Commonwealth v. Stephens

446 N.E.2d 410, 15 Mass. App. Ct. 461, 1983 Mass. App. LEXIS 1248
CourtMassachusetts Appeals Court
DecidedMarch 16, 1983
StatusPublished
Cited by14 cases

This text of 446 N.E.2d 410 (Commonwealth v. Stephens) is published on Counsel Stack Legal Research, covering Massachusetts Appeals Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Stephens, 446 N.E.2d 410, 15 Mass. App. Ct. 461, 1983 Mass. App. LEXIS 1248 (Mass. Ct. App. 1983).

Opinions

Dreben, J.

The defendant, a black man, was convicted on an indictment charging him with knowingly deriving support and maintenance from the earnings of a prostitute. The victim was a white woman. Prior to trial the defendant, citing G. L. c. 234, § 28,2 and Commonwealth v. Sanders, 383 Mass. 637 (1981), moved that certain questions, including one directed to racial prejudice and another relating to the credibility of police officers, be put to each juror individually outside the presence of other jurors. Accompanying his motion was an affidavit of counsel indicating that “it is anticipated that there may be testimony concerning the use of physical force by the defendant against the victim.”

[463]*463The principal claim of error relates to the refusal by the judge to conduct an individual examination of jurors. We affirm. Those who join fully in this opinion conclude, nevertheless, that in trials for this offense (G. L. c. 272, § 7) held hereafter where the defendant is of one race and the victim is of another, and there is an expectation that evidence of violence or a threat of violence will be introduced at trial, G. L. c. 234, § 28, second par. must be applied, if requested by the defendant.

1. The motion for individual examination of jurors was heard just before the trial began. The judge asked defense counsel whether she had “any evidence of any potential racial issue here, other than the fact that the defendant happens to be black and the alleged victim happens to be white.” Counsel referred to Commonwealth v. Sanders, 383 Mass. 637 (1981), which held as matter of law that such inquiry was required in future interracial rape trials, and to allegations in her own affidavit, “of some issues of physical force . . . against the victim.”3

The trial judge denied the motion, concluding that interrogation was not constitutionally required as the defendant was not a “special target for racial prejudice,” Commonwealth v. Ross, 363 Mass. 665, 672, cert. denied, 414 [464]*464U.S. 1080 (1973) (with dissents), habeas corpus granted sub nom. Ross v. Ristaino, 388 F.Supp. 99 (D. Mass.), affd, 508 F.2d 754 (1st Cir. 1974), rev’d, 424 U.S. 589 (1976), and that the case was not really an interracial rape case governed by Sanders. He did, however, ask the jurors collectively whether their knowledge that the defendant was black and the victim was white would “affect” their “impartiality to render a fair verdict based upon the evidence.”

In denying the defendant’s request, the trial judge failed to heed the advice of Commonwealth v. Lumley, 367 Mass. 213, 216 (1975), that “as a practical matter, when a motion that prospective jurors be interrogated as to possible prejudice is presented, . . . the trial judge should grant that motion.” See Rosales-Lopez v. United States, 451 U.S. 182, 191 (1981) (“usually best to allow the defendant ... [to determine] whether or not he would prefer to have the inquiry into racial or ethnic prejudice pursued”). See also Commonwealth v. Yancee, 8 Mass. App. Ct. 884, 885 (1979).

It is true that in the absence of “special circumstances” interrogation of jurors as to racial prejudice is not constitutionally required. Commonwealth v. Ross, 363 Mass. at 672. Commonwealth v. Sanders, 383 Mass. at 641. Commonwealth v. Hobbs, 385 Mass. 863, 873-874 (1982). Commonwealth v. Sowers, 388 Mass. 207, 213 (1983). It is also true that the crime involved here is not interracial rape and thus not strictly within the rule of Commonwealth v. Sanders.

We do not view Sanders, however, as deciding that only rape cases evoke, as matter of law, a “special reaction to the facts,” Rosales-Lopez v. United States, 451 U.S. at 196 (Stevens, J., dissenting), or, as stated in G. L. c. 234, § 28, “considerations which may cause a decision . . . to be made in whole or in part upon issues extraneous to the case.” In Sanders, at 640, the court concluded, after reviewing Commonwealth v. Lumley (whose “practical” advice we alluded to above) and later cases involving G. L. c. 234, § 28, second par., that its previous decisions had “given insufficient force” to the statute.

[465]*465In Commonwealth v. Hobbs, 385 Mass. at 873, decided after the present case was tried, the court held that other interracial crimes would also, as matter of law, create a substantial risk of bias so as to require the application of § 28, second par. “In the sensitive area of racial prejudice . . . we have imposed more specific limits on judges’ discretion” to determine whether extraneous issues bring the statute to bear. Ibid. Hobbs prescribed that the procedure of Sanders be followed in all future trials involving interracial sexual offenses against children.

Those who join fully in this opinion believe that cases, like the one at bar, which involve both sex and violence between members of different races, also present as matter of law “a substantial risk that extraneous issues will influence the jury.” Commonwealth v. Sanders, at 640-641. Where, as here, a black pimp is charged with exploiting a white woman by deriving support and maintenance from the earnings and proceeds of her prostitution and there is also evidence of physical violence against the victim, we think the facts are “equally likely to inflame racial prejudice as was the interracial rape in Sanders.” Commonwealth v. Hobbs, supra at 873. Accordingly, in all future trials of the crime here charged involving an interracial relationship, where at the time of the request under G. L. c. 234, § 28, second par., it appears likely that there will be evidence of physical violence or a threat of physical violence against the victim the procedures and cautionary measures outlined in Sanders must be followed if requested by the defendant. Compare Rosales-Lopez v. United States, 451 U.S. at 192, indicating that juror interrogation is required in Federal courts when requested by “a defendant accused of a violent crime and where the defendant and the victim are members of different racial or ethnic groups.”

In both Sanders at 640-641, and Hobbs at 873, the Supreme Judicial Court ruled that the defendants were not entitled to reversals in their own appeals because the holdings were based, “not on a constitutional mandate, but on the need for caution and certainty in the application of [466]*466§ 28.” Since our application of § 28 to this crime is for the same reasons, we have followed the rule set forth in those cases that error in the application of the statute to a different crime is to be remedied prospectively. Accordingly, the defendant’s conviction is not to be reversed.

2. The trial judge did not err in refusing to inquire of the jurors whether they would give more credence to a police officer’s testimony, simply because he is a police officer, than to that of other witnesses. This matter was within the trial judge’s discretion. See Commonwealth v. Walker, 370 Mass.

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Commonwealth v. Stephens
446 N.E.2d 410 (Massachusetts Appeals Court, 1983)

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Bluebook (online)
446 N.E.2d 410, 15 Mass. App. Ct. 461, 1983 Mass. App. LEXIS 1248, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-stephens-massappct-1983.