Commonwealth v. Thibeault

931 N.E.2d 1008, 77 Mass. App. Ct. 419, 2010 Mass. App. LEXIS 1128, 2010 WL 3276190
CourtMassachusetts Appeals Court
DecidedAugust 23, 2010
Docket09-P-126
StatusPublished
Cited by3 cases

This text of 931 N.E.2d 1008 (Commonwealth v. Thibeault) is published on Counsel Stack Legal Research, covering Massachusetts Appeals Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Thibeault, 931 N.E.2d 1008, 77 Mass. App. Ct. 419, 2010 Mass. App. LEXIS 1128, 2010 WL 3276190 (Mass. Ct. App. 2010).

Opinion

Sikora, J.

A District Court jury convicted the defendant, Paul J. Thibeault, of three counts of indecent assault and battery upon a child under the age of fourteen, G. L. c. 265, § 13B. On appeal he challenges the trial judge’s rulings upon questions of first complaint witness status and victim competency, and the judge’s refusal to hold a “taint hearing” on alleged improper coaching or influence of the victim’s testimony. He claims further on direct appeal that his trial counsel was ineffective for failing to subpoena the victim’s father. For the following reasons, we affirm the convictions.

Background. The jury received the following evidence. In February of 2007, the victim, Anna, 1 began sleeping at the home of her paternal grandparents three times per week to accommodate her parents’ work schedule. On these overnight visits, Anna, then five years old, slept on a couch in the living room because no spare bedroom was available. The defendant, who is Anna’s uncle, and another uncle, Michael, and his wife, Rita, also resided with the grandparents. All of the residents had bedrooms of their own.

Anna, who was six years old at the time of trial, testified that the defendant had touched her on three separate occasions as she slept on the couch. He placed his hands on various parts of her body, including her “private spot,” the part of her body, she explained, that she used “to go pee.” Anna’s mother, Erika, testified as first complaint witness. 2 She recounted that on June 22, 2007, Anna and her father Dennis were playing a game together in Anna’s bedroom when Anna told him that the defendant had made inappropriate contact with her. Dennis then brought Anna into the kitchen so that Anna could tell Erika about the defendant’s actions. According to Erika, Anna told her that the defendant had touched her, pointing to the areas on her body where he made contact, at three different times in the living room when everyone else at her grandparents’ house was asleep. Erika observed that Anna appeared nervous and scared as she described *421 the defendant’s alleged behavior. Erika and Dennis contacted the Fitchburg police to report the incidents, and Anna’s overnight visits to her grandparents’ home ceased. 3

The Commonwealth had subpoenaed Dennis, Anna’s father, to act as first complaint witness; however, he did not appear when trial began. When she learned of the father’s unavailability, the prosecutor sought to substitute Erika as first complaint witness prior to trial. The prosecutor explained that Dennis suffered from bipolar disorder, took his medications inconsistently, fled the Commonwealth, and refused to return. The trial judge granted the Commonwealth’s request to call Erika as first complaint witness. Defendant’s counsel objected to the judge’s initial pretrial ruling but did not object to Erika’s testimony at trial.

Analysis. The defendant imputed three errors to the trial judge: allowance of Erika to testify as a substituted first complaint witness; determinations of Anna’s competence to testify; and refusal of a “taint hearing” upon the claim of improper influence or coaching of Anna’s testimony. Additionally, the defendant claims for the first time on direct appeal that his trial counsel was ineffective. None of these contentions merits reversal of his convictions.

1. First complaint witness. Relying on Commonwealth v. King, 445 Mass. 217, 237-248 (2005), cert. denied, 546 U.S. 1216 (2006), the defendant contends that the trial judge should not have allowed Anna’s mother Erika to testify as first complaint witness because Anna complained first about the defendant’s acts to her father. Because our interpretation of the first complaint doctrine permits substitution of an individual other than the first recipient of the complaint in the circumstances presented here, the judge’s allowance of Erika’s testimony does not constitute reversible error.

“Testimony by the recipient of a complainant’s first complaint of an alleged sexual assault regarding the fact of the first complaint and the circumstances surrounding the making of that first complaint, including details of the complaint, is admissible for the limited purpose of assisting the jury in determining whether to credit the complainant’s testimony about the alleged sexual assault, not to prove the truth of the allegations.” Mass. *422 G. Evid. § 413 (2010). This rule derives from Commonwealth v. King, supra, in which the Supreme Judicial Court supplanted the fresh complaint doctrine with the first complaint doctrine. The first complaint doctrine’s primary purpose “is to refute any false inference that silence is evidence of a lack of credibility on the part of [sexual assault] complainants.” Id. at 243.

Under the doctrine, generally only the individual to whom the complainant first complained of the sexual assault may testify as first complaint witness. Ibid. However, “[i]n limited circumstances, a judge may permit the testimony of a complaint witness other than, and in lieu of, the very ‘first’ complaint witness.” Ibid. By way of “example,” the court anticipated that in situations “where the first person told of the alleged assault is unavailable, incompetent, or too young to testify meaningfully, the judge may exercise discretion in allowing one other complaint witness to testify.” Id. at 243-244.

Later, in Commonwealth v. Murungu, 450 Mass. 441, 445-448 (2008), the court specifically identified two exceptions to the first complaint doctrine. These permitted a person other than the first recipient of information from the complainant to testify as the first complaint witness (1) if the victim’s disclosure to “the first person does not constitute a complaint,” or (2) if the victim complains first to an individual who “has an obvious bias or motive to . . . distort the victim’s remarks.” Id. at 446. The court explained that the King decision had not “set forth an exhaustive list of appropriate substitutions.” Id. at 445. “Other exceptions are permissible based on the purpose and limitations of the first complaint doctrine.” Ibid.

Here, the trial judge determined that Anna’s father Dennis was unavailable. 4 See Mass. G. Evid. § 804(a)(5) (witness unavailable if “absent from the hearing and the proponent of a statement has been unable to procure the declarant’s attendance by process or other reasonable means”). Unavailability of the first person told of the sexual assault by the complainant is an exception recognized by King. Commonwealth v. Murungu, 450 Mass. at 445. The judge’s allowance of Erika’s testimony accords with the doctrine’s purpose and limitations to ensure that a “complainant *423 (who . . .

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Bluebook (online)
931 N.E.2d 1008, 77 Mass. App. Ct. 419, 2010 Mass. App. LEXIS 1128, 2010 WL 3276190, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-thibeault-massappct-2010.