Commonwealth v. Simons

522 A.2d 537, 514 Pa. 10, 1987 Pa. LEXIS 678
CourtSupreme Court of Pennsylvania
DecidedMarch 11, 1987
Docket13 Eastern District Appeal Docket 1986
StatusPublished
Cited by64 cases

This text of 522 A.2d 537 (Commonwealth v. Simons) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Simons, 522 A.2d 537, 514 Pa. 10, 1987 Pa. LEXIS 678 (Pa. 1987).

Opinions

OPINION OF THE COURT

PAPADAKOS, Justice.

In this appeal, we are called upon to determine whether the type of prosecutorial misconduct present in this case prohibits re-trial on double jeopardy grounds. We answer in the negative and affirm the decision of Superior Court, 342 Pa.Superior Ct. 281, 492 A.2d 1119, which remanded the case to the Court of Common Pleas of Philadelphia County for a new trial.

In July, 1975, Appellant, Lawrence Demetrius Simons, solicited Wayne Thorpe, Grant Ravenell and Angelo Casselle to rob Zollie Perry. While Appellant and Casselle waited in a car as lookouts, Thorpe and Ravenell, armed with handguns, approached Perry to rob him. Perry was also armed, and he shot Ravenell. Thorpe then shot Perry. The four conspirators fled. Perry died from the shooting, but Ravenell lived. In separate jury trials, first Simons, the mastermind, then Thorpe, the triggerman, were found guilty of second degree murder and robbery. In both trials, Ravenell and Casselle testified for the prosecution. Simons and Thorpe appealed. Each argued on appeal that a new trial should be granted because the prosecutor had concealed from each jury the terms of a plea agreement between Ravenell and the Commonwealth.

In Thorpe’s case, we remanded to the trial court for an evidentiary hearing on this issue. Superior Court, which at the time had cognizance of the Simons appeal, also remanded for a joint hearing with the Thorpe case. After hearing evidence on the issue, Judge John A. Geisz granted new [13]*13trials to Thorpe and Simons in an Opinion and Order dated December 3, 1980. Thorpe and Simons then filed motions to dismiss the charges against them, asserting that re-trials would violate their right not to be placed twice in jeopardy. The trial court denied the motion, and, subsequently, Superior Court affirmed.

Our analysis of double jeopardy must begin with a reaffirmation of the distinction between mere prosecutorial error and overreaching which “signals the breakdown of the integrity of the judicial proceeding, and represents the type of prosecutorial tactic which the double jeopardy clause was designed to protect against.” Commonwealth v. Starks, 490 Pa. 336, 341, 416 A.2d 498, 500 (1980); also see, Commonwealth v. Hallowell, 497 Pa. 203, 439 A.2d 1140 (1981). Because prosecutors are the representatives of an impartial sovereignty, we demand that they “are to seek justice, not only convictions.” Commonwealth v. Cherry, 474 Pa. 295, 301, 378 A.2d 800, 803 (1977). It is the solemn responsibility of the prosecutor as the spokesman of the government, therefore, to conduct his affairs in court in a manner that will avoid designed grievous injury to the court’s proceedings. Administrative error by a prosecutor is one thing; prosecutorial overreaching which triggers double jeopardy is another.

Classification of overreaching by this Court in recent years has been subjected to different standards of review. Under Commonwealth v. Bolden, 472 Pa. 602, 373 A.2d 90 (1977), a defendant would be protected against reprosecution following a mistrial if the conduct of the judge or prosecutor was grossly negligent. This expansive interpretation of the standard of review in double jeopardy cases was repudiated in Commonwealth v. Klobuchir, 486 Pa. 241, 405 A.2d 881 (1979), cert. denied, 445 U.S. 952, 100 S.Ct. 1602, 63 L.Ed.2d 787, reh. denied, 446 U.S. 947, 100 S.Ct. 2178, 64 L.Ed.2d 804 (1980).

The next step in our analysis of prosecutorial overreaching occurred in 1980 in Commonwealth v. Starks, supra:

[14]*14The United States Supreme Court has enunciated principally two types of prosecutorial overreaching. First there is the prosecutorial misconduct which is designed to provoke a mistrial in order to secure a second, perhaps more favorable, opportunity to convict the defendant. See United States v. Dinitz, [424 U.S. 600, 611, 96 S.Ct. 1075, 1081, 47 L.Ed.2d 267 (1976)]. Second there is the prosecutorial misconduct undertaken in bad faith to prejudice or harass the defendant. See Lee v. United States, [432 U.S. 23, 32, 97 S.Ct. 2141, 2147, 52 L.Ed.2d 80 (1977)]; United States v. Dinitz, supra, at 611, 96 S.Ct. at 1081-82. In contrast to prosecutorial error, overreaching is not an inevitable part of the trial process and cannot be condoned.

Under Starks, a re-trial was barred only if there was a bad faith effort by the prosecutor to prejudice the defendant or an intent to provoke a mistrial.

Starks, of course, rested squarely on federal law and reflected the fact that we consistently had interpreted Pennsylvania’s Double Jeopardy Clause (Art. 1, § 10) to be co-extensive with the Fifth Amendment because of identical textual and policy considerations. Commonwealth v. Hogan, 482 Pa. 333, 393 A.2d 1133 (1978); Commonwealth v. Sparrow, 471 Pa. 490, 370 A.2d 712 (1977), (Mr. Justice Nix, now Chief Justice Nix, dissenting). Thus, our decisions had not created greater or lesser protection than the federal standard. See, e.g., Klobuchir, supra, (Nix, J., now Chief Justice Nix, Opinion in Support of Affirmance, joined by O’Brien and Larsen, JJ.).

Under a Starks analysis, therefore, we established two types of overzealous prosecutions which were to be utilized in determining whether a mistrial precluded reprosecution: 1) prosecutorial acts intentionally designed to provoke a mistrial; or 2) misconduct which was undertaken in bad faith to harass the defendant deliberately. Commonwealth v. Virtu, 495 Pa. 59, 432 A.2d 198 (1981). As it related to mistrials, moreover, Pennsylvania’s Double Jeopardy Clause [15]*15complied in all respects with the federal standard. Commonwealth v. Sample, 493 Pa. 347, 426 A.2d 582 (1981).

This dual mistrial step shifted perceptably in the United States Supreme Court decision in Oregon v. Kennedy, 456 U.S. 667, 102 S.Ct. 2083, 72 L.Ed.2d 416 (1982) (majority opinion by now Chief Justice Rehnquist, joined by Burger, then C.J., White and O’Connor, JJ., concurrence by Powell, J.). Oregon stated:

Because of the confusion which these varying statements of the standard in question have occasioned in other courts, we deem it best to acknowledge the confusion and its justifiability in the light of these statements from previous decisions.

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Bluebook (online)
522 A.2d 537, 514 Pa. 10, 1987 Pa. LEXIS 678, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-simons-pa-1987.