pa. Super. 576, 1992 Pa. Super. LEXIS 93 (Pa. Ct. App. 1992).

Opinions

BROSKY, Judge.

This is an appeal from an order denying appellant’s pretrial motion to dismiss all charges. Appellant raises two issues for disposition, one, whether appellant waived the defense of collateral estoppel by requesting a severance of one count from several others, and two, whether collateral estoppel precludes prosecution on the severed charge after he was acquitted of all charges in the preceding trial. We reverse.

Appellant was arrested on April 30, 1990, and charged with a variety of offenses including attempted homicide, assault charges and firearm offenses. All charges arose out of a single episode which occurred on April 22, 1990. Although there were competing versions of the episode it was alleged that appellant was driving a vehicle in a rapid fashion and approached the complainant’s vehicle. Complainant moved his vehicle into the right hand lane at which time appellant sped by him while making obscene gestures. Appellant then allegedly slowed his vehicle which enabled the complainant to catch up and pass appellant. As complainant passed appellant, appellant allegedly had words with complainant’s nephew and son who were also in the vehicle. Appellant then allegedly drove in front of complainant and cut him off, forcing him to stop his vehicle. Complainant got out of the vehicle and asked what was the problem at which time appellant allegedly brandished a chrome revolver and fired one shot at complainant. Appellant then got back into his vehicle and sped off at which time complainant followed until he was able to get appel[579]*579lant’s license number. A statement garnered from appellant was quite contrary to that of complainant’s. Appellant indicated that he was driving down the road when the complainant cut in front of him and made an obscene gesture. The van stopped and appellant stopped also. Words were exchanged after which appellant got into his car and left. The van followed appellant for some time. Appellant denied even having a gun.

Because appellant had a previous conviction many years ago he was charged with firearm offenses for both carrying a firearm without a license and one preventing a former convict from owning a firearm. Because defense counsel did not wish a jury to know that appellant had been previously convicted, which disclosure would have been necessary to prove the one weapons offense, counsel requested that that charge be severed and tried separately. This request was granted and appellant went to trial on the other charges. After a jury trial on the other charges appellant was acquitted of all charges. Subsequently, the Commonwealth notified appellant that the remaining charge would be tried. Appellant responded by filing a omnibus pretrial motion for dismissal based upon collateral estoppel. Appellant’s contention was that the acquittal on the previous charges precluded trial on the remaining charge which arose from the same incident. The trial court denied and dismissed the motion indicating a belief that the defense of collateral estoppel had been waived by virtue of the granting of the severance request. This appeal followed.

We agree with appellant that the mere granting of his request for severance cannot work to waive the protection of collateral estoppel. In arriving at its conclusion, the trial court examined cases involving double jeopardy challenges which were defeated because the claim had, in effect, been produced by the defendant’s own actions in requesting a severance. However, it is clear to us that the trial court has given these cases an overbroad reading. For instance, the trial court points to language from Commonwealth v. Green, 232 Pa.Super. 134, 335 A.2d 493 (1975), [580]*580regarding waiver, by virtue of a request for severance of charges, of a statutory right to have all charges tried in a single proceeding to support the conclusion that appellant has waived his claim of collateral estoppel. There we stated:

It is apparent that a defendant who is aware of the charges against him can thus waive his statutory right to have them all brought in a single prosecution. If he himself requests separate trials and obtains a court order to that effect, or if he knowingly acquiesces in what appears to be an advantageous separation, he cannot later raise an objection claiming statutory protection from multiple trials.

Id., 232 Pa.Superior Ct. at 142-143, 335 A.2d at 497. The trial court then cites to Jeffers v. United States, 432 U.S. 137, 97 S.Ct. 2207, 53 L.Ed.2d 168 (1977) to indicate that the same rule applies to the constitutional double jeopardy protections. In Jeffers, the petitioner was one of several defendants who jointly opposed the governments motion to try two charges together in one trial. The motion was denied. When the government attempted to try the petitioner on the second charge he objected on double jeopardy grounds. Petitioner’s motion to dismiss was denied and he was tried and convicted, which conviction he appealed. In affirming the conviction the United States Supreme Court stated: “although a defendant is normally entitled to have charges on a greater and a lesser offense resolved in one proceeding, there is no violation of the Double Jeopardy Clause when he elects to have the two offenses tried separately and persuades the trial court to honor his election.” 432 U.S. at 152, 97 S.Ct. at 2217. The trial court also cites to other cases from various jurisdictions making the same holding and expressing the same general comments.

The above cases clearly stand for the proposition that an accused cannot demand, or, perhaps, acquiesce in, a separation of charges then complain, when prosecution on the severed charge is imminent, that the Commonwealth is precluded from trying him on that charge because of the [581]*581accused’s right to have all charges against him tried together. We are in full agreement with this proposition and are convinced that it is an accurate statement of the law.

Appellant, however, is not asserting here, having requested the severance, that the remaining charge cannot now be prosecuted because the Commonwealth was required to try all charges together. This would be a claim of a double jeopardy violation that has clearly been forfeited by the request for a severance. His assertion is that the jury’s verdict in the first case precludes trial on the remaining charge because the verdict of the jury represents a factual finding that defeats the viability of the remaining charge. This is an altogether different claim that just happens to have been found encompassed within the double jeopardy protections. Although one of the protections afforded by the double jeopardy clause, it is also an entirely different proposition than the one above.

The doctrine of collateral estoppel prevents relitigation between parties of an issue where that issue has been previously decided by a competent legal forum. The doctrine is applicable to criminal prosecutions as well as to civil matters. Indeed, the doctrine of collateral estoppel was deemed to be a constitutional protection somewhat loosely embodied by the double jeopardy protection of the federal constitution. In Ashe v. Swenson, 397 U.S. 436, 90 S.Ct. 1189, 25 L.Ed.2d 469 (1970), the United States Supreme Court considered a case involving the robbery of six poker players.

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Cite This Page — Counsel Stack

Bluebook (online)
602 A.2d 345, 411 Pa. Super. 576, 1992 Pa. Super. LEXIS 93, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-wallace-pasuperct-1992.