Commonwealth v. Smith

Massachusetts Supreme Judicial Court·Decided February 28, 2023·No. SJC 13254·Published

Opinion

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SJC-13254 COMMONWEALTH vs. HUBERT LEE SMITH, JR.

Suffolk. November 4, 2022. – February 28, 2023.

Present: Budd, C.J., Gaziano, Lowy, Cypher, Kafker, & Wendlandt, JJ.

Practice, Criminal, Capital case, Postconviction relief, District attorney. Time. Words, "Good cause," "Excusable neglect."

Indictment found and returned in the Superior Court on February 17, 1978.

Following review by this court, 384 Mass. 519 (1981), a motion for postconviction relief, filed on April 7, 2020, was heard by Janet L. Sanders, J.

A motion to dismiss a request for leave to appeal and a motion to accept the request for leave to appeal as timely filed were reported by Gaziano, J., in the Supreme Judicial Court for the county of Suffolk.

Cailin M. Campbell, Assistant District Attorney, for the Commonwealth.

Michelle Menken for the defendant.

The following submitted briefs for amici curiae:

Stanley Donald, pro se.

Robert F. Hennessy for Committee for Public Counsel Services.

Katharine Naples-Mitchell for Families for Justice as Healing.

GAZIANO, J. On July 6, 2022, the defendant was released on parole after having served forty-four years in prison for his conviction of murder in the first degree. A Superior Court judge granted the defendant's motion for postconviction relief on the ground that the Commonwealth's 1978 package plea offer violated the defendant's rights to due process. The judge then reduced the defendant's conviction from murder in the first degree to murder in the second degree. Following issuance of the judge's order on August 4, 2021, the Commonwealth filed a notice of appeal, but it did not file the requisite gatekeeper petition under G. L. c. 278, § 33E, until five and one-half months later, substantially exceeding the thirty-day filing requirement set forth in Mains v. Commonwealth, 433 Mass. 30, 36 n.10 (2000). The single justice initially granted the Commonwealth's petition. After the defendant sought reconsideration, supplemental briefing was filed, the single justice conducted a hearing, and he then allowed the Commonwealth's gatekeeper petition, contingent upon the full court's approval of the Commonwealth's motion for leave for late filing. The single justice then reserved and reported the matter to this court.

To resolve the reported issues, we must decide whether the Commonwealth had good cause to file its gatekeeper petition pursuant to G. L. c. 278, § 33E, more than five months late. Because the petition was not filed within the applicable thirty- day period, and because there was no showing of good cause to excuse the delay, see Mass. R. A. P. 14 (b), as appearing in 481 Mass. 1626 (2019), the Commonwealth's petition must be dismissed as untimely.

In addition, we conclude that the thirty-day deadline for filing a gatekeeper petition set forth in Mains, 433 Mass. at 36 n.10, does not allow adequate time in which to develop and file the substantive pleadings required for such a petition. Accordingly, for petitions under G. L. c. 278, § 33E, filed after the date of issuance of the rescript in this case, the filing period shall be extended to sixty days.1 1. Background. On February 10, 1978, Max Fishman, who was making oil deliveries to customers in the aftermath of the so- called "Great Blizzard of 1978," was shot and killed during a robbery committed by the defendant and a codefendant.2 The two were arrested, and on February 17, 1978, a grand jury returned

1 We acknowledge the amicus briefs submitted by Stanley Donald, the Committee for Public Counsel Services, and Families for Justice as Healing.

2 At the time of the shooting, the defendant was twenty years old and his codefendant was fifteen years old.

indictments charging the defendant with murder in the first degree, armed assault with intent to rob, unlawfully carrying a firearm, and conspiracy to commit robbery.3 Before trial, the prosecutor offered the defendant a plea arrangement; the Commonwealth was willing to reduce the charges against him from murder in the first degree to murder in the second degree, if both the defendant and the codefendant agreed to plead guilty to the same charges.4 The defendant told police that he had used the gun involved in the shooting, and his counsel indicated to the prosecutor that his client was "anxious" to plead guilty to murder in the second degree. The codefendant, however, declined the plea offer, and the case proceeded to a joint trial.

During deliberations, the jury sent three questions to the judge that indicated that they were likely to find the defendant guilty of murder in the first degree and the codefendant guilty of murder in the second degree. After further consultation with his counsel, the codefendant pleaded guilty to murder in the second degree. Counsel for the defendant argued vigorously that his client should be offered the same plea agreement, but the

3 The conspiracy charge was not pursued at the joint trial.

4 This type of plea agreement also is referred to as a package, contingent, linked, or wired plea. See United States v. Mescual-Cruz, 387 F.3d 1, 3 (1st Cir. 2004), cert. denied, 543 U.S. 1175 and 543 U.S. 1176 (2005).

prosecutor declined to engage in further plea negotiations with the defendant; the prosecutor asserted that all plea negotiations had terminated when the jury began their deliberations. After the judge rejected the defendant's attempted plea, the defendant was convicted of murder in the first degree and sentenced to the statutorily mandated sentence of life in prison without the possibility of parole.5 In 1980, the defendant filed a motion for a new trial in the county court; he argued that he was entitled to a new trial because he should have been permitted to plead guilty to murder in the second degree, as the prosecutor initially had offered, and as his codefendant later had done. After the single justice remanded the case to the Superior Court for an evidentiary hearing, a Superior Court judge determined that there had been no outstanding plea offer when the case was given to the jury. The single justice then denied the defendant's motion, and the defendant appealed from the denial of the motion for a new trial; we consolidated that appeal with the defendant's direct appeal. We accepted the motion judge's finding that the plea offer was no longer in effect once the jury received the case and affirmed the convictions and the denial of the motion for a

5 The defendant also was convicted of assault with intent to rob, G. L. c. 265, § 18, and unlawfully carrying a firearm, G. L. c. 269, § 10 (a).

new trial. See Commonwealth v. Smith, 384 Mass. 519, 523 (1981).

The defendant subsequently filed two additional motions for a new trial. The second, filed in August of 1996, asserted that the prosecutor's exercise of certain peremptory challenges had been based on race and, thus, unconstitutional; that motion was denied without a hearing. The third motion for a new trial, filed in September of 2007, argued that trial counsel had been ineffective, the trial judge's decision to preclude the defendant from cross-examining his codefendant was error, and the plea agreement that had been offered to the defendant should be enforced "in the interest of justice." That motion also was denied.

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